Arkolith/Insider Trading/CMO/Form 4

Kim Roy

Senior Vice PresidentCAPSTEAD MORTGAGE CORP (CMO) · full profile →Form 4 · filed Oct 21, 2021
No Open-Market Flow
Open-Market Buys
$0
Open-Market Sells
$0
Net Open-Market Flow
$0
Transactions
3
2 non-derivative · 1 derivative

Non-Derivative Transactions (Table I)

DateActionSharesPriceValueOwned After
Oct 19, 2021Option exercise(M)144K——392K
Oct 19, 2021Disposed to issuer(D)392K——0

Derivative Transactions (Table II)

DateActionSharesPriceValueOwned After
Oct 19, 2021Option exercise(M)144K——0

Transaction Codes

M
Option exercise / conversion
D
Disposition to the issuer

Data Source & Provenance

Parsed from a single SEC EDGAR Form 4 filing (accession 0000899243-21-041090) within minutes of acceptance. Every field above traces to the original document. Verify it directly:

View original filing on SEC.govRaw Form 4 XML