Ronin Capital, LLC

10% OwnerTOP SHIPS INC. (TOPS) · full profile →Form 4 · filed Aug 25, 2016
Net Selling
Open-Market Buys
$0
Open-Market Sells
$487K
Net Open-Market Flow
-$487K
Transactions
9
8 non-derivative · 1 derivative

Non-Derivative Transactions (Table I)

DateActionSharesPriceValueOwned After
Aug 24, 2016Sell(S)45K$4.15$187K56K
Aug 23, 2016Sell(S)10K$3.82$38K101K
Aug 12, 2016Option exercise(X)111K$2.80$312K111K
Jul 21, 2016Sell(S)65K$3.45$223K0
Jul 20, 2016Sell(S)15K$2.13$31K65K
Jun 16, 2016Sell(S)300$2.00$60079K
Jun 14, 2016Sell(S)3K$1.96$6K80K
Jun 13, 2016Sell(S)597$2.06$1K83K

Derivative Transactions (Table II)

DateActionSharesPriceValueOwned After
Aug 12, 2016Option exercise(X)125K$0500K

Transaction Codes

S
Open-market sale
X
Exercise of in-the-money derivative

Data Source & Provenance

Parsed from a single SEC EDGAR Form 4 filing (accession 0001179110-16-029011) within minutes of acceptance. Every field above traces to the original document. Verify it directly:

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