Arkolith/Insider Trading/FOCS/Form 4

Chang Leonard R.

Sr. Managing Dir/Head of M&AFocus Financial Partners Inc. (FOCS) · full profile →Form 4 · filed Sep 1, 2023
No Open-Market Flow
Open-Market Buys
$0
Open-Market Sells
$0
Net Open-Market Flow
$0
Transactions
20
2 non-derivative · 18 derivative

Non-Derivative Transactions (Table I)

DateActionSharesPriceValueOwned After
Aug 31, 2023Option exercise(M)948K——948K
Aug 31, 2023Disposed to issuer(D)948K$53.00$50.2M0

Derivative Transactions (Table II)

DateActionSharesPriceValueOwned After
Aug 31, 2023Tax withholding(F)12K$53.00$641K21K
Aug 31, 2023Disposed to issuer(D)250K—$0350K
Aug 31, 2023Option exercise(M)350K—$0250K
Aug 31, 2023Disposed to issuer(D)250K—$00
Aug 31, 2023Option exercise(M)8K—$00
Aug 31, 2023Option exercise(M)142K—$00
Aug 31, 2023Option exercise(M)65K—$00
Aug 31, 2023Option exercise(M)50K—$00
Aug 31, 2023Option exercise(M)50K—$00
Aug 31, 2023Option exercise(M)456K—$00
Aug 31, 2023Option exercise(M)145K—$00
Aug 31, 2023Option exercise(M)145K—$00
Aug 31, 2023Option exercise(M)214K—$00
Aug 31, 2023Option exercise(M)66K—$00
Aug 31, 2023Option exercise(M)37K—$00
Aug 31, 2023Option exercise(M)926K—$0948K
Aug 31, 2023Option exercise(M)948K—$00
Aug 31, 2023Disposed to issuer(D)73K—$00

Transaction Codes

M
Option exercise / conversion
D
Disposition to the issuer
F
Shares withheld for taxes

Data Source & Provenance

Parsed from a single SEC EDGAR Form 4 filing (accession 0001104659-23-097891) within minutes of acceptance. Every field above traces to the original document. Verify it directly:

View original filing on SEC.govRaw Form 4 XML