Principal Securities, Inc. holds a diversified book of 1539 stocks worth $8.3B as of Q2 2026 (disclosed Aug 4, 2026, a ~35-day 13F lag). This quarter they opened Goldman Sachs Core Bond ETF and trimmed Principal US Small-Cap ETF. Their largest long position is Principal Intl Eqty ETF at 5% of the equity book.
Top-heavy: diversified book
Share of the disclosed book in its largest positions. A higher top-5 share means a more concentrated, higher-conviction portfolio.
27% mapped to company sectors
Direct operating-company sectors from our SIC-based security master. ETF/fund and unclassified holdings stay visible separately; this is not ETF look-through exposure.
Estimated $ traded · quarter-end prices, no cost basis
Other tracked managers holding the same core names as Principal Securities, Inc.
| Manager / fund | Shared names | Their $ in those |
|---|---|---|
| ENVESTNET ASSET MANAGEMENT INC | 80 / 80 | $139.6B |
| MORGAN STANLEY | 79 / 80 | $549.7B |
| LPL Financial LLC | 77 / 80 | $116.8B |
| COMMONWEALTH EQUITY SERVICES, LLC | 75 / 80 | $20.9B |
| OSAIC HOLDINGS, INC. | 75 / 80 | $19.3B |
| MML INVESTORS SERVICES, LLC | 74 / 80 | $17.2B |
| NewEdge Advisors, LLC | 74 / 80 | $11.7B |
| Integrated Wealth Concepts LLC | 74 / 80 | $4.9B |
Ranked by how many of Principal Securities, Inc.'s top 80 disclosed names each fund also holds: a cross-fund conviction signal from the latest 13F of every tracked manager.
Bars show each stock's share of the portfolio. Click a row for its position history.
| # | Security | Value | Shares | % Port | Last move | History |
|---|---|---|---|---|---|---|
| 1 | Principal Exchange Traded FD INTL EQUITY ETF | $396.3M | 11.04M | 4.8% | ▲+167% Added · +6.9M sh | |
| 2 | Principal Exchange Traded FD US MEGA CP ETF | $357.6M | 4.82M | 4.3% | ▲+1.8% Added · +87K sh | |
| 3 | Ishares TR CORE S&P500 ETF | $278.5M | 371.9K | 3.4% | ▲+20% Added · +62K sh | |
| 4 | Principal Exchange Traded FD CAP APP SEL ETF | $192.3M | 5.80M | 2.3% | ▲+20% Added · +985K sh | |
| 5 | Principal Exchange Traded FD PRIN U S SMALL | $172.3M | 2.46M | 2.1% | ▼−3.1% Reduced · −79K sh | |
| 6 | Principal Exchange Traded FD FOCU BLUE CH ETF | $154.1M | 4.26M | 1.9% | ▲+0.1% Added · +7K sh | |
| 7 | Principal Exchange Traded FD PRNC INVT GRAD | $133.0M | 6.44M | 1.6% | ▲+33% Added · +1.6M sh | |
| 8 | Goldman Sachs ETF TR MARKETBETA US EQ | $124.7M | 1.21M | 1.5% | ▲+4.5% Added · +52K sh | |
| 9 | Nvidia Corporation COM | $102.5M | 512.2K | 1.2% | ▲+6.6% Added · +32K sh | |
| 10 | Apple Inc COM | $97.4M | 336.5K | 1.2% | ▲+6.8% Added · +21K sh | |
| 11 | Principal Exchange Traded FD ACTIVE HIGH YL | $91.7M | 4.81M | 1.1% | ▲+44% Added · +1.5M sh | |
