Regal Investment Advisors LLC holds a diversified book of 653 stocks worth $1.7B as of Q1 2026 (disclosed May 14, 2026, a ~44-day 13F lag). This quarter they opened Ishares Def Industrials Act and trimmed Apple Inc. Their largest long position is Ishares Core S&P 500 ETF at 5% of the equity book.
Top-heavy: diversified book
Share of the disclosed book in its largest positions. A higher top-5 share means a more concentrated, higher-conviction portfolio.
33% mapped to company sectors
Direct operating-company sectors from our SIC-based security master. ETF/fund and unclassified holdings stay visible separately; this is not ETF look-through exposure.
Estimated $ traded · quarter-end prices, no cost basis
Other tracked managers holding the same core names as Regal Investment Advisors LLC
| Manager / fund | Shared names | Their $ in those |
|---|---|---|
| MORGAN STANLEY | 80 / 80 | $521.3B |
| JPMORGAN CHASE & CO | 80 / 80 | $487.2B |
| WELLS FARGO & COMPANY/MN | 80 / 80 | $179.3B |
| ENVESTNET ASSET MANAGEMENT INC | 80 / 80 | $158.3B |
| ROYAL BANK OF CANADA | 80 / 80 | $147.4B |
| LPL Financial LLC | 80 / 80 | $126.1B |
| RAYMOND JAMES FINANCIAL INC | 80 / 80 | $112.2B |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 80 / 80 | $74.0B |
Ranked by the share of each fund's own book sitting in the names it shares with Regal Investment Advisors LLC: only funds sharing at least a tenth of the book qualify. Index giants, bank custody books and market makers are excluded. They hold everything, so their overlap says nothing.
Bars show each stock's share of the portfolio. Click a row for its position history.
| # | Security | Value | Shares | % Port | Last move | History |
|---|---|---|---|---|---|---|
| 1 | Ishares TR CORE S&P500 ETF | $88.4M | 135.3K | 5.1% | ▲+8.9% Added · +11K sh | |
| 2 | Apple Inc COM | $32.3M | 127.2K | 1.9% | ▼−0.2% Reduced · −273 sh | |
| 3 | Invesco QQQ TR UNIT SER 1 | $31.7M | 54.9K | 1.8% | ▼−1.2% Reduced · −669 sh | |
| 4 | State STR SPDR S&P 500 ETF T TR UNIT | $30.4M | 46.7K | 1.8% | ▼−2.7% Reduced · −1K sh | |
| 5 | Schwab Strategic TR US DIVIDEND EQ | $27.9M | 908.8K | 1.6% | ▼−5.9% Reduced · −57K sh | |
| 6 | Ishares TR IBOXX INV CP ETF | $26.7M | 244.6K | 1.5% | ▲+4.8% Added · +11K sh | |
| 7 | First TR Exchange-Traded FD CAP STRENGTH ETF | $25.2M | 271.9K | 1.5% | ▲+1.7% Added · +5K sh | |
| 8 | Nvidia Corporation COM | $23.2M | 133.1K | 1.3% | ▼−0.3% Reduced · −444 sh | |
| 9 | Vanguard Index FDS GROWTH ETF | $23.1M | 52.8K | 1.3% | ▲+5.6% Added · +3K sh | |
| 10 | Ishares TR CORE UNIVRSL USD | $22.8M | 492.8K | 1.3% | ▲+9.8% Added · +44K sh | |
| 11 | Microsoft Corp COM | $22.3M | 60.3K | 1.3% | ▲+11% Added · +6K sh | |
| 12 | Vanguard Tax-Managed FDS VAN FTSE DEV MKT | $20.1M | 312.9K | 1.2% | ▼−3.3% Reduced · −11K sh | |
| 13 | Ishares TR S&P 500 VAL ETF | $20.0M | 94.9K | 1.2% | ▼−6.9% Reduced · −7K sh | |
| 14 | Ishares TR S&P 500 GRWT ETF | $19.1M | 168.9K | 1.1% | ▲+8.5% Added · +13K sh | |
| 15 | Ishares Inc CORE MSCI EMKT | $17.7M | 253.3K | 1.0% | ▼−7.5% Reduced · −21K sh | |
| 16 | Johnson & Johnson COM | $16.9M | 69.2K | 1.0% | ▼−3.6% Reduced · −3K sh | |
| 17 | BlackRock ETF Trust ISHARES US EQUIT | $16.6M | 285.2K | 1.0% | ▼−13% Reduced · −42K sh | |
| 18 | Abbvie Inc COM | $15.6M | 71.9K | 0.9% | ▼−0.6% Reduced · −466 sh | |
| 19 | Ishares TR CORE S&P SCP ETF | $15.2M | 122.2K | 0.9% | ▼~0% Reduced · −3 sh | |
| 20 | Ishares TR EAFE VALUE ETF | $15.1M | 203.2K | 0.9% | ▲+3.2% Added · +6K sh | |
| 21 | Ishares TR CORE MSCI EAFE | $15.0M | 165.9K | 0.9% | ▲+6.0% Added · +9K sh | |
| 22 | Vanguard Whitehall FDS INTL HIGH ETF | $14.3M | 151.9K | 0.8% | ▼−4.9% Reduced · −8K sh | |
| 23 | Chevron Corporation COM | $13.5M | 65.1K | 0.8% | ▲+6.9% Added · +4K sh | |
| 24 | Vanguard Index FDS TOTAL STK MKT | $13.3M | 41.6K | 0.8% | ▲+3.7% Added · +1K sh | |
| 25 | Vanguard Intl Equity Index F FTSE EMR MKT ETF | $12.8M | 236.1K | 0.7% | ▼−2.4% Reduced · −6K sh | |
| 26 | Vanguard Specialized Funds DIV APP ETF | $12.4M | 57.5K | 0.7% | ▼−1.8% Reduced · −1K sh | |
| 27 | Verizon Communications Inc COM | $11.4M | 227.8K | 0.7% | ▲+8.7% Added · +18K sh | |
| 28 | Ishares TR NATIONAL MUN ETF | $11.0M | 103.8K | 0.6% | ▲+10% Added · +9K sh | |
| 29 | Invesco Exchange Traded FD T LARGE CAP GROWTH | $10.9M | 86.8K | 0.6% | ▼−1.0% Reduced · −866 sh | |
| 30 | Pfizer Inc COM | $10.9M | 387.3K | 0.6% | ▲+5.7% Added · +21K sh | |
| 31 | Procter & Gamble Co COM | $10.7M | 73.9K | 0.6% | ▲+0.1% Added · +68 sh | |
| 32 | First TR Exchng Traded FD VI FT VEST LADDERED | $10.7M | 315.5K | 0.6% | ▲+6.4% Added · +19K sh | |
| 33 | First TR Exchange Traded FD DORSEY WRT 5 ETF | $10.5M | 173.9K | 0.6% | ▲+2.6% Added · +4K sh | |
| 34 | AT&T Inc COM | $10.4M | 359.8K | 0.6% | ▲+4.0% Added · +14K sh | |
| 35 | Goldman Sachs ETF TR ACTIVEBETA US LG | $10.2M | 81.6K | 0.6% | ▼−14% Reduced · −14K sh | |
| 36 | Walmart Inc COM | $10.0M | 80.2K | 0.6% | ▼−1.1% Reduced · −901 sh | |
| 37 | Ishares TR MSCI USA QLT FCT | $9.9M | 51.5K | 0.6% | ▲+7.9% Added · +4K sh | |
| 38 | Altria Group Inc COM | $9.8M | 148.8K | 0.6% | ▼−1.4% Reduced · −2K sh | |
| 39 | Invesco Exchange Traded FD T LARGE CAP VALUE | $9.6M | 137.2K | 0.6% | ▲+1.1% Added · +1K sh | |
| 40 | Ishares TR US TREAS BD ETF | $9.5M | 413.3K | 0.5% | ▲+162% Added · +256K sh | |
| 41 | Vanguard Index FDS S&P 500 ETF SHS | $9.3M | 15.5K | 0.5% | ▲+1.0% Added · +154 sh | |
| 42 | Ishares TR MSCI USA MMENTM | $9.2M | 38.5K | 0.5% | ▲+7.6% Added · +3K sh | |
| 43 | Emerson Elec Co COM | $9.2M | 70.0K | 0.5% | ▲+0.5% Added · +321 sh | |
| 44 | Ishares TR EAFE GRWTH ETF | $9.2M | 82.2K | 0.5% | ▲11× Added · +74K sh | |
| 45 | Vanguard Index FDS MCAP VL IDXVIP | $9.1M | 49.4K | 0.5% | ▲+2.5% Added · +1K sh | |
| 46 | Exxon Mobil Corp COM | $8.9M | 52.2K | 0.5% | ▲+18% Added · +8K sh | |
| 47 | Medtronic PLC SHS | $8.8M | 101.5K | 0.5% | ▲+2.9% Added · +3K sh | |
| 48 | Ishares TR MSCI EMG MKT ETF | $8.4M | 148.0K | 0.5% | ▲+18% Added · +23K sh | |
| 49 | Amazon Com Inc COM | $8.4M | 40.3K | 0.5% | ▲+4.0% Added · +2K sh | |
| 50 | International Business Machs COM | $8.4M | 34.6K | 0.5% | ▲+5.9% Added · +2K sh |
The public view is the crawlable proof. The same sourced dataset is available through REST and MCP for agents, research scripts, and back-office tools.
This fund page is the Follow view. The Build view lets your agent pull holdings, quarter changes, overlap, and source filings through API or MCP.
curl -H "Authorization: Bearer YOUR_API_KEY" \ "https://arkolith.com/api/v1/funds/1559789/holdings"
Use Arkolith to show Regal Investment Advisors LLC's latest holdings, largest changes, and filing provenance.
As-of date vs the date the SEC received each filing
| Quarter | As of | Filed | Positions | Value | Form |
|---|---|---|---|---|---|
| Q1 2026 | Mar 31, 2026 | May 14, 2026 | 653 | $1.7B | 13F-HR |
| Q4 2025 | Dec 31, 2025 | Feb 17, 2026 | 584 | $1.7B | 13F-HR |
| Q3 2025 | Sep 30, 2025 | Nov 13, 2025 | 516 | $1.5B | 13F-HR |
| Q2 2025 | Jun 30, 2025 | Aug 11, 2025 | 481 | $1.3B | 13F-HR |
| Q1 2025 | Mar 31, 2025 | May 12, 2025 | 460 | $1.2B | 13F-HR |
| Q4 2024 | Dec 31, 2024 | Feb 13, 2025 | 465 | $1.3B | 13F-HR |
| Q3 2024 | Sep 30, 2024 | Nov 12, 2024 | 500 | $1.4B | 13F-HR |
| Q2 2024 | Jun 30, 2024 | Aug 15, 2024 | 570 | $1.5B | 13F-HR |
| Q1 2024 | Mar 31, 2024 | May 15, 2024 | 582 | $1.5B | 13F-HR |
| Q4 2023 | Dec 31, 2023 | Feb 14, 2024 | 544 | $1.3B | 13F-HR |
| Q3 2023 | Sep 30, 2023 | Nov 13, 2023 | 499 | $1.2B | 13F-HR |
| Q2 2023 | Jun 30, 2023 | Aug 11, 2023 | 514 | $1.2B | 13F-HR |
| Q1 2023 | Mar 31, 2023 | May 11, 2023 | 517 | $1.1B | 13F-HR |
| Q4 2022 | Dec 31, 2022 | Mar 1, 2023 | 492 | $1.0B | 13F-HR |
| Q3 2022 | Sep 30, 2022 | Nov 15, 2022 | 480 | $948.0M | 13F-HR |
| Q2 2022 | Jun 30, 2022 | Aug 9, 2022 | 498 | $960.6M | 13F-HR |
| Q1 2022 | Mar 31, 2022 | May 9, 2022 | 528 | $1.1B | 13F-HR |
| Q4 2021 | Dec 31, 2021 | Feb 10, 2022 | 535 | $1.1B | 13F-HR |
| Q3 2021 | Sep 30, 2021 | Nov 5, 2021 | 526 | $1.0B | 13F-HR |
| Q2 2021 | Jun 30, 2021 | Aug 9, 2021 | 527 | $996.9M | 13F-HR |
| Q1 2021 | Mar 31, 2021 | May 12, 2021 | 28 | $98.7M | 13F-HR |
| Q4 2020 | Dec 31, 2020 | Feb 12, 2021 | 468 | $884.5M | 13F-HR |
| Q3 2020 | Sep 30, 2020 | Nov 13, 2020 | 28 | $84.6M | 13F-HR |
| Q2 2020 | Jun 30, 2020 | Aug 3, 2020 | 330 | $545.5M | 13F-HR |
Holdings from SEC EDGAR 13F-HR filings, updated quarterly, filed up to 45 days after quarter-end. Public domain. The book and weighting are long equity only; disclosed put/call options are listed separately and excluded from those totals. Price-derived performance is withheld until the price-source policy and freshness gate are green.