Arkolith/Insider Trading/AX/Form 4

Swanson Brian D

InsiderAxos Financial, Inc. (AX) · full profile →Form 4 · filed Mar 16, 2026
No Open-Market Flow
Open-Market Buys
$0
Open-Market Sells
$0
Net Open-Market Flow
$0
Transactions
7
4 non-derivative · 3 derivative

Non-Derivative Transactions (Table I)

DateActionSharesPriceValueOwned After
Mar 15, 2026Option exercise(M)1K$84.68$117K56K
Mar 15, 2026Disposed to issuer(D)654$84.68$55K56K
Mar 15, 2026Disposed to issuer(D)796$84.68$67K57K
Mar 15, 2026Option exercise(M)1K$84.68$103K58K

Derivative Transactions (Table II)

DateActionSharesPriceValueOwned After
Mar 15, 2026Grant(A)2K—$025K
Mar 15, 2026Option exercise(M)1K—$023K
Mar 15, 2026Option exercise(M)1K—$024K

Transaction Codes

M
Option exercise / conversion
D
Disposition to the issuer
A
Grant / award

Data Source & Provenance

Parsed from a single SEC EDGAR Form 4 filing (accession 0001777936-26-000001) within minutes of acceptance. Every field above traces to the original document. Verify it directly:

View original filing on SEC.govRaw Form 4 XML