Malkin Anthony E

Chairman and CEO, DirectorEmpire State Realty Trust, Inc. (ESRT) · full profile →Form 4 · filed Dec 6, 2017
Net Selling
Open-Market Buys
$0
Open-Market Sells
$25.4M
Net Open-Market Flow
-$25.4M
Transactions
15
8 non-derivative · 7 derivative

Non-Derivative Transactions (Table I)

DateActionSharesPriceValueOwned After
Dec 4, 2017Conversion(C)156K$0156K
Dec 4, 2017Conversion(C)578K$0734K
Dec 4, 2017Conversion(C)12K$0746K
Dec 4, 2017Conversion(C)79$09K
Dec 4, 2017Conversion(C)487K$0497K
Dec 4, 2017Conversion(C)10K$0507K
Dec 4, 2017Sell(S)746K$20.45$15.3M0
Dec 4, 2017Sell(S)497K$20.45$10.2M9K

Derivative Transactions (Table II)

DateActionSharesPriceValueOwned After
Dec 4, 2017Conversion(C)10K604K
Dec 4, 2017Conversion(C)120K366K
Dec 4, 2017Conversion(C)37K37K
Dec 4, 2017Conversion(C)578K1.9M
Dec 4, 2017Conversion(C)487K29.6M
Dec 4, 2017Conversion(C)12K39K
Dec 4, 2017Conversion(C)79614K

Transaction Codes

C
Conversion of a derivative
S
Open-market sale

Data Source & Provenance

Parsed from a single SEC EDGAR Form 4 filing (accession 0001209191-17-064219) within minutes of acceptance. Every field above traces to the original document. Verify it directly:

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