Arkolith/Insider Trading/SWZ/Form 4

Dakos Andrew

President and CEO, DirectorTotal Return Securities Fund (SWZ) · full profile →Form 4 · filed Mar 9, 2026
Net Buying
Open-Market Buys
$147K
Open-Market Sells
$0
Net Open-Market Flow
$147K
Transactions
2
2 non-derivative · 0 derivative

Non-Derivative Transactions (Table I)

DateActionSharesPriceValueOwned After
Mar 6, 2026Buy(P)13K$5.97$75K62K
Mar 5, 2026Buy(P)12K$6.01$72K50K

Transaction Codes

P
Open-market purchase

Data Source & Provenance

Parsed from a single SEC EDGAR Form 4 filing (accession 0001398344-26-004896) within minutes of acceptance. Every field above traces to the original document. Verify it directly:

View original filing on SEC.govRaw Form 4 XML