Arkolith/Insider Trading/DUOT/Form 4

Bleichroeder LP

10% OwnerDUOS TECHNOLOGIES GROUP, INC. (DUOT) · full profile →Form 4 · filed Sep 23, 2024
No Open-Market Flow
Open-Market Buys
$0
Open-Market Sells
$0
Net Open-Market Flow
$0
Transactions
9
1 non-derivative · 8 derivative

Non-Derivative Transactions (Table I)

DateActionSharesPriceValueOwned After
Sep 19, 2024Option exercise(X)345K$2.61$900K1.6M

Derivative Transactions (Table II)

DateActionSharesPriceValueOwned After
Sep 19, 2024Other(J)300K——0
Sep 19, 2024Other(J)45K——0
Sep 19, 2024Other(J)300K——300K
Sep 19, 2024Other(J)45K——45K
Sep 19, 2024Option exercise(X)300K—$00
Sep 19, 2024Option exercise(X)45K—$00
Sep 19, 2024Other(J)13K$1000.00$12.5M0
Sep 19, 2024Other(J)13K$1000.00$12.5M13K

Transaction Codes

X
Exercise of in-the-money derivative
J
Other acquisition / disposition

Data Source & Provenance

Parsed from a single SEC EDGAR Form 4 filing (accession 0001781002-24-000043) within minutes of acceptance. Every field above traces to the original document. Verify it directly:

View original filing on SEC.govRaw Form 4 XML