Arkolith/Insider Trading/ROIC/Form 4

Baker Richard A.

DirectorRETAIL OPPORTUNITY INVESTMENTS CORP (ROIC) · full profile →Form 4 · filed Feb 14, 2025
No Open-Market Flow
Open-Market Buys
$0
Open-Market Sells
$0
Net Open-Market Flow
$0
Transactions
4
1 non-derivative · 3 derivative

Non-Derivative Transactions (Table I)

DateActionSharesPriceValueOwned After
Feb 12, 2025Disposed to issuer(D)371K$17.50$6.5M0

Derivative Transactions (Table II)

DateActionSharesPriceValueOwned After
Feb 12, 2025Disposed to issuer(D)79K$17.50$1.4M0
Feb 12, 2025Grant(A)30K—$042K
Feb 12, 2025Grant(A)37K—$079K

Transaction Codes

D
Disposition to the issuer
A
Grant / award

Data Source & Provenance

Parsed from a single SEC EDGAR Form 4 filing (accession 0001407623-25-000049) within minutes of acceptance. Every field above traces to the original document. Verify it directly:

View original filing on SEC.govRaw Form 4 XML