Arkolith/Insider Trading/AX/Form 4

Swanson Brian D

President, Consumer BankAxos Financial, Inc. (AX) · full profile →Form 4 · filed Mar 24, 2026
No Open-Market Flow
Open-Market Buys
$0
Open-Market Sells
$0
Net Open-Market Flow
$0
Transactions
6
4 non-derivative · 2 derivative

Non-Derivative Transactions (Table I)

DateActionSharesPriceValueOwned After
Mar 20, 2026Disposed to issuer(D)2K$82.93$132K59K
Mar 20, 2026Option exercise(M)1K$82.93$98K60K
Mar 20, 2026Option exercise(M)3K$82.93$244K59K
Mar 20, 2026Disposed to issuer(D)634$82.93$53K58K

Derivative Transactions (Table II)

DateActionSharesPriceValueOwned After
Mar 20, 2026Option exercise(M)1K—$021K
Mar 20, 2026Option exercise(M)3K—$022K

Transaction Codes

D
Disposition to the issuer
M
Option exercise / conversion

Data Source & Provenance

Parsed from a single SEC EDGAR Form 4 filing (accession 0001777936-26-000003) within minutes of acceptance. Every field above traces to the original document. Verify it directly:

View original filing on SEC.govRaw Form 4 XML