Arkolith/Insider Trading/GECC/Form 4

Great Elm Group, Inc.

10% OwnerGreat Elm Capital Corp. (GECC) · full profile →Form 4 · filed Jun 17, 2022
No Open-Market Flow
Open-Market Buys
$0
Open-Market Sells
$0
Net Open-Market Flow
$0
Transactions
6
4 non-derivative · 2 derivative

Non-Derivative Transactions (Table I)

DateActionSharesPriceValueOwned After
Jun 15, 2022Other(J)186K$12.50$2.3M1.8M
Jun 15, 2022Other(J)400K$12.50$5.0M400K
Jun 15, 2022Option exercise(M)814K$12.50$10.2M1.6M
Jun 15, 2022Option exercise(M)100$12.50$1K200

Derivative Transactions (Table II)

DateActionSharesPriceValueOwned After
Jun 15, 2022Option exercise(M)400K—$00
Jun 15, 2022Option exercise(M)1.0M—$00

Transaction Codes

J
Other acquisition / disposition
M
Option exercise / conversion

Data Source & Provenance

Parsed from a single SEC EDGAR Form 4 filing (accession 0001140361-22-023496) within minutes of acceptance. Every field above traces to the original document. Verify it directly:

View original filing on SEC.govRaw Form 4 XML