Arkolith/Insider Trading/GECC/Form 4

Drapkin Matthew A

DirectorGreat Elm Capital Corp. (GECC) · full profile →Form 4 · filed Jun 17, 2022
No Open-Market Flow
Open-Market Buys
$0
Open-Market Sells
$0
Net Open-Market Flow
$0
Transactions
10
5 non-derivative · 5 derivative

Non-Derivative Transactions (Table I)

DateActionSharesPriceValueOwned After
Jun 15, 2022Option exercise(M)20K$12.50$250K21K
Jun 15, 2022Option exercise(M)320K$12.50$4.0M369K
Jun 15, 2022Option exercise(M)160K$12.50$2.0M209K
Jun 15, 2022Option exercise(M)84K$12.50$1.1M220K
Jun 15, 2022Other(J)40K$12.50$500K40K

Derivative Transactions (Table II)

DateActionSharesPriceValueOwned After
Jun 15, 2022Option exercise(M)132K—$00
Jun 15, 2022Option exercise(M)47K—$00
Jun 15, 2022Option exercise(M)48K—$00
Jun 15, 2022Option exercise(M)1K—$00
Jun 15, 2022Option exercise(M)309—$00

Transaction Codes

M
Option exercise / conversion
J
Other acquisition / disposition

Data Source & Provenance

Parsed from a single SEC EDGAR Form 4 filing (accession 0001140361-22-023521) within minutes of acceptance. Every field above traces to the original document. Verify it directly:

View original filing on SEC.govRaw Form 4 XML