| 12 | Ishares TR CORE US AGGBD ET | $88.4M | 893.3K | 1.1% | ▼−34% Reduced · −464K sh | |
| 13 | Principal Exchange Traded FD PRNCPL VLU ETF | $87.2M | 1.62M | 1.1% | ▲+13% Added · +190K sh | |
| 14 | Microsoft Corp COM | $87.2M | 233.8K | 1.0% | ▲+4.4% Added · +10K sh | |
| 15 | Amazon Com Inc COM | $82.9M | 347.6K | 1.0% | ▲+2.6% Added · +9K sh | |
| 16 | Ishares TR CORE S&P US VLU | $73.9M | 671.3K | 0.9% | ▼−4.4% Reduced · −31K sh | |
| 17 | SPDR Series Trust ST STR P500ETF | $73.7M | 838.9K | 0.9% | ▼−3.2% Reduced · −28K sh | |
| 18 | Alphabet Inc CAP STK CL A | $69.4M | 194.2K | 0.8% | ▼−0.3% Reduced · −565 sh | |
| 19 | Trust For Professional Manag ACTIVEPASSIVE US | $68.6M | 1.48M | 0.8% | ▲+8.4% Added · +115K sh | |
| 20 | Vanguard Index FDS TOTAL STK MKT | $62.4M | 168.6K | 0.8% | ▼−1.0% Reduced · −2K sh | |
| 21 | Goldman Sachs ETF TR ACCESS US AGRAT | $62.1M | 1.51M | 0.7% | ▲+4.3% Added · +62K sh | |
| 22 | Ishares TR RUS 1000 ETF | $60.3M | 147.2K | 0.7% | ▼−19% Reduced · −35K sh | |
| 23 | Ishares TR S&P 500 GRWT ETF | $58.9M | 428.6K | 0.7% | ▲+1.5% Added · +6K sh | |
| 24 | Goldman Sachs ETF TR ACTIVEBETA INT | $57.9M | 1.27M | 0.7% | ▲+26% Added · +260K sh | |
| 25 | Fidelity Covington Trust MSCI INFO TECH I | $56.8M | 198.8K | 0.7% | ▼−6.7% Reduced · −14K sh | |
| 26 | Goldman Sachs ETF TR CORE BOND ETF | $55.8M | 1.10M | 0.7% | ▲New New position | |
| 27 | Ishares TR CORE MSCI EAFE | $55.6M | 575.9K | 0.7% | ▼−9.8% Reduced · −62K sh | |
| 28 | Schwab Strategic TR US TIPS ETF | $52.4M | 1.98M | 0.6% | ▲+1.5% Added · +29K sh | |
| 29 | Goldman Sachs ETF TR ACTIVEBETA US LG | $50.4M | 355.1K | 0.6% | ▲+27% Added · +76K sh | |
| 30 | Broadcom Inc COM | $48.5M | 128.3K | 0.6% | ▲+1.7% Added · +2K sh | |
| 31 | Ishares Inc CORE MSCI EMKT | $48.2M | 582.3K | 0.6% | ▼−28% Reduced · −221K sh | |
| 32 | Schwab Strategic TR US LCAP GR ETF | $48.0M | 1.42M | 0.6% | ▼−3.9% Reduced · −57K sh | |
| 33 | Ishares TR CORE MSCI INTL | $47.8M | 536.7K | 0.6% | ▲+8.1% Added · +40K sh | |
| 34 | Alphabet Inc CAP STK CL C | $47.5M | 134.3K | 0.6% | ▲+2.9% Added · +4K sh | |
| 35 | Ishares TR CORE S&P US GWT | $43.6M | 231.8K | 0.5% | ▼−8.8% Reduced · −22K sh | |
| 36 | Meta Platforms Inc CL A | $43.0M | 76.4K | 0.5% | ▲+6.2% Added · +4K sh | |
| 37 | Ishares TR MBS ETF | $42.5M | 449.7K | 0.5% | ▲+21% Added · +79K sh | |
| 38 | Invesco QQQ TR UNIT SER 1 | $41.1M | 55.8K | 0.5% | ▲+19% Added · +9K sh | |
| 39 | Ishares TR CORE MSCI TOTAL | $38.6M | 404.3K | 0.5% | ▼−5.0% Reduced · −21K sh | |
| 40 | Ishares TR US TREAS BD ETF | $37.8M | 1.66M | 0.5% | ▲+27% Added · +354K sh | |
