Arkolith/Insider Trading/FOCS/Form 4

Kodialam Rajini Sundar

Chief Operating Officer, DirectorFocus Financial Partners Inc. (FOCS) · full profile →Form 4 · filed Sep 1, 2023
No Open-Market Flow
Open-Market Buys
$0
Open-Market Sells
$0
Net Open-Market Flow
$0
Transactions
26
4 non-derivative · 22 derivative

Non-Derivative Transactions (Table I)

DateActionSharesPriceValueOwned After
Aug 31, 2023Option exercise(M)484K——484K
Aug 31, 2023Disposed to issuer(D)484K$53.00$25.7M0
Aug 31, 2023Option exercise(M)937K——937K
Aug 31, 2023Disposed to issuer(D)937K$53.00$49.7M0

Derivative Transactions (Table II)

DateActionSharesPriceValueOwned After
Aug 31, 2023Option exercise(M)193K—$00
Aug 31, 2023Option exercise(M)267K—$00
Aug 31, 2023Option exercise(M)83K—$00
Aug 31, 2023Option exercise(M)484K——484K
Aug 31, 2023Option exercise(M)284K—$0203K
Aug 31, 2023Option exercise(M)95K—$00
Aug 31, 2023Disposed to issuer(D)68K—$095K
Aug 31, 2023Option exercise(M)215K—$00
Aug 31, 2023Option exercise(M)295K—$00
Aug 31, 2023Option exercise(M)130K—$00
Aug 31, 2023Option exercise(M)565K—$00
Aug 31, 2023Option exercise(M)125K—$00
Aug 31, 2023Option exercise(M)46K—$00
Aug 31, 2023Option exercise(M)937K——0
Aug 31, 2023Option exercise(M)937K$53.00$49.7M0
Aug 31, 2023Disposed to issuer(D)91K—$00
Aug 31, 2023Tax withholding(F)12K$53.00$641K30K
Aug 31, 2023Option exercise(M)94K—$00
Aug 31, 2023Option exercise(M)97K—$00
Aug 31, 2023Option exercise(M)9K—$00
Aug 31, 2023Disposed to issuer(D)203K—$00
Aug 31, 2023Option exercise(M)484K$53.00$25.7M0

Transaction Codes

M
Option exercise / conversion
D
Disposition to the issuer
F
Shares withheld for taxes

Data Source & Provenance

Parsed from a single SEC EDGAR Form 4 filing (accession 0001104659-23-097895) within minutes of acceptance. Every field above traces to the original document. Verify it directly:

View original filing on SEC.govRaw Form 4 XML