Arkolith/Insider Trading/NYMT/Form 4

Serrano Jason T

Chief Executive Officer, DirectorNEW YORK MORTGAGE TRUST INC (NYMT) · full profile →Form 4 · filed Jan 3, 2024
No Open-Market Flow
Open-Market Buys
$0
Open-Market Sells
$0
Net Open-Market Flow
$0
Transactions
9
6 non-derivative · 3 derivative

Non-Derivative Transactions (Table I)

DateActionSharesPriceValueOwned After
Jan 1, 2024Tax withholding(F)17K$8.53$146K265K
Jan 1, 2024Option exercise(M)12K—$0254K
Jan 1, 2024Tax withholding(F)6K$8.53$51K242K
Jan 1, 2024Tax withholding(F)6K$8.53$53K248K
Jan 1, 2024Option exercise(M)11K—$0248K
Jan 1, 2024Option exercise(M)34K—$0282K

Derivative Transactions (Table II)

DateActionSharesPriceValueOwned After
Jan 1, 2024Option exercise(M)11K—$0127K
Jan 1, 2024Option exercise(M)12K—$0115K
Jan 1, 2024Option exercise(M)34K—$081K

Transaction Codes

F
Shares withheld for taxes
M
Option exercise / conversion

Data Source & Provenance

Parsed from a single SEC EDGAR Form 4 filing (accession 0001273685-24-000009) within minutes of acceptance. Every field above traces to the original document. Verify it directly:

View original filing on SEC.govRaw Form 4 XML

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