Arkolith/Insider Trading/PZN/Form 4

Cai Chenyu Caroline

Executive Vice President, DirectorPzena Investment Management, Inc. (PZN) · full profile →Form 4 · filed Nov 15, 2021
No Open-Market Flow
Open-Market Buys
$0
Open-Market Sells
$0
Net Open-Market Flow
$0
Transactions
5
2 non-derivative · 3 derivative

Non-Derivative Transactions (Table I)

DateActionSharesPriceValueOwned After
Nov 12, 2021Tax withholding(F)4K$11.34$45K834K
Nov 12, 2021Option exercise(M)6K——838K

Derivative Transactions (Table II)

DateActionSharesPriceValueOwned After
Nov 12, 2021Option exercise(M)6K——0
Nov 12, 2021Option exercise(M)6K——838K
Nov 12, 2021Tax withholding(F)4K$11.34$45K834K

Transaction Codes

F
Shares withheld for taxes
M
Option exercise / conversion

Data Source & Provenance

Parsed from a single SEC EDGAR Form 4 filing (accession 0001567619-21-020513) within minutes of acceptance. Every field above traces to the original document. Verify it directly:

View original filing on SEC.govRaw Form 4 XML