Mill Road Capital II GP LLC

10% OwnerNOODLES & Co (NDLS) · full profile →Form 4 · filed Sep 1, 2023
No Open-Market Flow
Open-Market Buys
$0
Open-Market Sells
$0
Net Open-Market Flow
$0
Transactions
7
3 non-derivative · 4 derivative

Non-Derivative Transactions (Table I)

DateActionSharesPriceValueOwned After
Aug 31, 2023Option exercise(X)60K$5.00$301K1.8M
Aug 30, 2023Option exercise(X)9K$7.50$68K1.7M
Aug 30, 2023Option exercise(X)33K$5.00$163K1.7M

Derivative Transactions (Table II)

DateActionSharesPriceValueOwned After
Aug 31, 2023Option exercise(X)601$03K
Aug 30, 2023Option exercise(X)91$02K
Aug 30, 2023Option exercise(X)316$03K
Aug 30, 2023Option exercise(X)10$020

Transaction Codes

X
Exercise of in-the-money derivative

Data Source & Provenance

Parsed from a single SEC EDGAR Form 4 filing (accession 0001209191-23-047993) within minutes of acceptance. Every field above traces to the original document. Verify it directly: