Lum Ernest K.F.

Director, 10% OwnerLux Amber, Corp. (LXAM) · full profile →Form 4 · filed Nov 16, 2022
Net Selling
Open-Market Buys
$0
Open-Market Sells
$95K
Net Open-Market Flow
-$95K
Transactions
16
7 non-derivative · 9 derivative

Non-Derivative Transactions (Table I)

DateActionSharesPriceValueOwned After
Nov 16, 2022Other(J)176K$05.9M
Nov 8, 2022Sell(S)127K$0.75$95K5.8M
Jul 21, 2022Option exercise(M)1.0M$0.03$30K5.9M
Jul 18, 2022Option exercise(M)50K$04.6M
Jul 18, 2022Option exercise(M)250K$0.01$3K4.9M
Jan 10, 2022Option exercise(M)150K$0.25$38K4.6M
Jan 10, 2022Option exercise(M)30K$0.25$8K4.6M

Derivative Transactions (Table II)

DateActionSharesPriceValueOwned After
Jul 21, 2022Option exercise(M)1.0M$050K
Jul 18, 2022Option exercise(M)50K$01.3M
Jul 18, 2022Option exercise(M)250K$01.1M
Jul 10, 2022Grant(A)1.0M$01.4M
Jan 10, 2022Option exercise(M)30K$0350K
Jan 10, 2022Option exercise(M)150K$0380K
Dec 22, 2021Grant(A)30K$0530K
Dec 1, 2021Grant(A)150K$0500K
Nov 22, 2021Grant(A)50K$0350K

Transaction Codes

J
Other acquisition / disposition
S
Open-market sale
M
Option exercise / conversion
A
Grant / award

Data Source & Provenance

Parsed from a single SEC EDGAR Form 4 filing (accession 0001824982-22-000001) within minutes of acceptance. Every field above traces to the original document. Verify it directly: