Arkolith/Insider Trading/RKLY/Form 4/A

Rickman Andrew George

Chief Executive Officer, Director, 10% OwnerRockley Photonics Holdings Ltd (RKLY) · full profile →Form 4/A · filed Jul 8, 2022
No Open-Market Flow
Open-Market Buys
$0
Open-Market Sells
$0
Net Open-Market Flow
$0
Transactions
9
6 non-derivative · 3 derivative

Non-Derivative Transactions (Table I)

DateActionSharesPriceValueOwned After
May 11, 2022Tax withholding(F)10K$3.22$33K17.5M
May 11, 2022Option exercise(M)22K—$017.5M
Feb 11, 2022Option exercise(M)22K—$017.5M
Feb 11, 2022Tax withholding(F)12K$3.90$48K17.5M
Nov 11, 2021Option exercise(M)22K—$017.5M
Nov 11, 2021Tax withholding(F)10K$3.87$40K17.5M

Derivative Transactions (Table II)

DateActionSharesPriceValueOwned After
May 11, 2022Option exercise(M)22K—$0287K
Feb 11, 2022Option exercise(M)22K—$0309K
Nov 11, 2021Option exercise(M)22K—$0332K

Transaction Codes

F
Shares withheld for taxes
M
Option exercise / conversion

Data Source & Provenance

Parsed from a single SEC EDGAR Form 4/A filing (accession 0001302172-22-000002) within minutes of acceptance. Every field above traces to the original document. Verify it directly:

View original filing on SEC.govRaw Form 4/A XML