Arkolith/Insider Trading/SWZ/Form 4

Dakos Andrew

President and CEO, DirectorTotal Return Securities Fund (SWZ) · full profile →Form 4 · filed Dec 12, 2025
No Open-Market Flow
Open-Market Buys
$0
Open-Market Sells
$0
Net Open-Market Flow
$0
Transactions
1
1 non-derivative · 0 derivative

Non-Derivative Transactions (Table I)

DateActionSharesPriceValueOwned After
Dec 11, 2025Option exercise(M)35K$6.07$213K35K

Transaction Codes

M
Option exercise / conversion

Data Source & Provenance

Parsed from a single SEC EDGAR Form 4 filing (accession 0001398344-25-022415) within minutes of acceptance. Every field above traces to the original document. Verify it directly:

View original filing on SEC.govRaw Form 4 XML