Creed Joseph E

Chief Executive OfficerCATERPILLAR INC (CAT) · full profile →Form 4 · filed Sep 1, 2026
Net Selling
Open-Market Buys
$0
Open-Market Sells
$26.2M
Net Open-Market Flow
-$26.2M
Transactions
17
16 non-derivative · 1 derivative

Non-Derivative Transactions (Table I)

DateActionSharesPriceValueOwned After
Aug 28, 2026Option exercise(M)44K$219.76$9.8M79K
Aug 28, 2026Tax withholding(F)12K$812.98$9.8M67K
Aug 28, 2026Sell(S)480$800.19$384K66K
Aug 28, 2026Sell(S)540$801.10$433K66K
Aug 28, 2026Sell(S)280$802.10$225K66K
Aug 28, 2026Sell(S)750$803.39$603K65K
Aug 28, 2026Sell(S)520$803.86$418K64K
Aug 28, 2026Sell(S)1K$805.36$1.1M63K
Aug 28, 2026Sell(S)3K$806.31$2.7M60K
Aug 28, 2026Sell(S)6K$807.41$5.0M54K
Aug 28, 2026Sell(S)3K$808.20$2.1M51K
Aug 28, 2026Sell(S)2K$809.08$1.7M49K
Aug 28, 2026Sell(S)3K$810.31$2.5M46K
Aug 28, 2026Sell(S)5K$811.31$4.1M41K
Aug 28, 2026Sell(S)1K$812.09$1.0M39K
Aug 28, 2026Sell(S)5K$813.72$3.9M35K

Derivative Transactions (Table II)

DateActionSharesPriceValueOwned After
Aug 28, 2026Option exercise(M)44K$219.76$9.8M0

Transaction Codes

M
Option exercise / conversion
F
Shares withheld for taxes
S
Open-market sale

Data Source & Provenance

Parsed from a single SEC EDGAR Form 4 filing (accession 0001104659-26-104202) within minutes of acceptance. Every field above traces to the original document. Verify it directly:

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