Arkolith/Insider Trading/OXSQ/Form 4

Royce Charles M

DirectorOxford Square Capital Corp. (OXSQ) · full profile →Form 4 · filed Jul 7, 2023
No Open-Market Flow
Open-Market Buys
$0
Open-Market Sells
$0
Net Open-Market Flow
$0
Transactions
4
2 non-derivative · 2 derivative

Non-Derivative Transactions (Table I)

DateActionSharesPriceValueOwned After
Jun 14, 2023Option exercise(X)497K$2.66$1.3M1.7M
Jun 14, 2023Option exercise(X)98K$2.66$261K392K

Derivative Transactions (Table II)

DateActionSharesPriceValueOwned After
Jun 14, 2023Option exercise(X)497K—$00
Jun 14, 2023Option exercise(X)98K—$00

Transaction Codes

X
Exercise of in-the-money derivative

Data Source & Provenance

Parsed from a single SEC EDGAR Form 4 filing (accession 0001213900-23-055412) within minutes of acceptance. Every field above traces to the original document. Verify it directly:

View original filing on SEC.govRaw Form 4 XML