Arkolith/Insider Trading/EFOI/Form 4

Warren James Raymond III

SVP, GC & Corp. SecretaryENERGY FOCUS, INC/DE (EFOI) · full profile →Form 4 · filed Sep 29, 2021
No Open-Market Flow
Open-Market Buys
$0
Open-Market Sells
$0
Net Open-Market Flow
$0
Transactions
2
1 non-derivative · 1 derivative

Non-Derivative Transactions (Table I)

DateActionSharesPriceValueOwned After
Sep 28, 2021Option exercise(M)800—$0800

Derivative Transactions (Table II)

DateActionSharesPriceValueOwned After
Sep 28, 2021Option exercise(M)800—$02K

Transaction Codes

M
Option exercise / conversion

Data Source & Provenance

Parsed from a single SEC EDGAR Form 4 filing (accession 0001556919-21-000004) within minutes of acceptance. Every field above traces to the original document. Verify it directly:

View original filing on SEC.govRaw Form 4 XML