Arkolith/Insider Trading/AVXL/Form 4

Favus Elliot

DirectorANAVEX LIFE SCIENCES CORP. (AVXL) · full profile →Form 4 · filed May 25, 2021
Net Selling
Open-Market Buys
$0
Open-Market Sells
$1.7M
Net Open-Market Flow
-$1.7M
Transactions
17
9 non-derivative · 8 derivative

Non-Derivative Transactions (Table I)

DateActionSharesPriceValueOwned After
May 21, 2021Option exercise(M)38K$1.20$45K38K
May 21, 2021Option exercise(M)50K$0.92$46K88K
May 21, 2021Option exercise(M)2K$5.64$8K89K
May 21, 2021Option exercise(M)2K$5.57$8K91K
May 21, 2021Sell(S)145K$11.70$1.7M0
May 21, 2021Option exercise(M)2K$5.66$8K94K
May 21, 2021Option exercise(M)2K$6.11$9K95K
May 21, 2021Option exercise(M)50K$2.96$148K145K
May 21, 2021Option exercise(M)2K$4.90$7K92K

Derivative Transactions (Table II)

DateActionSharesPriceValueOwned After
May 21, 2021Option exercise(M)2K—$00
May 21, 2021Option exercise(M)2K—$00
May 21, 2021Option exercise(M)2K—$00
May 21, 2021Option exercise(M)2K—$00
May 21, 2021Option exercise(M)50K—$00
May 21, 2021Option exercise(M)38K—$00
May 21, 2021Option exercise(M)50K—$00
May 21, 2021Option exercise(M)2K—$00

Transaction Codes

M
Option exercise / conversion
S
Open-market sale

Data Source & Provenance

Parsed from a single SEC EDGAR Form 4 filing (accession 0001731122-21-000941) within minutes of acceptance. Every field above traces to the original document. Verify it directly:

View original filing on SEC.govRaw Form 4 XML

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