Arkolith/Insider Trading/NPTN/Form 4

cheung Chiyue

Chief Operating OfficerNEOPHOTONICS CORP (NPTN) · full profile →Form 4 · filed Aug 2, 2022
No Open-Market Flow
Open-Market Buys
$0
Open-Market Sells
$0
Net Open-Market Flow
$0
Transactions
6
4 non-derivative · 2 derivative

Non-Derivative Transactions (Table I)

DateActionSharesPriceValueOwned After
Jul 30, 2022Option exercise(M)3K—$03K
Jul 30, 2022Disposed to issuer(D)3K$16.00$43K0
Jul 30, 2022Disposed to issuer(D)10K$16.00$160K3K
Jul 30, 2022Option exercise(M)10K—$013K

Derivative Transactions (Table II)

DateActionSharesPriceValueOwned After
Jul 30, 2022Option exercise(M)3K—$00
Jul 30, 2022Option exercise(M)10K—$010K

Transaction Codes

M
Option exercise / conversion
D
Disposition to the issuer

Data Source & Provenance

Parsed from a single SEC EDGAR Form 4 filing (accession 0001227025-22-000136) within minutes of acceptance. Every field above traces to the original document. Verify it directly:

View original filing on SEC.govRaw Form 4 XML