Arkolith/Funds/Advisors Asset Management, Inc.

Advisors Asset Management, Inc.

CIK 1297376
Holdings as of Mar 31, 2026·disclosed May 15, 2026·~45-day 13F lag·13F-HR
Active Filer

Advisors Asset Management, Inc. holds a diversified book of 1451 stocks worth $6.0B as of Q1 2026 (disclosed May 15, 2026, a ~45-day 13F lag). This quarter they opened AstraZeneca PLC and trimmed Alphabet Inc-CL A. Their largest long position is Alphabet Inc-CL A at 3% of the equity book.

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holdings, largest changes, and filing provenance.
Opened
82
new positions
Added to
700
existing
Trimmed
631
reduced
Sold out
68
exited

Concentration

Top-heavy: diversified book

Top 5 holdings
11%
Top 10 holdings
16%
Top 20 holdings
22%

Share of the disclosed book in its largest positions. A higher top-5 share means a more concentrated, higher-conviction portfolio.

Direct sector allocation

83% mapped to company sectors

Information Technology
21%
ETF / fund or unclassified
17%
Industrials
15%
Consumer Discretionary
8%
Health Care
7%
Financials
7%
Materials
7%
Utilities
5%

Direct operating-company sectors from our SIC-based security master. ETF/fund and unclassified holdings stay visible separately; this is not ETF look-through exposure.

Biggest moves: latest quarter

Estimated $ traded · quarter-end prices, no cost basis

Bought
Trimmed / exited

Holdings: largest first

Bars show each stock's share of the portfolio. Click a row for its position history.

1,451 positions
#SecurityValueShares% PortLast moveHistory
1Alphabet Inc
CAP STK CL A
$160.0M556.3K
2.7%
−6.9%
Reduced · −41K sh
2Amazon Com Inc
COM
$155.4M746.3K
2.6%
−3.4%
Reduced · −26K sh
3Apple Inc
COM
$133.3M525.4K
2.2%
−4.1%
Reduced · −22K sh
4Microsoft Corp
COM
$101.7M274.7K
1.7%
−2.4%
Reduced · −7K sh
5Walmart Inc
COM
$93.2M749.7K
1.5%
−7.1%
Reduced · −58K sh
6Meta Platforms Inc
CL A
$86.9M151.8K
1.4%
−1.7%
Reduced · −3K sh
7Verizon Communications Inc
COM
$60.2M1.20M
1.0%
−2.9%
Reduced · −36K sh
8Visa Inc
COM CL A
$58.1M192.2K
1.0%
−1.8%
Reduced · −3K sh
9Mastercard Incorporated
CL A
$56.5M113.0K
0.9%
−2.7%
Reduced · −3K sh
10Broadcom Inc
COM
$42.3M136.7K
0.7%
−8.1%
Reduced · −12K sh
11Merck & Co Inc
COM
$42.0M349.5K
0.7%
+2.0%
Added · +7K sh
12Johnson & Johnson
COM
$40.8M166.8K
0.7%
−7.3%
Reduced · −13K sh
13Shopify Inc
CL A SUB VTG SHS
$40.3M339.6K
0.7%
−1.9%
Reduced · −7K sh
14Chevron Corporation
COM
$39.8M192.3K
0.7%
−0.4%
Reduced · −834 sh
15International Business Machs
COM
$38.4M158.4K
0.6%
−3.4%
Reduced · −6K sh
16Costco Wholesale Corporation
COM
$37.2M37.3K
0.6%
+2.7%
Added · +979 sh
17Corning Inc
COM
$36.7M270.2K
0.6%
−12%
Reduced · −38K sh
18Amgen Inc
COM
$36.5M103.8K
0.6%
−2.9%
Reduced · −3K sh
19AT&T Inc
COM
$36.3M1.25M
0.6%
−6.0%
Reduced · −80K sh
20Cisco Sys Inc
COM
$35.7M460.7K
0.6%
−11%
Reduced · −58K sh
21United Parcel Svcs Inc
CL B
$34.1M346.6K
0.6%
+7.2%
Added · +23K sh
22Texas Instrs Inc
COM
$33.1M170.7K
0.6%
+6.2%
Added · +10K sh
23T-Mobile US Inc
COM
$31.1M148.3K
0.5%
+0.6%
Added · +919 sh
24American Express Co
COM
$30.9M102.2K
0.5%
−3.5%
Reduced · −4K sh
25Coca Cola Co
COM
$28.9M380.2K
0.5%
−0.5%
Reduced · −2K sh
26Nvidia Corporation
COM
$28.7M166.1K
0.5%
+4.7%
Added · +7K sh
27Home Depot Inc
COM
$28.4M86.4K
0.5%
+7.9%
Added · +6K sh
28Kayne Anderson Energy Infrst
COM
$27.4M1.92M
0.5%
+4.0%
Added · +73K sh
29Ge Vernova Inc
COM
$27.0M30.9K
0.4%
−7.7%
Reduced · −3K sh
30Lockheed Martin Corp
COM
$26.0M43.0K
0.4%
−6.0%
Reduced · −3K sh
31Pfizer Inc
COM
$24.7M881.3K
0.4%
−4.0%
Reduced · −37K sh
32Quanta Svcs Inc
COM
$24.6M44.8K
0.4%
−4.8%
Reduced · −2K sh
33Goldman Sachs Group Inc
COM
$24.5M29.0K
0.4%
−0.6%
Reduced · −179 sh
34Procter & Gamble Co
COM
$24.3M168.4K
0.4%
+3.3%
Added · +5K sh
35Fedex Corp
COM
$24.2M67.9K
0.4%
−1.9%
Reduced · −1K sh
36Parker-Hannifin Corp
COM
$24.2M27.0K
0.4%
+5.0%
Added · +1K sh
37Cummins Inc
COM
$23.8M44.2K
0.4%
−0.2%
Reduced · −100 sh
38Comcast Corp New
CL A
$23.4M814.1K
0.4%
+14%
Added · +102K sh
39Celestica Inc
COM
$23.3M82.9K
0.4%
−5.8%
Reduced · −5K sh
40NextEra Energy Inc
COM
$22.6M242.9K
0.4%
+2.8%
Added · +7K sh
41JPMorgan Chase & Co
COM
$22.5M76.5K
0.4%
+0.8%
Added · +593 sh
42Amphenol Corp
CL A
$22.4M177.4K
0.4%
−4.3%
Reduced · −8K sh
43Micron Technology Inc
COM
$21.8M64.5K
0.4%
+8.1%
Added · +5K sh
44Gilead Sciences Inc
COM
$21.6M155.3K
0.4%
−4.5%
Reduced · −7K sh
45Tortoise Energy Infrstrctr C
COM
$21.1M422.5K
0.4%
+11%
Added · +41K sh
46BlackRock Munihldngs Cali
COM
$20.7M1.99M
0.3%
+47%
Added · +640K sh
47Eli Lilly & Co
COM
$20.6M22.4K
0.3%
−1.6%
Reduced · −360 sh
48Palantir Technologies Inc
CL A
$20.5M139.9K
0.3%
+6.5%
Added · +8K sh
49RTX Corporation
COM
$19.7M102.2K
0.3%
+1.4%
Added · +1K sh
50Nuveen Ca Divi Adv Mun
COM
$19.2M1.65M
0.3%
+22%
Added · +300K sh
Showing 50 of 1,451 positions

Filing history

As-of date vs the date the SEC received each filing

QuarterAs ofFiledPositionsValueForm
Q1 2026Mar 31, 2026May 15, 20261,453$6.0B13F-HR
Q4 2025Dec 31, 2025Feb 12, 20261,440$6.0B13F-HR
Q3 2025Sep 30, 2025Nov 6, 20251,453$5.9B13F-HR
Q2 2025Jun 30, 2025Aug 12, 20251,472$5.6B13F-HR
Q1 2025Mar 31, 2025May 15, 20251,494$5.3B13F-HR
Q4 2024Dec 31, 2024Feb 10, 20251,472$5.4B13F-HR
Q3 2024Sep 30, 2024Nov 8, 20241,460$5.4B13F-HR
Q2 2024Jun 30, 2024Aug 14, 20241,436$5.1B13F-HR
Q1 2024Mar 31, 2024May 14, 20241,395$5.2B13F-HR
Q4 2023Dec 31, 2023Feb 14, 20241,401$4.9B13F-HR
Q3 2023Sep 30, 2023Nov 14, 20231,404$4.6B13F-HR
Q2 2023Jun 30, 2023Aug 14, 20231,417$4.9B13F-HR
Q1 2023Mar 31, 2023May 12, 20231,447$4.9B13F-HR
Q4 2022Dec 31, 2022Feb 13, 20231,480$4.9B13F-HR
Q3 2022Sep 30, 2022Nov 8, 20221,460$4.8B13F-HR
Q2 2022Jun 30, 2022Aug 8, 20221,489$5.3B13F-HR
Q1 2022Mar 31, 2022May 17, 20221,484$6.5B13F-HR
Q4 2021Dec 31, 2021Feb 15, 20221,487$7.0B13F-HR
Q3 2021Sep 30, 2021Nov 12, 20211,463$6.6B13F-HR
Q2 2021Jun 30, 2021Jul 30, 20211,401$6.8B13F-HR
Q1 2021Mar 31, 2021May 7, 20211,478$6.4B13F-HR
Q4 2020Dec 31, 2020Feb 12, 20211,507$6.0B13F-HR
Q3 2020Sep 30, 2020Nov 16, 20201,520$5.4B13F-HR
Q2 2020Jun 30, 2020Aug 12, 20201,522$5.1B13F-HR

Data source

Holdings from SEC EDGAR 13F-HR filings, updated quarterly ~45 days after quarter-end. Public domain. The book and weighting are long equity only; disclosed put/call options are listed separately and excluded from those totals. Price-derived performance is withheld until the price-source policy and freshness gate are green.