Arkolith/Insider Trading/ALGS/Form 4

Novo Holdings A/S

10% OwnerAligos Therapeutics, Inc. (ALGS) · full profile →Form 4 · filed Oct 22, 2020
Net Buying
Open-Market Buys
$3.0M
Open-Market Sells
$0
Net Open-Market Flow
$3.0M
Transactions
5
2 non-derivative · 3 derivative

Non-Derivative Transactions (Table I)

DateActionSharesPriceValueOwned After
Oct 20, 2020Conversion(C)2.4M——2.4M
Oct 20, 2020Buy(P)200K$15.00$3.0M2.6M

Derivative Transactions (Table II)

DateActionSharesPriceValueOwned After
Oct 20, 2020Conversion(C)564K——0
Oct 20, 2020Conversion(C)241K——0
Oct 20, 2020Conversion(C)1.6M——0

Transaction Codes

C
Conversion of a derivative
P
Open-market purchase

Data Source & Provenance

Parsed from a single SEC EDGAR Form 4 filing (accession 0001209191-20-055572) within minutes of acceptance. Every field above traces to the original document. Verify it directly:

View original filing on SEC.govRaw Form 4 XML

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