Arkolith/Funds/Klingman & Associates, LLC

Klingman & Associates, LLC

CIK 1662449
Holdings as of Mar 31, 2026·disclosed May 14, 2026·~44-day 13F lag·13F-HR
Active Filer

Klingman & Associates, LLC holds a focused book of 332 stocks worth $2.1B as of Q1 2026 (disclosed May 14, 2026, a ~45-day 13F lag). This quarter they opened Ishares 1-3 Year Treasury Bo and trimmed Apple Inc. Their largest long position is Ishares Core S&P 500 ETF at 16% of the equity book.

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Use Arkolith to show Klingman & Associates, LLC's latest
holdings, largest changes, and filing provenance.
Opened
26
new positions
Added to
179
existing
Trimmed
84
reduced
Sold out
16
exited

Concentration

Top-heavy: focused book

Top 5 holdings
35%
Top 10 holdings
52%
Top 20 holdings
69%

Share of the disclosed book in its largest positions. A higher top-5 share means a more concentrated, higher-conviction portfolio.

Direct sector allocation

16% mapped to company sectors

ETF / fund or unclassified
84%
Information Technology
8%
Financials
3%
Consumer Discretionary
2%
Health Care
1%
Industrials
1%
Real Estate
0%
Materials
0%

Direct operating-company sectors from our SIC-based security master. ETF/fund and unclassified holdings stay visible separately; this is not ETF look-through exposure.

Biggest moves: latest quarter

Estimated $ traded · quarter-end prices, no cost basis

Bought
Trimmed / exited

Holdings: largest first

Bars show each stock's share of the portfolio. Click a row for its position history.

332 positions
#SecurityValueShares% PortLast moveHistory
1Ishares TR
CORE S&P500 ETF
$344.0M526.7K
16.5%
+2.4%
Added · +13K sh
2Vanguard Malvern FDS
STRM INFPROIDX
$121.1M2.43M
5.8%
+16%
Added · +338K sh
3Ishares TR
CORE S&P MCP ETF
$105.1M1.56M
5.0%
+2.9%
Added · +43K sh
4Ishares TR
CORE MSCI EAFE
$86.7M957.4K
4.1%
+5.3%
Added · +48K sh
5Vanguard Tax-Managed FDS
VAN FTSE DEV MKT
$77.6M1.21M
3.7%
+5.7%
Added · +65K sh
6State STR SPDR S&P 500 ETF T
TR UNIT
$75.0M115.3K
3.6%
+0.1%
Added · +87 sh
7Ishares TR
CORE S&P SCP ETF
$73.7M592.8K
3.5%
+4.5%
Added · +25K sh
8Apple Inc
COM
$68.5M269.8K
3.3%
−0.8%
Reduced · −2K sh
9SPDR Series Trust
STATE STREET SPD
$66.4M1.17M
3.2%
−1.8%
Reduced · −22K sh
10SPDR Series Trust
STATE STREET SPD
$64.1M654.8K
3.1%
−1.7%
Reduced · −11K sh
11Vanguard Intl Equity Index F
FTSE EMR MKT ETF
$54.3M1.00M
2.6%
+0.9%
Added · +9K sh
12Invesco Exch Traded FD TR II
S&P 500 REVENUE
$37.8M329.0K
1.8%
+8.8%
Added · +27K sh
13Ishares TR
IBONDS DEC 29
$36.8M1.58M
1.8%
+2.7%
Added · +42K sh
14Ishares TR
IBONDS DEC 2030
$36.1M1.65M
1.7%
+5.1%
Added · +81K sh
15Ishares TR
IBONDS DEC 2031
$35.6M1.70M
1.7%
+7.5%
Added · +119K sh
16Ishares Inc
CORE MSCI EMKT
$33.8M484.1K
1.6%
+5.1%
Added · +23K sh
17Ishares TR
MSCI USA MIN VOL
$33.5M361.6K
1.6%
−0.4%
Reduced · −1K sh
18Ishares TR
IBDS DEC28 ETF
$33.0M1.30M
1.6%
+3.0%
Added · +38K sh
19SPDR Series Trust
STATE STREET SPD
$31.5M369.9K
1.5%
−0.3%
Reduced · −1K sh
20SPDR Series Trust
STATE STREET SPD
$31.1M324.2K
1.5%
−0.6%
Reduced · −2K sh
21Invesco Exchange Traded FD T
RAFI US 1000 ETF
$29.4M618.1K
1.4%
−9.3%
Reduced · −63K sh
22SPDR Series Trust
STATE STREET SPD
$27.6M189.4K
1.3%
−1.3%
Reduced · −3K sh
23Citizens Finl Group Inc
COM
$27.4M456.9K
1.3%
+7.0%
Added · +30K sh
24Ishares TR
IBONDS DEC 2032
$27.3M1.08M
1.3%
+22%
Added · +195K sh
25SPDR Series Trust
STATE STREET SPD
$26.6M281.0K
1.3%
−0.3%
Reduced · −757 sh
26State STR SPDR S&P Midcap 40
UTSER1 S&PDCRP
$25.7M41.7K
1.2%
−0.4%
Reduced · −160 sh
27Ishares TR
IBONDS 27 ETF
$23.9M985.5K
1.1%
−4.1%
Reduced · −42K sh
28SPDR Series Trust
STATE STREET SPD
$19.7M204.1K
0.9%
−0.3%
Reduced · −543 sh
29Vanguard Index FDS
TOTAL STK MKT
$14.4M44.9K
0.7%
+0.7%
Added · +299 sh
30Microsoft Corp
COM
$13.8M37.2K
0.7%
+3.9%
Added · +1K sh
31Ishares TR
NEW YORK MUN ETF
$12.7M239.9K
0.6%
+1.7%
Added · +4K sh
32Ishares TR
EAFE SML CP ETF
$12.3M156.8K
0.6%
−0.6%
Reduced · −905 sh
33Amazon Com Inc
COM
$12.2M58.4K
0.6%
+1.8%
Added · +1K sh
34Nvidia Corporation
COM
$11.7M66.9K
0.6%
+4.0%
Added · +3K sh
35Datadog Inc
CL A COM
$9.7M82.2K
0.5%
+0.5%
Added · +391 sh
36Alphabet Inc
CAP STK CL C
$8.9M31.0K
0.4%
+1.3%
Added · +388 sh
37Alphabet Inc
CAP STK CL A
$7.9M27.4K
0.4%
+3.1%
Added · +826 sh
38Ishares TR
RUS 1000 ETF
$7.9M22.0K
0.4%
+1.1%
Added · +230 sh
39Ishares TR
RUSSELL 2000 ETF
$7.7M31.2K
0.4%
−1.1%
Reduced · −359 sh
40JPMorgan Chase & Co
COM
$7.6M25.8K
0.4%
−9.2%
Reduced · −3K sh
41Vanguard Index FDS
S&P 500 ETF SHS
$6.8M11.3K
0.3%
+2.6%
Added · +284 sh
42Berkshire Hathaway Inc Del
CL B NEW
$6.7M13.9K
0.3%
−0.1%
Reduced · −10 sh
43Exxon Mobil Corp
COM
$6.6M38.9K
0.3%
−1.5%
Reduced · −584 sh
44Flexshares TR
IBOXX 3R TARGT
$6.4M266.0K
0.3%
+1.2%
Added · +3K sh
45J P Morgan Exchange Traded F
ULTRA SHT MUNCPL
$6.2M121.8K
0.3%
+157%
Added · +74K sh
46Jones Lang Lasalle Inc
COM
$5.8M19.0K
0.3%
−19%
Reduced · −4K sh
47Vanguard Index FDS
REAL ESTATE ETF
$5.2M58.3K
0.2%
+1.1%
Added · +660 sh
48Ishares TR
SELECT DIVID ETF
$4.9M32.2K
0.2%
~0%
Added · +13 sh
49Ishares TR
ISHARES SEMICDTR
$4.6M14.0K
0.2%
Held
50Johnson & Johnson
COM
$4.4M18.1K
0.2%
+1.6%
Added · +280 sh
Showing 50 of 332 positions

