Diaz Diana P

Senior Vice President & CAOSHARPS COMPLIANCE CORP (SMED) · full profile →Form 4 · filed Aug 23, 2022
No Open-Market Flow
Open-Market Buys
$0
Open-Market Sells
$0
Net Open-Market Flow
$0
Transactions
5
2 non-derivative · 3 derivative

Non-Derivative Transactions (Table I)

DateActionSharesPriceValueOwned After
Aug 23, 2022Disposed to issuer(D)56K$8.75$492K0
Aug 22, 2022Tender(U)56K$8.75$492K56K

Derivative Transactions (Table II)

DateActionSharesPriceValueOwned After
Aug 23, 2022Disposed to issuer(D)51K0
Aug 23, 2022Disposed to issuer(D)50K0
Aug 23, 2022Disposed to issuer(D)6K0

Transaction Codes

D
Disposition to the issuer
U
See SEC Form 4 code table

Data Source & Provenance

Parsed from a single SEC EDGAR Form 4 filing (accession 0000898770-22-000087) within minutes of acceptance. Every field above traces to the original document. Verify it directly: