NorthRock Partners, LLC holds a diversified book of 653 stocks worth $6.2B as of Q1 2026 (disclosed May 15, 2026, a ~45-day 13F lag). This quarter they opened Wisdomtree Japan Hedged Eq and trimmed SS SPDR S&P 500 ETF Trust-US. Their largest long position is Mortgage-Backed Securities at 8% of the equity book. They also disclosed $4.1M in put options (a bearish bet) and $1.8M in call options (bullish), shown separately below and excluded from the equity book.
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curl -H "Authorization: Bearer YOUR_API_KEY" \ "https://arkolith.com/api/v1/funds/1632097/holdings"
Use Arkolith to show NorthRock Partners, LLC's latest holdings, largest changes, and filing provenance.
Top-heavy: diversified book
Share of the disclosed book in its largest positions. A higher top-5 share means a more concentrated, higher-conviction portfolio.
17% mapped to company sectors
Direct operating-company sectors from our SIC-based security master. ETF/fund and unclassified holdings stay visible separately; this is not ETF look-through exposure.
Estimated $ traded · quarter-end prices, no cost basis
Bars show each stock's share of the portfolio. Click a row for its position history.
| # | Security | Value | Shares | % Port | Last move | History |
|---|---|---|---|---|---|---|
| 1 | J P Morgan Exchange Traded F MORTGAGE BACKED | $497.0M | 9.75M | 8.0% | ▲+7.4% Added · +673K sh | |
| 2 | Vanguard Index FDS S&P 500 ETF SHS | $351.6M | 588.4K | 5.7% | ▲+6.1% Added · +34K sh | |
| 3 | SPDR Series Trust STATE STREET SPD | $318.8M | 4.16M | 5.1% | ▲+9.3% Added · +355K sh | |
| 4 | Vanguard Scottsdale FDS SHORT TERM TREAS | $285.0M | 4.87M | 4.6% | ▲+2.9% Added · +136K sh | |
| 5 | SPDR Series Trust STATE STREET SPD | $259.5M | 4.59M | 4.2% | ▲+3.8% Added · +169K sh | |
| 6 | Ishares TR 0-3 MNTH TREASRY | $225.8M | 2.24M | 3.6% | ▲+11% Added · +223K sh | |
| 7 | Invesco QQQ TR UNIT SER 1 | $225.0M | 389.8K | 3.6% | ▲+3.8% Added · +14K sh | |
| 8 | SPDR Series Trust STATE STREET SPD | $214.9M | 2.19M | 3.5% | ▲+4.7% Added · +99K sh | |
| 9 | Apple Inc COM | $196.4M | 774.0K | 3.2% | ▲+5.9% Added · +43K sh | |
| 10 | State STR SPDR S&P 500 ETF T TR UNIT | $185.3M | 284.9K | 3.0% | ▼−1.8% Reduced · −5K sh | |
| 11 | Ishares TR GLB INFRASTR ETF | $178.8M | 2.67M | 2.9% | ▲+85% Added · +1.2M sh | |
| 12 | Ishares TR HDG MSCI EAFE | $130.7M | 3.07M | 2.1% | ▲+13% Added · +362K sh | |
| 13 | SPDR Series Trust STATE STREET SPD | $114.4M | 1.34M | 1.8% | ▲+3.1% Added · +40K sh | |
| 14 | Ishares TR RUS 1000 ETF | $106.3M | 298.3K | 1.7% | ▼−0.2% Reduced · −504 sh | |
| 15 | SPDR Series Trust STATE STREET SPD | $104.0M | 1.08M | 1.7% | ▲+2.7% Added · +29K sh | |
| 16 | J P Morgan Exchange Traded F ULTRA SHT MUNCPL | $76.0M | 1.49M | 1.2% | ▲+26% Added · +307K sh | |
| 17 | SPDR Series Trust STATE STREET SPD | $75.5M | 797.9K | 1.2% | ▲+2.1% Added · +16K sh | |
| 18 | Lattice Strategies TR HARTFORD US EQTY | $75.3M | 1.27M | 1.2% | ▼−4.8% Reduced · −65K sh | |
| 19 | Ishares TR RUS MID CAP ETF | $68.8M | 707.8K | 1.1% | ▼−1.6% Reduced · −11K sh | |
| 20 | Ishares TR MSCI EAFE ETF | $66.4M | 683.7K | 1.1% | ▲+0.1% Added · +856 sh | |
| 21 | Ishares Inc CORE MSCI EMKT | $66.0M | 945.6K | 1.1% | ▲+11% Added · +96K sh | |
| 22 | SPDR Series Trust STATE STREET SPD | $65.9M | 682.3K | 1.1% | ▲+3.3% Added · +22K sh | |
| 23 | Nvidia Corporation COM | $58.8M | 337.0K | 0.9% | ▲+4.5% Added · +14K sh | |
| 24 | Microsoft Corp COM | $58.2M | 157.3K | 0.9% | ▲+5.8% Added · +9K sh | |
| 25 | Ishares TR CORE UNIVRSL USD | $55.1M | 1.19M | 0.9% | ▲+2.5% Added · +30K sh | |
| 26 | SPDR Index SHS FDS STATE STREET SPD | $52.8M | 1.12M | 0.9% | ▼−0.2% Reduced · −2K sh | |
| 27 | Ishares TR 7-10 YR TRSY BD | $50.0M | 524.1K | 0.8% | ▲+28% Added · +116K sh | |
| 28 | First TR Exchng Traded FD VI FT VEST LADDERED | $48.3M | 1.43M | 0.8% | ▲+20% Added · +236K sh | |
| 29 | Ishares TR RUSSELL 2000 ETF | $47.5M | 191.4K | 0.8% | ▲+0.4% Added · +845 sh | |
| 30 | Vanguard Scottsdale FDS MTG-BKD SECS ETF | $44.9M | 957.1K | 0.7% | ▼−0.1% Reduced · −598 sh | |
| 31 | Ishares TR MBS ETF | $44.3M | 466.4K | 0.7% | ▲+2.3% Added · +11K sh | |
| 32 | Ishares TR RUS 1000 GRW ETF | $41.1M | 385.9K | 0.7% | ▲+288% Added · +286K sh | |
| 33 | Ishares TR CORE S&P SCP ETF | $34.2M | 274.8K | 0.6% | ▼−1.0% Reduced · −3K sh | |
| 34 | Ishares TR S&P 500 VAL ETF | $32.9M | 155.8K | 0.5% | ▼−4.7% Reduced · −8K sh | |
| 35 | SPDR Series Trust STATE STREET SPD | $31.7M | 1.11M | 0.5% | ▲+1.5% Added · +16K sh | |
| 36 | AB Active Etfs Inc TAX AWARE INTERM | $31.4M | 1.24M | 0.5% | ▼−2.4% Reduced · −30K sh | |
| 37 | Ishares TR CORE US AGGBD ET | $30.8M | 309.9K | 0.5% | ▲+2.0% Added · +6K sh | |
| 38 | Vanguard Whitehall FDS INTL HIGH ETF | $30.5M | 323.5K | 0.5% | ▼−3.6% Reduced · −12K sh | |
| 39 | Vanguard Tax-Managed FDS VAN FTSE DEV MKT | $29.6M | 461.3K | 0.5% | ▼−0.1% Reduced · −507 sh | |
| 40 | Mondelez Intl Inc CL A | $29.5M | 512.6K | 0.5% | ▼−1.1% Reduced · −6K sh | |
| 41 | Philip Morris Intl Inc COM | $29.0M | 175.4K | 0.5% | ▼−2.7% Reduced · −5K sh | |
| 42 | Schwab Strategic TR US AGGREGATE B | $28.1M | 1.21M | 0.5% | ▲+2.0% Added · +23K sh | |
| 43 | Amazon Com Inc COM | $27.0M | 129.7K | 0.4% | ▲+14% Added · +16K sh | |
| 44 | Invesco Exch Traded FD TR II NASDAQ 100 ETF | $26.7M | 112.4K | 0.4% | ▲+4.2% Added · +5K sh | |
| 45 | BlackRock ETF Trust DYNAMIC EQTY ACT | $26.7M | 1.10M | 0.4% | ▲+2.0% Added · +21K sh | |
| 46 | Progressive Corp COM | $26.6M | 134.2K | 0.4% | ▼−0.1% Reduced · −83 sh | |
| 47 | Vanguard Index FDS TOTAL STK MKT | $26.0M | 81.0K | 0.4% | ▼−2.5% Reduced · −2K sh | |
| 48 | BlackRock ETF Trust ISHARES US EQUIT | $25.1M | 431.7K | 0.4% | ▼−25% Reduced · −141K sh | |
| 49 | Procter & Gamble Co COM | $23.7M | 164.4K | 0.4% | ▲+0.7% Added · +1K sh | |
| 50 | Ishares TR 0-5 YR TIPS ETF | $23.6M | 227.9K | 0.4% | ▲+3.8% Added · +8K sh |
Put / call positions from the 13F — totals include every disclosed option leg
| Type | Underlying | Notional value | Underlying shares |
|---|---|---|---|
| PUT · bearish | PROGRESSIVE CORPPGR | $2.6M | 13K |
| PUT · bearish | APPLE INCAAPL | $1.3M | 5K |
| CALL · bullish | MICROSOFT CORPMSFT | $740K | 2K |
| CALL · bullish | SS SPDR S&P 500 ETF TRUST-USSPY | $260K | 400 |
| CALL · bullish | JINKOSOLAR HOLDING CO-ADRJKS | $254K | 10K |
| CALL · bullish | TESLA INCTSLA | $112K | 300 |
| CALL · bullish | TAIWAN SEMICONDUCTOR-SP ADRTSM | $101K | 300 |
| CALL · bullish | BERKSHIRE HATHAWAY INC-CL BBRK/B | $96K | 200 |
| PUT · bearish | SS SPDR S&P 500 ETF TRUST-USSPY | $65K | 100 |
| CALL · bullish | ENBRIDGE INCENB | $54K | 1K |
| CALL · bullish | ISHARES RUSSELL 2000 ETFIWM | $50K | 200 |
| CALL · bullish | RIVIAN AUTOMOTIVE INC-ARIVN | $45K | 3K |
| CALL · bullish | APPLOVIN CORP-CLASS AAPP | $40K | 100 |
| PUT · bearish | PEPSICO INCPEP | $31K | 200 |
| CALL · bullish | ALPHABET INC-CL AGOOGL | $29K | 100 |
| CALL · bullish | ALIBABA GROUP HOLDING-SP ADRBABA | $25K | 200 |
| PUT · bearish | ALIBABA GROUP HOLDING-SP ADRBABA | $25K | 200 |
| PUT · bearish | SS FINANCIAL SELECT SECTORXLF | $25K | 500 |
| CALL · bullish | SERVICENOW INCNOW | $21K | 200 |
| PUT · bearish | BOEING CO/THEBA | $20K | 100 |
| PUT · bearish | TEXAS INSTRUMENTS INCTXN | $19K | 100 |
| PUT · bearish | STARBUCKS CORPSBUX | $18K | 200 |
| CALL · bullish | ISHARES SILVER TRUSTSLV | $14K | 200 |
| CALL · bullish | BROWN-FORMAN CORP-CLASS BBF/B | $5K | 200 |
| CALL · bullish | BITMINE IMMERSION TECHNOLOGIBMNR | $2K | 100 |
13F filers disclose option positions at the market value of the underlying the contracts reference, not the premium paid. A put is a bearish bet (it gains if the stock falls); a call is bullish. “Underlying shares” is the share count the contracts control, not a share holding. These legs are excluded from the equity book, weighting, concentration and sector figures above.
As-of date vs the date the SEC received each filing
| Quarter | As of | Filed | Positions | Value | Form |
|---|---|---|---|---|---|
| Q1 2026 | Mar 31, 2026 | May 15, 2026 | 678 | $6.2B | 13F-HR |
| Q4 2025 | Dec 31, 2025 | Feb 17, 2026 | 619 | $5.9B | 13F-HR |
| Q3 2025 | Sep 30, 2025 | Nov 14, 2025 | 871 | $5.5B | 13F-HR |
| Q2 2025 | Jun 30, 2025 | Nov 14, 2025 | 682 | $3.8B | 13F-HR/A |
| Q1 2025 | Mar 31, 2025 | May 8, 2025 | 852 | $3.0B | 13F-HR |
| Q4 2024 | Dec 31, 2024 | Apr 22, 2025 | 775 | $3.1B | 13F-HR/A |
| Q3 2024 | Sep 30, 2024 | Apr 22, 2025 | 833 | $3.0B | 13F-HR/A |
| Q2 2024 | Jun 30, 2024 | Apr 22, 2025 | 810 | $2.7B | 13F-HR/A |
| Q1 2024 | Mar 31, 2024 | Apr 22, 2025 | 814 | $2.6B | 13F-HR/A |
| Q4 2023 | Dec 31, 2023 | Apr 22, 2025 | 750 | $2.4B | 13F-HR/A |
| Q3 2023 | Sep 30, 2023 | Oct 24, 2023 | 354 | $958.6M | 13F-HR |
| Q2 2023 | Jun 30, 2023 | Aug 2, 2023 | 313 | $913.1M | 13F-HR |
| Q1 2023 | Mar 31, 2023 | May 4, 2023 | 327 | $939.4M | 13F-HR |
| Q4 2022 | Dec 31, 2022 | Feb 1, 2023 | 342 | $878.6M | 13F-HR |
| Q3 2022 | Sep 30, 2022 | Nov 2, 2022 | 300 | $860.4M | 13F-HR |
| Q2 2022 | Jun 30, 2022 | Aug 4, 2022 | 305 | $962.1M | 13F-HR |
| Q1 2022 | Mar 31, 2022 | May 5, 2022 | 337 | $1.1B | 13F-HR |
| Q4 2021 | Dec 31, 2021 | Feb 7, 2022 | 337 | $1.3B | 13F-HR |
Holdings from SEC EDGAR 13F-HR filings, updated quarterly ~45 days after quarter-end. Public domain. The book and weighting are long equity only; disclosed put/call options are listed separately and excluded from those totals. Price-derived performance is withheld until the price-source policy and freshness gate are green.