Arkolith/Funds/LPL Financial LLC

LPL Financial LLC

CIK 1403438Wealth platform
Holdings as of Mar 31, 2026·disclosed May 6, 2026·~36-day 13F lag·13F-HR
Inactive

LPL Financial LLC holds a diversified book of 5772 stocks worth $376.2B as of Q1 2026 (disclosed May 6, 2026, a ~36-day 13F lag). This quarter they opened Ishares LRG CP CR Act ETF-Ui and trimmed SS SPDR S&P 500 ETF Trust-US. Their largest long position is Ishares Core S&P 500 ETF at 2% of the equity book. They also disclosed $323.1M in put options (a bearish bet) and $63.4M in call options (bullish), shown separately below and excluded from the equity book.

Opened
312
bought for the first time
Added to
3241
already held, bought more
Trimmed
2129
sold some, still holds it
Sold out
176
exited the position entirely

Concentration

Top-heavy: diversified book

Top 5 holdings
9%
Top 10 holdings
14%
Top 20 holdings
22%

Share of the disclosed book in its largest positions. A higher top-5 share means a more concentrated, higher-conviction portfolio.

Direct sector allocation

26% mapped to company sectors

ETF / fund or unclassified
74%
Information Technology
10%
Financials
4%
Consumer Discretionary
3%
Industrials
3%
Health Care
2%
Utilities
1%
Energy
1%

Direct operating-company sectors from our SIC-based security master. ETF/fund and unclassified holdings stay visible separately; this is not ETF look-through exposure.

Biggest moves: latest quarter

Estimated $ traded · quarter-end prices, no cost basis

Bought
Trimmed / exited

Funds with the most overlap

Other tracked managers holding the same core names as LPL Financial LLC

Manager / fundShared namesTheir $ in those
MORGAN STANLEY80 / 80$639.5B
JPMORGAN CHASE & CO80 / 80$548.9B
WELLS FARGO & COMPANY/MN80 / 80$206.9B
ROYAL BANK OF CANADA80 / 80$168.1B
ENVESTNET ASSET MANAGEMENT INC80 / 80$167.1B
AMERIPRISE FINANCIAL INC80 / 80$137.5B
RAYMOND JAMES FINANCIAL INC80 / 80$132.3B
JONES FINANCIAL COMPANIES LLLP80 / 80$124.4B

Ranked by how many of LPL Financial LLC's top 80 disclosed names each fund also holds: a cross-fund conviction signal from the latest 13F of every tracked manager.

Holdings: largest first

Bars show each stock's share of the portfolio. Click a row for its position history.

