Arkolith/Insider Trading/ALGS/Form 4

Vivo Capital Surplus Fund VIII, L.P.

10% OwnerAligos Therapeutics, Inc. (ALGS) · full profile →Form 4 · filed Oct 20, 2020
Net Buying
Open-Market Buys
$8.3M
Open-Market Sells
$0
Net Open-Market Flow
$8.3M
Transactions
14
8 non-derivative · 6 derivative

Non-Derivative Transactions (Table I)

DateActionSharesPriceValueOwned After
Oct 20, 2020Conversion(C)524K——2.4M
Oct 20, 2020Conversion(C)224K——2.6M
Oct 20, 2020Buy(P)67K$15.00$1.0M430K
Oct 20, 2020Conversion(C)72K——333K
Oct 20, 2020Conversion(C)31K——364K
Oct 20, 2020Buy(P)483K$15.00$7.2M3.1M
Oct 20, 2020Conversion(C)1.9M——1.9M
Oct 20, 2020Conversion(C)260K——260K

Derivative Transactions (Table II)

DateActionSharesPriceValueOwned After
Oct 20, 2020Conversion(C)72K—$00
Oct 20, 2020Conversion(C)31K—$00
Oct 20, 2020Conversion(C)224K—$00
Oct 20, 2020Conversion(C)524K—$00
Oct 20, 2020Conversion(C)260K—$00
Oct 20, 2020Conversion(C)1.9M—$00

Transaction Codes

C
Conversion of a derivative
P
Open-market purchase

Data Source & Provenance

Parsed from a single SEC EDGAR Form 4 filing (accession 0001567619-20-018010) within minutes of acceptance. Every field above traces to the original document. Verify it directly:

View original filing on SEC.govRaw Form 4 XML

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