Arkolith/Insider Trading/PZN/Form 4

Goetz John Paul

President & Co-CIO, DirectorPzena Investment Management, Inc. (PZN) · full profile →Form 4 · filed Jan 4, 2022
No Open-Market Flow
Open-Market Buys
$0
Open-Market Sells
$0
Net Open-Market Flow
$0
Transactions
7
3 non-derivative · 4 derivative

Non-Derivative Transactions (Table I)

DateActionSharesPriceValueOwned After
Jan 1, 2022Grant(A)200K——5.2M
Dec 31, 2021Option exercise(M)50K——5.0M
Jun 3, 2021Gift(G)200K—$05.0M

Derivative Transactions (Table II)

DateActionSharesPriceValueOwned After
Jan 1, 2022Grant(A)200K——5.2M
Dec 31, 2021Option exercise(M)50K——5.0M
Dec 31, 2021Option exercise(M)50K——19K
Jun 3, 2021Gift(G)200K—$05.0M

Transaction Codes

A
Grant / award
M
Option exercise / conversion
G
Gift

Data Source & Provenance

Parsed from a single SEC EDGAR Form 4 filing (accession 0001567619-22-000272) within minutes of acceptance. Every field above traces to the original document. Verify it directly:

View original filing on SEC.govRaw Form 4 XML