Filing history

As-of date vs the date the SEC received each filing

QuarterAs ofFiledPositionsValueForm
Q1 2026Mar 31, 2026May 14, 2026332$2.1B13F-HR
Q4 2025Dec 31, 2025Jan 29, 2026326$2.1B13F-HR
Q3 2025Sep 30, 2025Oct 27, 2025319$2.0B13F-HR
Q2 2025Jun 30, 2025Jul 30, 2025314$1.8B13F-HR
Q1 2025Mar 31, 2025May 13, 2025263$1.6B13F-HR
Q4 2024Dec 31, 2024Jan 31, 2025256$1.6B13F-HR
Q3 2024Sep 30, 2024Nov 1, 2024265$1.6B13F-HR
Q2 2024Jun 30, 2024Jul 30, 2024250$1.5B13F-HR
Q1 2024Mar 31, 2024May 1, 2024238$1.4B13F-HR
Q4 2023Dec 31, 2023Jan 29, 2024225$1.4B13F-HR
Q3 2023Sep 30, 2023Oct 30, 2023219$1.2B13F-HR
Q2 2023Jun 30, 2023Jul 31, 2023216$1.2B13F-HR
Q1 2023Mar 31, 2023May 3, 2023199$1.2B13F-HR
Q4 2022Dec 31, 2022Feb 3, 2023203$1.1B13F-HR
Q3 2022Sep 30, 2022Oct 28, 2022188$1.0B13F-HR
Q2 2022Jun 30, 2022Jul 27, 2022193$1.0B13F-HR
Q1 2022Mar 31, 2022May 6, 2022204$1.2B13F-HR
Q4 2021Dec 31, 2021Jan 31, 2022182$1.2B13F-HR
Q3 2021Sep 30, 2021Nov 1, 2021173$1.1B13F-HR
Q2 2021Jun 30, 2021Jul 27, 2021163$1.0B13F-HR
Q1 2021Mar 31, 2021Apr 29, 2021172$967.2M13F-HR
Q4 2020Dec 31, 2020Feb 9, 2021153$866.4M13F-HR
Q3 2020Sep 30, 2020Nov 3, 2020138$743.2M13F-HR
Q2 2020Jun 30, 2020Aug 4, 2020127$654.0M13F-HR

Data source

Holdings from SEC EDGAR 13F-HR filings, updated quarterly ~45 days after quarter-end. Public domain. The book and weighting are long equity only; disclosed put/call options are listed separately and excluded from those totals. Price-derived performance is withheld until the price-source policy and freshness gate are green.