Arkolith/Funds/Piper Sandler & Co.

Piper Sandler & Co.

CIK 724683
Holdings as of Jun 30, 2026·disclosed Jul 28, 2026·~28-day 13F lag·13F-HR
Active Filer

Piper Sandler & Co. holds a concentrated book of 19 reported positions worth $134.9M as of Q2 2026 (disclosed Jul 28, 2026, a ~28-day 13F lag). This quarter they opened Lumentum Holdings Inc. Their largest long position is Lumentum Holdings Inc at 24% of the reported non-option book.

Opened
8
bought for the first time
  • Lumentum Holdings Inc
  • Advanced Energy Ind
  • Starwood Property Trust
+5 more · largest first
Added to
4
already held, bought more
  • Upstart Holdings Inc
  • Blackstone Mortgage TR
  • Redwood Trust Inc
+1 more · largest first
  • Pebblebrook Hotel Trust
Trimmed
0
sold some, still holds it
no trims
Sold out
9
exited the position entirely
  • Penn Entertainment Inc
  • Cracker Barrel Old Count
  • American Water Capital C
+6 more · largest first, by prior value

How much sits in the biggest positions

Top-heavy: concentrated book

Top 5 holdings
68%
Top 10 holdings
92%
Top 20 holdings
100%

Share of the disclosed book in its largest positions. A higher top-5 share means a more concentrated, higher-conviction portfolio.

Where the money is, by sector

0% mapped to company sectors

No sector on file yet
100%

+2 sectors below the cut, under 0.5% together

Direct operating-company sectors from our SIC-based security master. ETF/fund and unclassified holdings stay visible separately; this is not ETF look-through exposure.

Biggest moves: latest quarter

Estimated $ traded · quarter-end prices (an exit at the prior quarter-end), no cost basis

Bought
  • Lumentum Holdings IncLITE 0.5 06/15/28
    New$32.3M
  • Advanced Energy IndAEIS 2.5 09/15/28
    New$24.4M
  • Starwood Property TrustSTWD 6.75 07/15/27
    New$8.1M
  • Shift4 Payments IncFOUR 0.5 08/01/27
    New$6.8M
  • Redwood Trust IncRWT 7.75 06/15/27
    +76%$3.0M
  • Sea LtdSEALTD 0.25 09/15/26
    New$2.5M
Trimmed / exited
  • Penn Entertainment IncPENN 2.75 05/15/26
    −100%$19.0M
  • Cracker Barrel Old CountCBRL 0.625 06/15/26
    −100%$15.1M
  • American Water Capital CAWK 3.625 06/15/26
    −100%$11.7M
  • Duke Energy CorpDUK 4.125 04/15/26
    −100%$1.9M
  • Progress Software CorpPRGS 1 04/15/26
    −100%$898K
  • Q2 Holdings IncQTWO 0.75 06/01/26
    −100%$387K

Funds with the most overlap

Other tracked managers holding the same core names as Piper Sandler & Co.

Manager / fundShared namesTheir $ in those
Corbyn Investment Management Inc4 / 19$53.0M
CSS LLC6 / 19$329.2M
Osterweis Capital Management Inc6 / 19$238.2M
Linden Advisors LP4 / 19$1.6B
DeepCurrents Investment Group LLC6 / 19$233.5M
Mackay Shields LLC6 / 19$180.3M
Pier 88 Investment Partners LLC2 / 19$24.2M
Howard Marks15 / 19$402.5M

Ranked by the share of each fund's own book sitting in the names it shares with Piper Sandler & Co.: only funds sharing at least a tenth of the book qualify. Index giants, bank custody books and market makers are excluded. They hold everything, so their overlap says nothing.

Holdings: largest first

Bars show each position's share of the portfolio. Click a row for its position history.

19 positions
#SecurityValueShares% PortLast moveHistory
1Lumentum Hldgs Inc
NOTE 0.500% 6/1
$32.3M5.02M
23.9%
New
New position
2Advanced Energy Inds
NOTE 2.500% 9/1
$24.4M9.00M
18.1%
New
New position
3MGP Ingredients Inc New
NOTE 1.875%11/1
$17.4M18.03M
12.9%
Held
4Upstart Hldgs Inc
NOTE 0.250% 8/1
$9.1M9.21M
6.7%
+2.8%
Added · +250K sh
5Blackstone Mortgage Trust In
NOTE 5.500% 3/1
$8.9M8.97M
6.6%
+25%
Added · +1.8M sh
6Starwood Ppty TR Inc
NOTE 6.750% 7/1
$8.1M8.00M
6.0%
New
New position
7Redwood Trust Inc
NOTE 7.750% 6/1
$7.0M6.99M
5.2%
+76%
Added · +3.0M sh
8Shift4 PMTS Inc
NOTE 0.500% 8/0
$6.8M7.26M
5.1%
New
New position
9Marriott Vacations Worldwide
NOTE 3.250%12/1
$5.4M5.56M
4.0%
Held
10Teladoc Health Inc
NOTE 1.250% 6/0
$4.7M4.93M
3.5%
Held
11Ziff Davis Inc
NOTE 1.750%11/0
$2.6M2.68M
1.9%
Held
12Upwork Inc
NOTE 0.250% 8/1
$2.6M2.61M
1.9%
Held
13Sea Ltd
NOTE 0.250% 9/1
$2.5M2.50M
1.8%
New
New position
14Redfin Corp
NOTE 0.500% 4/0
$2.0M2.08M
1.5%
New
New position
15Pebblebrook Hotel TR
NOTE 1.750%12/1
$543K548.0K
0.4%
+552%
Added · +464K sh
16Apollo Global Mgmt Inc
SER A MAND CNV
$442K7.3K
0.3%
New
New position
17Affirm Hldgs Inc
NOTE 11/1
$189K192.0K
0.1%
Held
18Wayfair Inc
NOTE 1.000% 8/1
$33K34.0K
<0.1%
Held
19Green Plains Inc
NOTE 2.250% 3/1
$25K25.0K
<0.1%
New
New position
Showing all 19 positions
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Filing history

As-of date vs the date the SEC received each filing

$148.2M · Q3 2024Q3 2024 · $148.2MQ2 2026 · $134.9M

Reported 13F total per quarter. Raw filing totals can include option notional.

QuarterAs ofFiledLagPositionsValueForm
Q2 2026Jun 30, 2026Jul 28, 202628d19$134.9M13F-HR
Q1 2026Mar 31, 2026May 12, 202642d21$102.0M13F-HR
Q4 2025Dec 31, 2025Feb 12, 202643d25$141.2M13F-HR
Q3 2025Sep 30, 2025Nov 12, 202543d24$139.3M13F-HR
Q2 2025Jun 30, 2025Aug 13, 202544d20$129.6M13F-HR
Q1 2025Mar 31, 2025May 13, 202543d29$132.9M13F-HR
Q4 2024Dec 31, 2024Feb 10, 202541d28$131.1M13F-HR
Q3 2024Sep 30, 2024Nov 13, 202444d37$148.2M13F-HR

Data source

Holdings from SEC EDGAR 13F-HR filings, updated quarterly, filed up to 45 days after quarter-end. Public domain. Book totals and portfolio weights cover reported non-option positions, which can include notes and warrants. Disclosed put/call options are listed separately and excluded from those totals. Price-derived performance is withheld until the price-source policy and freshness gate are green.