Arkolith/Insider Trading/APEN/Form 4

McGaughy R Kent Jr

Director, 10% OwnerApollo Endosurgery, Inc. (APEN) · full profile →Form 4 · filed Dec 30, 2022
No Open-Market Flow
Open-Market Buys
$0
Open-Market Sells
$0
Net Open-Market Flow
$0
Transactions
6
3 non-derivative · 3 derivative

Non-Derivative Transactions (Table I)

DateActionSharesPriceValueOwned After
Dec 28, 2022Conversion(C)1.5M$3.25$4.8M3.7M
Dec 28, 2022Conversion(C)147K$3.25$476K675K
Dec 28, 2022Conversion(C)586K$3.25$1.9M1.3M

Derivative Transactions (Table II)

DateActionSharesPriceValueOwned After
Dec 28, 2022Conversion(C)0—$00
Dec 28, 2022Conversion(C)0—$00
Dec 28, 2022Conversion(C)0—$00

Transaction Codes

C
Conversion of a derivative

Data Source & Provenance

Parsed from a single SEC EDGAR Form 4 filing (accession 0001140361-22-047719) within minutes of acceptance. Every field above traces to the original document. Verify it directly:

View original filing on SEC.govRaw Form 4 XML