Lake H Tucker JR

Vice PresidentELLSWORTH FUND LTD (ECF) · full profile →Form 4 · filed Sep 11, 2009
Net Selling
Open-Market Buys
$0
Open-Market Sells
$65K
Net Open-Market Flow
-$65K
Transactions
5
5 non-derivative · 0 derivative

Non-Derivative Transactions (Table I)

DateActionSharesPriceValueOwned After
Sep 11, 2009Sell(S)2K$6.00$12K4K
Sep 10, 2009Sell(S)970$5.95$6K3K
Sep 10, 2009Sell(S)3K$5.93$18K11K
Sep 10, 2009Sell(S)2K$5.99$12K6K
Sep 10, 2009Sell(S)3K$5.97$18K8K

Transaction Codes

S
Open-market sale

Data Source & Provenance

Parsed from a single SEC EDGAR Form 4 filing (accession 0001014776-09-000013) within minutes of acceptance. Every field above traces to the original document. Verify it directly:

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