Arkolith/Insider Trading/CUBA/Form 4/A

Herzfeld Thomas J

DirectorHERZFELD CARIBBEAN BASIN FUND INC (CUBA) · full profile →Form 4/A · filed Dec 29, 2023
No Open-Market Flow
Open-Market Buys
$0
Open-Market Sells
$0
Net Open-Market Flow
$0
Transactions
2
1 non-derivative · 1 derivative

Non-Derivative Transactions (Table I)

DateActionSharesPriceValueOwned After
Dec 18, 2023Option exercise(X)418K$2.31$966K1.6M

Derivative Transactions (Table II)

DateActionSharesPriceValueOwned After
Dec 18, 2023Option exercise(X)418K—$00

Transaction Codes

X
Exercise of in-the-money derivative

Data Source & Provenance

Parsed from a single SEC EDGAR Form 4/A filing (accession 0001398344-23-023658) within minutes of acceptance. Every field above traces to the original document. Verify it directly:

View original filing on SEC.govRaw Form 4/A XML