Arkolith/Insider Trading/FOCS/Form 4

Morganroth Greg S.

DirectorFocus Financial Partners Inc. (FOCS) · full profile →Form 4 · filed Sep 1, 2023
No Open-Market Flow
Open-Market Buys
$0
Open-Market Sells
$0
Net Open-Market Flow
$0
Transactions
8
2 non-derivative · 6 derivative

Non-Derivative Transactions (Table I)

DateActionSharesPriceValueOwned After
Aug 31, 2023Option exercise(M)20K——20K
Aug 31, 2023Disposed to issuer(D)20K$53.00$1.1M0

Derivative Transactions (Table II)

DateActionSharesPriceValueOwned After
Aug 31, 2023Disposed to issuer(D)5K—$00
Aug 31, 2023Option exercise(M)20K——0
Aug 31, 2023Option exercise(M)6K—$00
Aug 31, 2023Option exercise(M)9K—$00
Aug 31, 2023Option exercise(M)30K—$00
Aug 31, 2023Option exercise(M)16K——20K

Transaction Codes

M
Option exercise / conversion
D
Disposition to the issuer

Data Source & Provenance

Parsed from a single SEC EDGAR Form 4 filing (accession 0001104659-23-097899) within minutes of acceptance. Every field above traces to the original document. Verify it directly:

View original filing on SEC.govRaw Form 4 XML