5,772 positions
#SecurityValueShares% PortLast moveHistory
1Ishares TR
CORE S&P500 ETF
$7.6B11.59M
2.0%
▲+11%
Added · +1.1M sh
2State STR SPDR S&P 500 ETF T
TR UNIT
$6.5B9.96M
1.7%
▼−2.0%
Reduced · −208K sh
3Invesco QQQ TR
UNIT SER 1
$6.1B10.56M
1.6%
▼−1.6%
Reduced · −171K sh
4Apple Inc
COM
$6.0B23.70M
1.6%
▲+0.4%
Added · +89K sh
5Nvidia Corporation
COM
$5.8B33.50M
1.6%
▲+1.0%
Added · +347K sh
6SPDR Series Trust
STATE STREET SPD
$4.5B58.66M
1.2%
▲+14%
Added · +7.1M sh
7Ishares TR
CORE MSCI EAFE
$4.2B46.03M
1.1%
▲+13%
Added · +5.2M sh
8SPDR Series Trust
STATE STREET SPD
$3.9B39.83M
1.0%
▼−1.0%
Reduced · −387K sh
9Microsoft Corp
COM
$3.8B10.34M
1.0%
▲+3.3%
Added · +330K sh
10Vanguard Index FDS
S&P 500 ETF SHS
$3.8B6.40M
1.0%
▼−6.0%
Reduced · −413K sh
11Ishares Inc
CORE MSCI EMKT
$3.6B52.23M
1.0%
▼−0.4%
Reduced · −230K sh
12Amazon Com Inc
COM
$3.5B16.78M
0.9%
▲+1.7%
Added · +286K sh
13Vanguard Index FDS
TOTAL STK MKT
$3.3B10.33M
0.9%
▼−27%
Reduced · −3.8M sh
14Ishares TR
US TREAS BD ETF
$3.2B140.89M
0.9%
▲+18%
Added · +21.8M sh
15Ishares TR
MSCI USA QLT FCT
$3.1B16.16M
0.8%
▼−0.1%
Reduced · −20K sh
16Capital Group Dividend Value
SHS CREATION UNI
$3.1B71.85M
0.8%
▲+13%
Added · +8.4M sh
17SPDR Series Trust
STATE STREET SPD
$2.9B51.49M
0.8%
▲+2.8%
Added · +1.4M sh
18Ishares TR
MBS ETF
$2.7B27.98M
0.7%
▲+0.3%
Added · +81K sh
19Alphabet Inc
CAP STK CL A
$2.6B8.88M
0.7%
▲+2.1%
Added · +187K sh
20BlackRock ETF Trust
ISHARES US EQUIT
$2.5B43.80M
0.7%
▼−2.9%
Reduced · −1.3M sh
21Invesco Exch Traded FD TR II
NASDAQ 100 ETF
$2.5B10.53M
0.7%
▼−1.9%
Reduced · −200K sh
22Vanguard Scottsdale FDS
VNG RUS1000VAL
$2.5B26.15M
0.7%
▲+129%
Added · +14.7M sh
23Ishares TR
S&P 500 GRWT ETF
$2.4B20.89M
0.6%
▲+5.4%
Added · +1.1M sh
24Vanguard Index FDS
GROWTH ETF
$2.4B5.40M
0.6%
▼−1.7%
Reduced · −95K sh
25Ishares TR
CORE S&P US GWT
$2.2B14.38M
0.6%
▲+1.1%
Added · +155K sh
26Ishares TR
S&P 500 VAL ETF
$2.2B10.51M
0.6%
▼−4.6%
Reduced · −508K sh
27First TR Exchange Traded FD
RISNG DIVD ACHIV
$2.2B32.33M
0.6%
▲+6.0%
Added · +1.8M sh
28Vanguard Index FDS
VALUE ETF
$2.2B11.18M
0.6%
▲+4.1%
Added · +439K sh
29Ishares TR
CORE UNIVRSL USD
$2.2B47.28M
0.6%
▲+3.9%
Added · +1.8M sh
30Capital Group Growth ETF
SHS CREATION UNI
$2.1B52.56M
0.6%
▲+16%
Added · +7.2M sh
31Select Sector SPDR TR
STATE STREET TEC
$2.1B15.71M
0.6%
▼−1.6%
Reduced · −262K sh
32Ishares TR
CORE S&P SCP ETF
$2.1B16.64M
0.5%
▼−5.0%
Reduced · −887K sh
33Broadcom Inc
COM
$2.1B6.64M
0.5%
▲+4.7%
Added · +299K sh
34SPDR Gold TR
GOLD SHS
$2.0B4.74M
0.5%
▼−1.5%
Reduced · −74K sh
35Vanguard Scottsdale FDS
VNG RUS1000GRW
$1.8B16.78M
0.5%
▲+105%
Added · +8.6M sh
36Alphabet Inc
CAP STK CL C
$1.8B6.23M
0.5%
▲+1.4%
Added · +86K sh
37Vanguard Tax-Managed FDS
VAN FTSE DEV MKT
$1.8B27.80M
0.5%
▼−2.6%
Reduced · −746K sh
38Meta Platforms Inc
CL A
$1.8B3.09M
0.5%
▲+1.7%
Added · +51K sh
39Ishares TR
CORE S&P US VLU
$1.8B17.23M
0.5%
▲+5.0%
Added · +819K sh
40SPDR Series Trust
STATE STREET SPD
$1.7B51.97M
0.5%
▲+5.9%
Added · +2.9M sh
41SPDR Index SHS FDS
STATE STREET SPD
$1.7B38.03M
0.5%
▲+1.8%
Added · +682K sh
42Ishares TR
RUS 1000 GRW ETF
$1.6B3.84M
0.4%
▲+2.2%
Added · +84K sh
43Berkshire Hathaway Inc Del
CL B NEW
$1.6B3.41M
0.4%
▲+1.2%
Added · +41K sh
44First TR Exchng Traded FD VI
FT VEST LADDERED
$1.6B47.10M
0.4%
▲+5.6%
Added · +2.5M sh
45JPMorgan Chase & Co
COM
$1.6B5.39M
0.4%
▼−1.3%
Reduced · −69K sh
46Ishares TR
CORE S&P MCP ETF
$1.6B23.07M
0.4%
▼−21%
Reduced · −6.1M sh
47Ishares TR
EAFE VALUE ETF
$1.6B20.85M
0.4%
▲+6.7%
Added · +1.3M sh
48SPDR Series Trust
STATE STREET SPD
$1.5B53.85M
0.4%
▲+10%
Added · +5.0M sh
49SPDR Series Trust
STATE STREET SPD
$1.5B16.78M
0.4%
▲+27%
Added · +3.6M sh
50Vanguard Specialized Funds
DIV APP ETF
$1.5B7.00M
0.4%
▲+1.3%
Added · +93K sh
Showing 50 of 5,772 positions
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Largest options & derivatives disclosed

