Arkolith/Insider Trading/PCAP/Form 4

Wells Clifford Lee

EVP, Chief Compliance OfficerPatriot Capital Funding, Inc. (PCAP) · full profile →Form 4 · filed Dec 10, 2009
No Open-Market Flow
Open-Market Buys
$0
Open-Market Sells
$0
Net Open-Market Flow
$0
Transactions
6
2 non-derivative · 4 derivative

Non-Derivative Transactions (Table I)

DateActionSharesPriceValueOwned After
Dec 2, 2009Disposed to issuer(D)38K——0
Dec 2, 2009Disposed to issuer(D)6K——0

Derivative Transactions (Table II)

DateActionSharesPriceValueOwned After
Dec 2, 2009Disposed to issuer(D)33K——0
Dec 2, 2009Disposed to issuer(D)16K——0
Dec 2, 2009Disposed to issuer(D)73K——0
Dec 2, 2009Disposed to issuer(D)47K——0

Transaction Codes

D
Disposition to the issuer

Data Source & Provenance

Parsed from a single SEC EDGAR Form 4 filing (accession 0001209191-09-056325) within minutes of acceptance. Every field above traces to the original document. Verify it directly:

View original filing on SEC.govRaw Form 4 XML

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