Arkolith/Insider Trading/DUOT/Form 4/A

Pessin Brian L.

10% OwnerDUOS TECHNOLOGIES GROUP, INC. (DUOT) · full profile →Form 4/A · filed Oct 7, 2022
Net Buying
Open-Market Buys
$1.0M
Open-Market Sells
$0
Net Open-Market Flow
$1.0M
Transactions
3
2 non-derivative · 1 derivative

Non-Derivative Transactions (Table I)

DateActionSharesPriceValueOwned After
Sep 30, 2022Buy(P)333K$3.00$1.0M1.2M
Sep 27, 2022Conversion(C)122K$7.00$851K888K

Derivative Transactions (Table II)

DateActionSharesPriceValueOwned After
Sep 27, 2022Conversion(C)851—$00

Transaction Codes

P
Open-market purchase
C
Conversion of a derivative

Data Source & Provenance

Parsed from a single SEC EDGAR Form 4/A filing (accession 0001140361-22-036627) within minutes of acceptance. Every field above traces to the original document. Verify it directly:

View original filing on SEC.govRaw Form 4/A XML