Put / call positions from the 13F — totals include every disclosed option leg

Put notional (bearish)$323.1M
Call notional (bullish)$63.4M
TypeUnderlyingNotional valueUnderlying shares
PUT · bearishSS SPDR S&P 500 ETF TRUST-USSPY$136.6M210K
PUT · bearishINVESCO QQQ TRUST SERIES 1QQQ$29.0M50K
PUT · bearishAPPLE INCAAPL$11.6M46K
PUT · bearishMETA PLATFORMS INC-CLASS AMETA$8.6M15K
PUT · bearishALIBABA GROUP HOLDING-SP ADRBABA$7.4M59K
CALL · bullishMETA PLATFORMS INC-CLASS AMETA$5.7M10K
CALL · bullishSS SPDR S&P 500 ETF TRUST-USSPY$5.6M9K
PUT · bearishBOEING CO/THEBA$5.5M28K
PUT · bearishAPPLOVIN CORP-CLASS AAPP$5.3M13K
PUT · bearishCOSTCO WHOLESALE CORPCOST$5.1M5K
PUT · bearishISHARES RUSSELL 2000 ETFIWM$5.0M20K
CALL · bullishCOSTCO WHOLESALE CORPCOST$5.0M5K
PUT · bearishMICROSOFT CORPMSFT$4.8M13K
CALL · bullishAMAZON.COM INCAMZN$4.1M20K
PUT · bearishCITIGROUP INCC$3.8M34K
PUT · bearishALPHABET INC-CL CGOOG$3.8M13K
PUT · bearishUNITED PARCEL SERVICE-CL BUPS$3.5M35K
PUT · bearishCROWDSTRIKE HOLDINGS INC - ACRWD$3.2M8K
CALL · bullishINVESCO QQQ TRUST SERIES 1QQQ$3.2M6K
PUT · bearishSPOTIFY TECHNOLOGY SASPOT$3.2M7K
CALL · bullishNVIDIA CORPNVDA$2.9M17K
CALL · bullishMICROSOFT CORPMSFT$2.9M8K
PUT · bearishAMAZON.COM INCAMZN$2.9M14K
PUT · bearishBROADCOM INCAVGO$2.8M9K
PUT · bearishASML HOLDING NV-NY REG SHSASML$2.8M2K

13F filers disclose option positions at the market value of the underlying the contracts reference, not the premium paid. A put is a bearish bet (it gains if the stock falls); a call is bullish. “Underlying shares” is the share count the contracts control, not a share holding. These legs are excluded from the equity book, weighting, concentration and sector figures above. Showing the largest 25 of 192 option legs.

Filing history

As-of date vs the date the SEC received each filing

QuarterAs ofFiledPositionsValueForm
Q1 2026Mar 31, 2026May 6, 20265,964$376.6B13F-HR
Q4 2025Dec 31, 2025Feb 11, 20265,869$366.2B13F-HR
Q3 2025Sep 30, 2025Nov 12, 20255,793$343.1B13F-HR
Q2 2025Jun 30, 2025Aug 12, 20255,548$299.8B13F-HR
Q1 2025Mar 31, 2025May 7, 20255,344$257.1B13F-HR
Q4 2024Dec 31, 2024Feb 11, 20255,274$246.0B13F-HR
Q3 2024Sep 30, 2024Nov 8, 20245,156$224.3B13F-HR
Q2 2024Jun 30, 2024Aug 7, 20245,007$200.8B13F-HR
Q1 2024Mar 31, 2024May 10, 20244,909$186.3B13F-HR
Q4 2023Dec 31, 2023Feb 14, 20244,792$165.1B13F-HR
Q3 2023Sep 30, 2023Nov 13, 20234,684$142.8B13F-HR
Q2 2023Jun 30, 2023Jul 31, 20234,584$140.0B13F-HR
Q1 2023Mar 31, 2023May 10, 20234,482$128.5B13F-HR
Q4 2022Dec 31, 2022Feb 7, 20234,451$116.8B13F-HR
Q3 2022Sep 30, 2022Nov 14, 20224,416$103.6B13F-HR
Q2 2022Jun 30, 2022Aug 12, 20224,418$105.3B13F-HR
Q1 2022Mar 31, 2022May 16, 20224,174$116.4B13F-HR
Q4 2021Dec 31, 2021Feb 14, 20224,335$119.2B13F-HR
Q3 2021Sep 30, 2021Nov 15, 20214,319$106.5B13F-HR
Q2 2021Jun 30, 2021Aug 13, 20214,218$98.9B13F-HR
Q1 2021Mar 31, 2021May 14, 20214,071$87.0B13F-HR
Q4 2020Dec 31, 2020Feb 12, 20213,805$77.2B13F-HR
Q3 2020Sep 30, 2020Nov 9, 20203,545$64.0B13F-HR
Q2 2020Jun 30, 2020Aug 13, 20203,458$57.4B13F-HR

Data source

Holdings from SEC EDGAR 13F-HR filings, updated quarterly, filed up to 45 days after quarter-end. Public domain. The book and weighting are long equity only; disclosed put/call options are listed separately and excluded from those totals. Price-derived performance is withheld until the price-source policy and freshness gate are green.