Arkolith/Insider Trading/CUBA/Form 4

Lieff Ann S

DirectorHERZFELD CARIBBEAN BASIN FUND INC (CUBA) · full profile →Form 4 · filed Dec 20, 2023
No Open-Market Flow
Open-Market Buys
$0
Open-Market Sells
$0
Net Open-Market Flow
$0
Transactions
2
1 non-derivative · 1 derivative

Non-Derivative Transactions (Table I)

DateActionSharesPriceValueOwned After
Dec 18, 2023Option exercise(X)500$2.31$1K31K

Derivative Transactions (Table II)

DateActionSharesPriceValueOwned After
Dec 18, 2023Option exercise(X)500—$00

Transaction Codes

X
Exercise of in-the-money derivative

Data Source & Provenance

Parsed from a single SEC EDGAR Form 4 filing (accession 0001398344-23-023066) within minutes of acceptance. Every field above traces to the original document. Verify it directly:

View original filing on SEC.govRaw Form 4 XML