Arkolith/Funds/Principal Securities, Inc.

Principal Securities, Inc.

CIK 12600
Holdings as of Mar 31, 2026·disclosed May 13, 2026·~43-day 13F lag·13F-HR
Active Filer

Principal Securities, Inc. holds a diversified book of 1411 stocks worth $6.8B as of Q1 2026 (disclosed May 13, 2026, a ~45-day 13F lag). This quarter they opened Goldman Sachs Marketbeta Int and trimmed Ishares Core U.S. Aggregate. Their largest long position is Principal US Mega-Cap ETF at 4% of the equity book.

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Use Arkolith to show PRINCIPAL SECURITIES, INC.'s latest
holdings, largest changes, and filing provenance.
Opened
141
new positions
Added to
814
existing
Trimmed
439
reduced
Sold out
62
exited

Concentration

Top-heavy: diversified book

Top 5 holdings
14%
Top 10 holdings
22%
Top 20 holdings
32%

Share of the disclosed book in its largest positions. A higher top-5 share means a more concentrated, higher-conviction portfolio.

Direct sector allocation

29% mapped to company sectors

ETF / fund or unclassified
71%
Information Technology
10%
Financials
5%
Industrials
3%
Consumer Discretionary
3%
Health Care
3%
Energy
1%
Materials
1%

Direct operating-company sectors from our SIC-based security master. ETF/fund and unclassified holdings stay visible separately; this is not ETF look-through exposure.

Biggest moves: latest quarter

Estimated $ traded · quarter-end prices, no cost basis

Bought
Trimmed / exited

Holdings: largest first

Bars show each stock's share of the portfolio. Click a row for its position history.

1,411 positions
#SecurityValueShares% PortLast moveHistory
1Principal Exchange Traded FD
US MEGA CP ETF
$304.6M4.74M
4.5%
+6.0%
Added · +266K sh
2Ishares TR
CORE S&P500 ETF
$202.2M309.6K
3.0%
+4.8%
Added · +14K sh
3Principal Exchange Traded FD
PRIN U S SMALL
$145.4M2.54M
2.1%
+9.3%
Added · +217K sh
4Principal Exchange Traded FD
INTL EQUITY ETF
$140.7M4.14M
2.1%
+11%
Added · +417K sh
5Principal Exchange Traded FD
CAP APPRECIATION
$139.7M4.82M
2.0%
+64%
Added · +1.9M sh
6Principal Exchange Traded FD
FOCUSED BLUE CHI
$139.2M4.25M
2.0%
+9.5%
Added · +368K sh
7Ishares TR
CORE US AGGBD ET
$134.8M1.36M
2.0%
−2.2%
Reduced · −31K sh
8Goldman Sachs ETF TR
MARKETBETA US EQ
$103.7M1.16M
1.5%
−1.9%
Reduced · −23K sh
9Principal Exchange Traded FD
PRNC INVT GRAD
$100.2M4.85M
1.5%
+17%
Added · +695K sh
10Nvidia Corporation
COM
$83.8M480.4K
1.2%
+13%
Added · +54K sh
11Microsoft Corp
COM
$82.9M223.9K
1.2%
+11%
Added · +22K sh
12Apple Inc
COM
$79.9M315.0K
1.2%
+8.7%
Added · +25K sh
13Principal Exchange Traded FD
PRNCPL VLU ETF
$73.5M1.43M
1.1%
+23%
Added · +271K sh
14Ishares TR
CORE S&P US VLU
$71.8M702.1K
1.1%
+12%
Added · +74K sh
15Amazon Com Inc
COM
$70.6M338.9K
1.0%
+4.8%
Added · +16K sh
16SPDR Series Trust
STATE STREET SPD
$66.3M866.6K
1.0%
+3.9%
Added · +33K sh
17Ishares TR
RUS 1000 ETF
$65.0M182.4K
1.0%
+1.5%
Added · +3K sh
18Principal Exchange Traded FD
ACTIVE HIGH YL
$63.3M3.34M
0.9%
+16%
Added · +464K sh
19Goldman Sachs ETF TR
ACCESS US AGRAT
$59.7M1.45M
0.9%
+9.7%
Added · +128K sh
20Ishares TR
CORE MSCI EAFE
$57.8M638.3K
0.8%
+23%
Added · +119K sh
21Ishares Inc
CORE MSCI EMKT
$56.0M803.5K
0.8%
−1.3%
Reduced · −10K sh
22Alphabet Inc
CAP STK CL A
$56.0M194.8K
0.8%
+1.2%
Added · +2K sh
23Trust For Professional Manag
ACTIVEPASSIVE US
$54.9M1.37M
0.8%
+5.2%
Added · +67K sh
24Vanguard Index FDS
TOTAL STK MKT
$54.6M170.3K
0.8%
+7.9%
Added · +12K sh
25Schwab Strategic TR
US TIPS ETF
$51.9M1.95M
0.8%
+23%
Added · +367K sh
26Ishares TR
CORE S&P SCP ETF
$49.3M396.7K
0.7%
+9.8%
Added · +35K sh
27Ishares TR
S&P 500 GRWT ETF
$47.7M422.1K
0.7%
−2.9%
Reduced · −13K sh
28Fidelity Covington Trust
MSCI INFO TECH I
$44.3M212.9K
0.6%
+43%
Added · +64K sh
29Goldman Sachs ETF TR
ACTIVEBETA INT
$43.4M1.01M
0.6%
+6.4%
Added · +61K sh
30Schwab Strategic TR
US LCAP GR ETF
$43.0M1.47M
0.6%
+8.5%
Added · +116K sh
31Ishares TR
CORE MSCI INTL
$41.5M496.4K
0.6%
−2.0%
Reduced · −10K sh
32Meta Platforms Inc
CL A
$41.2M71.9K
0.6%
+5.8%
Added · +4K sh
33Ishares TR
CORE S&P US GWT
$39.4M254.2K
0.6%
−17%
Reduced · −53K sh
34Broadcom Inc
COM
$39.1M126.2K
0.6%
+11%
Added · +13K sh
35Alphabet Inc
CAP STK CL C
$37.4M130.5K
0.5%
+6.7%
Added · +8K sh
36Ishares TR
CORE MSCI TOTAL
$36.9M425.6K
0.5%
−0.1%
Reduced · −301 sh
37Ishares TR
MBS ETF
$35.2M371.0K
0.5%
+33%
Added · +91K sh
38Goldman Sachs ETF TR
ACTIVEBETA US LG
$34.9M278.6K
0.5%
+9.2%
Added · +23K sh
39Vanguard Tax-Managed FDS
VAN FTSE DEV MKT
$32.0M498.9K
0.5%
+2.6%
Added · +13K sh
40JPMorgan Chase &CO
COM
$30.2M102.6K
0.4%
+5.8%
Added · +6K sh
41Vanguard BD Index FDS
TOTAL BND MRKT
$30.0M407.9K
0.4%
+2.4%
Added · +9K sh
42Ishares TR
US TREAS BD ETF
$29.9M1.30M
0.4%
+68%
Added · +527K sh
43Vanguard Index FDS
VALUE ETF
$29.0M147.6K
0.4%
−2.2%
Reduced · −3K sh
44Ishares TR
CORE UNIVRSL USD
$28.4M614.3K
0.4%
+13%
Added · +71K sh
45Ishares TR
S&P 500 VAL ETF
$27.0M127.9K
0.4%
−9.9%
Reduced · −14K sh
46Invesco QQQ TR
UNIT SER 1
$27.0M46.8K
0.4%
+5.0%
Added · +2K sh
47Berkshire Hathaway Inc Del
CL B NEW
$25.7M53.6K
0.4%
+8.8%
Added · +4K sh
48BlackRock ETF Trust
ISHARES US EQUIT
$24.9M427.9K
0.4%
+4.7%
Added · +19K sh
49Trust For Professional Manag
ACTIVEPASSIVE EQ
$24.5M694.9K
0.4%
+4.1%
Added · +27K sh
50Visa Inc
COM CL A
$24.3M80.3K
0.4%
+7.3%
Added · +5K sh
Showing 50 of 1,411 positions

Filing history

As-of date vs the date the SEC received each filing

QuarterAs ofFiledPositionsValueForm
Q1 2026Mar 31, 2026May 13, 20261,411$6.8B13F-HR
Q4 2025Dec 31, 2025Feb 12, 20261,345$6.5B13F-HR
Q3 2025Sep 30, 2025Nov 12, 20253,731$6.1B13F-HR
Q2 2025Jun 30, 2025Aug 11, 20253,679$5.3B13F-HR
Q1 2025Mar 31, 2025Apr 30, 20253,553$4.5B13F-HR
Q4 2024Dec 31, 2024Jan 30, 20253,548$4.4B13F-HR
Q3 2024Sep 30, 2024Oct 28, 20243,452$4.1B13F-HR
Q2 2024Jun 30, 2024Jul 31, 20243,394$3.6B13F-HR
Q1 2024Mar 31, 2024May 10, 20243,320$3.2B13F-HR
Q4 2023Dec 31, 2023May 10, 20243,215$2.7B13F-HR/A
Amended / restated
  • Q4 2023 · filed Feb 7, 202413F-HR · superseded

Data source

Holdings from SEC EDGAR 13F-HR filings, updated quarterly ~45 days after quarter-end. Public domain. The book and weighting are long equity only; disclosed put/call options are listed separately and excluded from those totals. Price-derived performance is withheld until the price-source policy and freshness gate are green.