Arkolith/Insider Trading/FOCS/Form 4

McGranahan John Russell

General CounselFocus Financial Partners Inc. (FOCS) · full profile →Form 4 · filed Sep 1, 2023
No Open-Market Flow
Open-Market Buys
$0
Open-Market Sells
$0
Net Open-Market Flow
$0
Transactions
16
2 non-derivative · 14 derivative

Non-Derivative Transactions (Table I)

DateActionSharesPriceValueOwned After
Aug 31, 2023Disposed to issuer(D)414K$53.00$21.9M0
Aug 31, 2023Option exercise(M)413K——414K

Derivative Transactions (Table II)

DateActionSharesPriceValueOwned After
Aug 31, 2023Disposed to issuer(D)59K—$00
Aug 31, 2023Disposed to issuer(D)208K—$00
Aug 31, 2023Option exercise(M)139K—$00
Aug 31, 2023Option exercise(M)136K—$00
Aug 31, 2023Option exercise(M)121K—$00
Aug 31, 2023Option exercise(M)161K—$00
Aug 31, 2023Option exercise(M)50K—$00
Aug 31, 2023Option exercise(M)413K——413K
Aug 31, 2023Option exercise(M)413K——0
Aug 31, 2023Other(J)30K$15.41$458K0
Aug 31, 2023Other(J)47K$32.00$1.5M139K
Aug 31, 2023Other(J)21K$53.00$1.1M0
Aug 31, 2023Tax withholding(F)7K$53.00$354K21K
Aug 31, 2023Option exercise(M)292K—$0208K

Transaction Codes

D
Disposition to the issuer
M
Option exercise / conversion
J
Other acquisition / disposition
F
Shares withheld for taxes

Data Source & Provenance

Parsed from a single SEC EDGAR Form 4 filing (accession 0001104659-23-097897) within minutes of acceptance. Every field above traces to the original document. Verify it directly:

View original filing on SEC.govRaw Form 4 XML