Deerfield Management Company, L.P. (Series C)

10% OwnerOncology Institute, Inc. (DFPH) · full profile →Form 4 · filed Nov 16, 2021
No Open-Market Flow
Open-Market Buys
$0
Open-Market Sells
$0
Net Open-Market Flow
$0
Transactions
11
2 non-derivative · 9 derivative

Non-Derivative Transactions (Table I)

DateActionSharesPriceValueOwned After
Nov 12, 2021Conversion(C)4040
Nov 12, 2021Conversion(C)85K85K

Derivative Transactions (Table II)

DateActionSharesPriceValueOwned After
Nov 12, 2021Other(J)625K625K
Nov 12, 2021Other(J)3.2M3.2M
Nov 12, 2021Conversion(C)40$00
Nov 12, 2021Other(J)15K$085K
Nov 12, 2021Other(J)708K$040
Nov 12, 2021Buy(P)50K$1000.00$50.0M59K
Nov 12, 2021Buy(P)50K$1000.00$50.0M59K
Nov 12, 2021Other(J)625K625K
Nov 12, 2021Conversion(C)85K$00

Transaction Codes

C
Conversion of a derivative
J
Other acquisition / disposition
P
Open-market purchase

Data Source & Provenance

Parsed from a single SEC EDGAR Form 4 filing (accession 0001193805-21-001590) within minutes of acceptance. Every field above traces to the original document. Verify it directly: