Arkolith/Insider Trading/KERN/Form 4

Thompson Cecil Ray JR

Chief Operating Officer, 10% OwnerAkerna Corp. (KERN) · full profile →Form 4 · filed Jan 14, 2022
No Open-Market Flow
Open-Market Buys
$0
Open-Market Sells
$0
Net Open-Market Flow
$0
Transactions
10
5 non-derivative · 5 derivative

Non-Derivative Transactions (Table I)

DateActionSharesPriceValueOwned After
Aug 4, 2021Tax withholding(F)8K$3.30$27K49K
Aug 4, 2021Option exercise(M)5K——57K
Aug 4, 2021Option exercise(M)6K——52K
Aug 4, 2021Option exercise(M)7K——46K
Aug 4, 2021Option exercise(M)3K——39K

Derivative Transactions (Table II)

DateActionSharesPriceValueOwned After
Aug 4, 2021Option exercise(M)3K—$05K
Aug 4, 2021Option exercise(M)5K—$015K
Aug 4, 2021Option exercise(M)6K—$013K
Aug 4, 2021Option exercise(M)7K—$013K
Apr 26, 2021Grant(A)20K—$020K

Transaction Codes

F
Shares withheld for taxes
M
Option exercise / conversion
A
Grant / award

Data Source & Provenance

Parsed from a single SEC EDGAR Form 4 filing (accession 0001567619-22-001193) within minutes of acceptance. Every field above traces to the original document. Verify it directly:

View original filing on SEC.govRaw Form 4 XML