| 41 | Vanguard Tax-Managed FDS VAN FTSE DEV MKT | $35.3M | 495.6K | 0.4% | ▼−0.7% Reduced · −3K sh | |
| 42 | Ishares TR CORE UNIVRSL USD | $35.1M | 760.2K | 0.4% | ▲+24% Added · +146K sh | |
| 43 | JPMorgan Chase &CO COM | $34.9M | 106.6K | 0.4% | ▲+3.9% Added · +4K sh | |
| 44 | Taiwan Semiconductor Manufac SPONSORED ADS | $34.7M | 72.6K | 0.4% | ▲+2.3% Added · +2K sh | |
| 45 | Vanguard BD Index FDS TOTAL BND MRKT | $34.2M | 465.8K | 0.4% | ▲+14% Added · +58K sh | |
| 46 | Vanguard Index FDS VALUE ETF | $33.9M | 155.7K | 0.4% | ▲+5.5% Added · +8K sh | |
| 47 | BlackRock ETF Trust ISHARES US EQUIT | $32.8M | 481.6K | 0.4% | ▲+13% Added · +54K sh | |
| 48 | Goldman Sachs ETF TR ACTIVEBETA EME | $31.0M | 596.6K | 0.4% | ▲+72% Added · +249K sh | |
| 49 | State STR SPDR S&P 500 ETF T TR UNIT | $30.4M | 40.7K | 0.4% | ▲+44% Added · +12K sh | |
| 50 | Simplify Exchange Traded Fun BARRIER INCOME | $30.1M | 1.17M | 0.4% | ▲+29% Added · +264K sh |
The public view is the crawlable proof. The same sourced dataset is available through REST and MCP for agents, research scripts, and back-office tools.
This fund page is the Follow view. The Build view lets your agent pull holdings, quarter changes, overlap, and source filings through API or MCP.
curl -H "Authorization: Bearer YOUR_API_KEY" \ "https://arkolith.com/api/v1/funds/12600/holdings"
Use Arkolith to show PRINCIPAL SECURITIES, INC.'s latest holdings, largest changes, and filing provenance.
As-of date vs the date the SEC received each filing
| Quarter | As of | Filed | Positions | Value | Form |
|---|---|---|---|---|---|
| Q2 2026 | Jun 30, 2026 | Aug 4, 2026 | 1,539 | $8.3B | 13F-HR |
| Q1 2026 | Mar 31, 2026 | May 13, 2026 | 1,411 | $6.8B | 13F-HR |
| Q4 2025 | Dec 31, 2025 | Feb 12, 2026 | 1,345 | $6.5B | 13F-HR |
| Q3 2025 | Sep 30, 2025 | Nov 12, 2025 | 3,731 | $6.1B | 13F-HR |
| Q2 2025 | Jun 30, 2025 | Aug 11, 2025 | 3,679 | $5.3B | 13F-HR |
| Q1 2025 | Mar 31, 2025 | Apr 30, 2025 | 3,553 | $4.5B | 13F-HR |
| Q4 2024 | Dec 31, 2024 | Jan 30, 2025 | 3,548 | $4.4B | 13F-HR |
| Q3 2024 | Sep 30, 2024 | Oct 28, 2024 | 3,452 | $4.1B | 13F-HR |
| Q2 2024 | Jun 30, 2024 | Jul 31, 2024 | 3,394 | $3.6B | 13F-HR |
| Q1 2024 | Mar 31, 2024 | May 10, 2024 | 3,320 | $3.2B | 13F-HR |
| Q4 2023 | Dec 31, 2023 | May 10, 2024 | 3,215 | $2.7B | 13F-HR/A |
Holdings from SEC EDGAR 13F-HR filings, updated quarterly, filed up to 45 days after quarter-end. Public domain. The book and weighting are long equity only; disclosed put/call options are listed separately and excluded from those totals. Price-derived performance is withheld until the price-source policy and freshness gate are green.