Cai Chenyu Caroline

Executive Vice President, DirectorPzena Investment Management, Inc. (PZN) · full profile →Form 4 · filed Dec 21, 2021
No Open-Market Flow
Open-Market Buys
$0
Open-Market Sells
$0
Net Open-Market Flow
$0
Transactions
6
2 non-derivative · 4 derivative

Non-Derivative Transactions (Table I)

DateActionSharesPriceValueOwned After
Dec 20, 2021Option exercise(M)52K$0891K
Dec 19, 2021Option exercise(M)6K$0839K

Derivative Transactions (Table II)

DateActionSharesPriceValueOwned After
Dec 20, 2021Option exercise(M)52K$0891K
Dec 20, 2021Option exercise(M)52K$052K
Dec 19, 2021Option exercise(M)6K$012K
Dec 19, 2021Option exercise(M)6K$0839K

Transaction Codes

M
Option exercise / conversion

Data Source & Provenance

Parsed from a single SEC EDGAR Form 4 filing (accession 0001567619-21-022398) within minutes of acceptance. Every field above traces to the original document. Verify it directly: