NorthRock Partners, LLC holds a diversified book of 669 stocks worth $6.9B as of Q2 2026 (disclosed Aug 11, 2026, a ~42-day 13F lag). This quarter they opened Ishrs FLX Eq Act ETF and trimmed Mortgage-Backed Securities. Their largest long position is Vanguard S&P 500 ETF at 6% of the equity book. They also disclosed $3.8M in put options (a bearish bet) and $555K in call options (bullish), shown separately below and excluded from the equity book. Cloning the disclosed picks since 2015 would be +289% (+12.5%/yr). That is a simulation of the disclosed long book, not audited returns.
Following at the filing date actually beat the quarter-end book by 31.2 points over this window.
Growth of $10,000 cloning NorthRock Partners, LLC's disclosed long 13F book, rebalanced on each filing date (so it reflects each quarter's actual reporting lag, ~42 days for the latest filing, with no look-ahead), total-return basis (dividends reinvested), derived from end-of-day prices. “Their reported book” values the same picks from quarter-end, before they were public. S&P 500 is SPY total return over the same window. Excludes shorts, cash, options and non-13F holdings. Not investment advice.
Top-heavy: diversified book
Share of the disclosed book in its largest positions. A higher top-5 share means a more concentrated, higher-conviction portfolio.
17% mapped to company sectors
Direct operating-company sectors from our SIC-based security master. ETF/fund and unclassified holdings stay visible separately; this is not ETF look-through exposure.
Estimated $ traded · quarter-end prices, no cost basis
Other tracked managers holding the same core names as NorthRock Partners, LLC
| Manager / fund | Shared names | Their $ in those |
|---|---|---|
| JPMORGAN CHASE & CO | 80 / 80 | $497.4B |
| ENVESTNET ASSET MANAGEMENT INC | 80 / 80 | $138.4B |
| LPL Financial LLC | 80 / 80 | $125.0B |
| RAYMOND JAMES FINANCIAL INC | 80 / 80 | $106.7B |
| COMMONWEALTH EQUITY SERVICES, LLC | 80 / 80 | $22.1B |
| OSAIC HOLDINGS, INC. | 80 / 80 | $20.8B |
| HARBOUR INVESTMENTS, INC. | 80 / 80 | $1.7B |
| MORGAN STANLEY | 79 / 80 | $550.1B |
Ranked by how many of NorthRock Partners, LLC's top 80 disclosed names each fund also holds: a cross-fund conviction signal from the latest 13F of every tracked manager.
Bars show each stock's share of the portfolio. Click a row for its position history.
| # | Security | Value | Shares | % Port | Last move | History |
|---|---|---|---|---|---|---|
| 1 | Vanguard Index FDS S&P 500 ETF SHS | $411.9M | 599.8K | 6.0% | ▲+1.9% Added · +11K sh | |
| 2 | J P Morgan Exchange Traded F MORTGAGE BACKED | $409.6M | 8.08M | 5.9% | ▼−17% Reduced · −1.7M sh | |
| 3 | SPDR Series Trust ST STR P500ETF | $406.8M | 4.63M | 5.9% | ▲+11% Added · +465K sh | |
| 4 | SPDR Series Trust ST STR P500VAL | $297.2M | 4.89M | 4.3% | ▲+6.6% Added · +303K sh | |
| 5 | SPDR Series Trust ST STR P500GRW | $276.9M | 2.33M | 4.0% | ▲+6.0% Added · +132K sh | |
| 6 | Ishares TR 0-3 MTH TREASURY | $275.5M | 2.74M | 4.0% | ▲+22% Added · +494K sh | |
| 7 | Invesco QQQ TR UNIT SER 1 | $275.2M | 373.7K | 4.0% | ▼−4.1% Reduced · −16K sh | |
| 8 | Vanguard Scottsdale FDS SHORT TERM TREAS | $274.2M | 4.71M | 4.0% | ▼−3.2% Reduced · −157K sh | |
| 9 | Apple Inc COM | $221.3M | 764.9K | 3.2% | ▼−1.2% Reduced · −9K sh | |
| 10 | Ishares TR GLB INFRASTR ETF | $204.9M | 3.08M | 3.0% | ▲+15% Added · +407K sh | |
| 11 | State STR SPDR S&P 500 ETF T TR UNIT | $204.1M | 273.3K | 3.0% | ▼−4.1% Reduced · −12K sh | |
| 12 | SPDR Series Trust ST STR SP400VAL | $135.4M | 1.43M | 2.0% | ▲+6.2% Added · +83K sh | |
| 13 | Ishares TR HDG MSCI EAFE | $133.3M | 2.84M | 1.9% | ▼−7.6% Reduced · −235K sh | |
| 14 | SPDR Series Trust ST STR SP400GRW | $129.3M | 1.15M | 1.9% | ▲+6.5% Added · +70K sh | |
| 15 | Ishares TR RUS 1000 ETF | $120.9M | 295.2K | 1.8% | ▼−1.0% Reduced · −3K sh | |
| 16 | AB Active Etfs Inc TAX AW INTER ETF | $99.5M | 3.87M | 1.4% | ▲+212% Added · +2.6M sh | |
| 17 | SPDR Series Trust ST STR SP600SM C | $91.0M | 834.1K | 1.3% | ▲+4.5% Added · +36K sh | |
| 18 | Ishares Inc CORE MSCI EMKT | $90.8M | 1.10M | 1.3% | ▲+16% Added · +150K sh | |
| 19 | SPDR Series Trust ST STR SP600GRWO | $87.3M | 732.4K | 1.3% | ▲+7.3% Added · +50K sh | |
| 20 | Lattice Strategies TR HARTFORD US EQTY | $81.8M | 1.21M | 1.2% | ▼−4.8% Reduced · −61K sh | |
| 21 | Ishares TR RUS MID CAP ETF | $75.1M | 680.5K | 1.1% | ▼−3.9% Reduced · −27K sh | |
| 22 | Ishares TR MSCI EAFE ETF | $70.8M | 681.2K | 1.0% | ▼−0.3% Reduced · −2K sh | |
| 23 | Nvidia Corporation COM | $65.1M | 325.4K | 0.9% | ▼−3.4% Reduced · −12K sh | |
| 24 | Ishares TR 7-10 YR TRSY BD | $62.6M | 662.2K | 0.9% | ▲+26% Added · +138K sh | |
| 25 | First TR Exchng Traded FD VI FT LADD BUFF ETF | $61.6M | 1.69M | 0.9% | ▲+18% Added · +258K sh | |
| 26 | Microsoft Corp COM | $59.1M | 158.4K | 0.9% | ▲+0.7% Added · +1K sh | |
| 27 | Ishares TR RUSSELL 2000 ETF | $57.5M | 191.3K | 0.8% | ▼~0% Reduced · −86 sh | |
| 28 | SPDR Index SHS FDS ST PORT MARK ETF | $56.6M | 1.09M | 0.8% | ▼−2.8% Reduced · −32K sh | |
| 29 | Ishares TR CORE UNIVRSL USD | $53.5M | 1.16M | 0.8% | ▼−2.8% Reduced · −33K sh | |
| 30 | Ishares TR RUS 1000 GRW ETF | $47.0M | 378.8K | 0.7% | ▼−1.8% Reduced · −7K sh | |
| 31 | Vanguard Scottsdale FDS MTG-BKD SECS ETF | $45.4M | 970.5K | 0.7% | ▲+1.4% Added · +13K sh | |
| 32 | Ishares TR MBS ETF | $42.0M | 444.8K | 0.6% | ▼−4.6% Reduced · −22K sh | |
| 33 | Ishares TR CORE S&P SCP ETF | $39.0M | 262.7K | 0.6% | ▼−4.4% Reduced · −12K sh | |
| 34 | Schwab Strategic TR US AGGREGATE B | $37.4M | 1.62M | 0.5% | ▲+34% Added · +410K sh | |
| 35 | J P Morgan Exchange Traded F ULTRA SHT MUNCPL | $33.8M | 662.9K | 0.5% | ▼−56% Reduced · −828K sh | |
| 36 | Invesco Exch Traded FD TR II NASDAQ 100 ETF | $33.5M | 110.4K | 0.5% | ▼−1.8% Reduced · −2K sh | |
| 37 | Vanguard Tax-Managed FDS VAN FTSE DEV MKT | $32.3M | 453.2K | 0.5% | ▼−1.8% Reduced · −8K sh | |
| 38 | Philip Morris Intl Inc COM | $32.2M | 178.2K | 0.5% | ▲+1.6% Added · +3K sh | |
| 39 | Ishares TR CORE US AGGBD ET | $31.8M | 320.8K | 0.5% | ▲+3.5% Added · +11K sh | |
| 40 | Amazon Com Inc COM | $31.4M | 131.6K | 0.5% | ▲+1.4% Added · +2K sh | |
| 41 | Vanguard Whitehall FDS INTL HIGH ETF | $29.4M | 299.8K | 0.4% | ▼−7.3% Reduced · −24K sh | |
| 42 | SPDR Series Trust ST INTER ETF | $29.3M | 1.03M | 0.4% | ▼−6.8% Reduced · −75K sh | |
| 43 | Mondelez Intl Inc CL A | $29.3M | 506.4K | 0.4% | ▼−1.2% Reduced · −6K sh | |
| 44 | Progressive Corp COM | $29.2M | 133.5K | 0.4% | ▼−0.5% Reduced · −655 sh | |
| 45 | Vanguard Index FDS TOTAL STK MKT | $28.9M | 78.0K | 0.4% | ▼−3.8% Reduced · −3K sh | |
| 46 | BlackRock ETF Trust DYNAMIC EQTY ACT | $28.7M | 1.03M | 0.4% | ▼−5.8% Reduced · −64K sh | |
| 47 | BlackRock ETF Trust ISHARES US EQUIT | $26.1M | 383.5K | 0.4% | ▼−11% Reduced · −48K sh | |
| 48 | Ishares TR S&P 500 VAL ETF | $25.0M | 110.1K | 0.4% | ▼−29% Reduced · −46K sh | |
| 49 | Alphabet Inc CAP STK CL A | $24.7M | 69.0K | 0.4% | ▲+1.6% Added · +1K sh | |
| 50 | SPDR Series Trust ST STR BLO 1 ETF | $24.2M | 263.6K | 0.4% | ▲+18% Added · +39K sh |
The public view is the crawlable proof. The same sourced dataset is available through REST and MCP for agents, research scripts, and back-office tools.
This fund page is the Follow view. The Build view lets your agent pull holdings, quarter changes, overlap, and source filings through API or MCP.
curl -H "Authorization: Bearer YOUR_API_KEY" \ "https://arkolith.com/api/v1/funds/1632097/holdings"
Use Arkolith to show NorthRock Partners, LLC's latest holdings, largest changes, and filing provenance.
Put / call positions from the 13F — totals include every disclosed option leg
| Type | Underlying | Notional value | Underlying shares |
|---|---|---|---|
| PUT · bearish | APPLE INCAAPL | $3.5M | 12K |
| CALL · bullish | MICROSOFT CORPMSFT | $261K | 700 |
| PUT · bearish | CATERPILLAR INCCAT | $213K | 200 |
| CALL · bullish | TAIWAN SEMICONDUCTOR-SP ADRTSM | $143K | 300 |
| CALL · bullish | MICRON TECHNOLOGY INCMU | $115K | 100 |
| CALL · bullish | ISHARES RUSSELL 2000 ETFIWM | $30K | 100 |
| PUT · bearish | TEXAS INSTRUMENTS INCTXN | $30K | 100 |
| PUT · bearish | PEPSICO INCPEP | $27K | 200 |
| PUT · bearish | DOLLAR GENERAL CORPDG | $23K | 200 |
| PUT · bearish | ISHARES MSCI EMERGING MARKETEEM | $14K | 200 |
| CALL · bullish | BROWN-FORMAN CORP-CLASS BBF/B | $5K | 200 |
13F filers disclose option positions at the market value of the underlying the contracts reference, not the premium paid. A put is a bearish bet (it gains if the stock falls); a call is bullish. “Underlying shares” is the share count the contracts control, not a share holding. These legs are excluded from the equity book, weighting, concentration and sector figures above.
As-of date vs the date the SEC received each filing
| Quarter | As of | Filed | Positions | Value | Form |
|---|---|---|---|---|---|
| Q2 2026 | Jun 30, 2026 | Aug 11, 2026 | 680 | $6.9B | 13F-HR |
| Q1 2026 | Mar 31, 2026 | May 15, 2026 | 678 | $6.2B | 13F-HR |
| Q4 2025 | Dec 31, 2025 | Feb 17, 2026 | 619 | $5.9B | 13F-HR |
| Q3 2025 | Sep 30, 2025 | Nov 14, 2025 | 871 | $5.5B | 13F-HR |
| Q2 2025 | Jun 30, 2025 | Nov 14, 2025 | 682 | $3.8B | 13F-HR/A |
| Q1 2025 | Mar 31, 2025 | May 8, 2025 | 852 | $3.0B | 13F-HR |
| Q4 2024 | Dec 31, 2024 | Apr 22, 2025 | 775 | $3.1B | 13F-HR/A |
| Q3 2024 | Sep 30, 2024 | Apr 22, 2025 | 833 | $3.0B | 13F-HR/A |
| Q2 2024 | Jun 30, 2024 | Apr 22, 2025 | 810 | $2.7B | 13F-HR/A |
| Q1 2024 | Mar 31, 2024 | Apr 22, 2025 | 814 | $2.6B | 13F-HR/A |
| Q4 2023 | Dec 31, 2023 | Apr 22, 2025 | 750 | $2.4B | 13F-HR/A |
| Q3 2023 | Sep 30, 2023 | Oct 24, 2023 | 354 | $958.6M | 13F-HR |
| Q2 2023 | Jun 30, 2023 | Aug 2, 2023 | 313 | $913.1M | 13F-HR |
| Q1 2023 | Mar 31, 2023 | May 4, 2023 | 327 | $939.4M | 13F-HR |
| Q4 2022 | Dec 31, 2022 | Feb 1, 2023 | 342 | $878.6M | 13F-HR |
| Q3 2022 | Sep 30, 2022 | Nov 2, 2022 | 300 | $860.4M | 13F-HR |
| Q2 2022 | Jun 30, 2022 | Aug 4, 2022 | 305 | $962.1M | 13F-HR |
| Q1 2022 | Mar 31, 2022 | May 5, 2022 | 337 | $1.1B | 13F-HR |
Holdings from SEC EDGAR 13F-HR filings, updated quarterly, filed up to 45 days after quarter-end. Public domain. The book and weighting are long equity only; disclosed put/call options are listed separately and excluded from those totals. The performance line is a simulation of the disclosed long book, not an audited return.