Arkolith/Insider Trading/SWZ/Form 4

Dakos Andrew

President and CEO, DirectorTotal Return Securities Fund (SWZ) · full profile →Form 4 · filed Mar 13, 2026
Net Buying
Open-Market Buys
$30K
Open-Market Sells
$0
Net Open-Market Flow
$30K
Transactions
2
2 non-derivative · 0 derivative

Non-Derivative Transactions (Table I)

DateActionSharesPriceValueOwned After
Mar 12, 2026Buy(P)3K$6.00$20K67K
Mar 11, 2026Buy(P)2K$6.00$10K64K

Transaction Codes

P
Open-market purchase

Data Source & Provenance

Parsed from a single SEC EDGAR Form 4 filing (accession 0001398344-26-005168) within minutes of acceptance. Every field above traces to the original document. Verify it directly:

View original filing on SEC.govRaw Form 4 XML