Arkolith/Insider Trading/RKLY/Form 4/A

Karanth Mahesh

Chief Financial OfficerRockley Photonics Holdings Ltd (RKLY) · full profile →Form 4/A · filed Jul 8, 2022
No Open-Market Flow
Open-Market Buys
$0
Open-Market Sells
$0
Net Open-Market Flow
$0
Transactions
12
8 non-derivative · 4 derivative

Non-Derivative Transactions (Table I)

DateActionSharesPriceValueOwned After
Feb 11, 2022Option exercise(M)3K—$019K
Feb 11, 2022Tax withholding(F)5K$3.90$20K16K
Feb 11, 2022Tax withholding(F)2K$3.90$6K17K
Feb 11, 2022Option exercise(M)9K—$021K
Nov 11, 2021Option exercise(M)9K—$014K
Nov 11, 2021Tax withholding(F)2K$3.90$6K12K
Nov 11, 2021Option exercise(M)3K—$014K
Nov 11, 2021Tax withholding(F)4K$3.87$14K11K

Derivative Transactions (Table II)

DateActionSharesPriceValueOwned After
Feb 11, 2022Option exercise(M)9K—$0124K
Feb 11, 2022Option exercise(M)3K—$043K
Nov 11, 2021Option exercise(M)3K—$046K
Nov 11, 2021Option exercise(M)9K—$0133K

Transaction Codes

M
Option exercise / conversion
F
Shares withheld for taxes

Data Source & Provenance

Parsed from a single SEC EDGAR Form 4/A filing (accession 0001872151-22-000002) within minutes of acceptance. Every field above traces to the original document. Verify it directly:

View original filing on SEC.govRaw Form 4/A XML