Arkolith/Funds/Shufro Rose & Co LLC

Shufro Rose & Co LLC

CIK 908195
Holdings as of Jun 30, 2026·disclosed Aug 12, 2026·~43-day 13F lag·13F-HR
Active Filer

Shufro Rose & Co LLC holds a focused book of 311 stocks worth $1.7B as of Q2 2026 (disclosed Aug 12, 2026, a ~43-day 13F lag). This quarter they opened Invesco Bulletshares 2030 CB and trimmed Corning Inc. Their largest long position is Ishares Ibonds Dec 2029 Term at 12% of the equity book. They also disclosed $3.1M in put options (a bearish bet), shown separately below and excluded from the equity book.

Opened
42
bought for the first time
Added to
63
already held, bought more
Trimmed
118
sold some, still holds it
Sold out
19
exited the position entirely

Concentration

Top-heavy: focused book

Top 5 holdings
36%
Top 10 holdings
49%
Top 20 holdings
67%

Share of the disclosed book in its largest positions. A higher top-5 share means a more concentrated, higher-conviction portfolio.

Direct sector allocation

49% mapped to company sectors

ETF / fund or unclassified
51%
Information Technology
16%
Materials
10%
Financials
8%
Health Care
5%
Industrials
3%
Consumer Discretionary
2%
Communication Services
2%

Direct operating-company sectors from our SIC-based security master. ETF/fund and unclassified holdings stay visible separately; this is not ETF look-through exposure.

Biggest moves: latest quarter

Estimated $ traded · quarter-end prices, no cost basis

Bought
Trimmed / exited

Funds with the most overlap

Other tracked managers holding the same core names as Shufro Rose & Co LLC

Manager / fundShared namesTheir $ in those
MORGAN STANLEY79 / 80$492.5B
JPMORGAN CHASE & CO79 / 80$431.1B
RAYMOND JAMES FINANCIAL INC79 / 80$91.2B
ENVESTNET ASSET MANAGEMENT INC79 / 80$86.5B
FIFTH THIRD BANCORP79 / 80$20.8B
OSAIC HOLDINGS, INC.79 / 80$14.9B
WELLS FARGO & COMPANY/MN78 / 80$150.8B
Steward Partners Investment Advisory, LLC78 / 80$5.8B

Ranked by how many of Shufro Rose & Co LLC's top 80 disclosed names each fund also holds: a cross-fund conviction signal from the latest 13F of every tracked manager.

Holdings: largest first

Bars show each stock's share of the portfolio. Click a row for its position history.

311 positions
#SecurityValueShares% PortLast moveHistory
1Ishares TR
IBONDS DEC 29
$200.8M8.67M
11.6%
+118%
Added · +4.7M sh
2Corning Inc
COM
$143.4M561.3K
8.2%
−7.6%
Reduced · −46K sh
3ALPS ETF TR
SMITH CORE PLUS
$136.4M5.30M
7.8%
+3.8%
Added · +193K sh
4Doubleline ETF Trust
COMMERCIAL REAL
$81.3M1.57M
4.7%
+2.5%
Added · +38K sh
5Ishares TR
CORE S&P500 ETF
$65.9M88.0K
3.8%
+3.3%
Added · +3K sh
6Apple Inc
COM
$57.1M197.3K
3.3%
+0.6%
Added · +1K sh
7Eli Lilly & Co
COM
$53.9M44.9K
3.1%
Held
8Vanguard Index FDS
MID CAP ETF
$41.6M515.8K
2.4%
+316%
Added · +392K sh
9Microsoft Corp
COM
$41.2M110.5K
2.4%
−0.6%
Reduced · −718 sh
10Coherent Corp
COM
$37.8M95.8K
2.2%
−4.2%
Reduced · −4K sh
11Texas Instrs Inc
COM
$36.3M121.8K
2.1%
−1.3%
Reduced · −2K sh
12JPMorgan Chase & Co
COM
$35.9M109.6K
2.1%
−3.9%
Reduced · −4K sh
13Berkshire Hathaway Inc Del
CL B NEW
$34.5M69.0K
2.0%
−0.5%
Reduced · −369 sh
14Invesco Exchange Traded FD T
S&P500 EQL WGT
$32.9M154.8K
1.9%
−1.0%
Reduced · −2K sh
15Vanguard Index FDS
S&P 500 ETF SHS
$29.2M42.5K
1.7%
+0.8%
Added · +329 sh
16Thermo Fisher Scientific Inc
COM
$28.8M57.4K
1.7%
−0.5%
Reduced · −295 sh
17Qualcomm Inc
COM
$27.7M150.1K
1.6%
−1.6%
Reduced · −2K sh
18Invesco Exch TRD SLF Idx FD
INVSCO 30 CORP
$25.7M1.54M
1.5%
New
New position
19Vaneck Merk Gold ETF
GOLD SHS
$23.9M619.8K
1.4%
+76%
Added · +267K sh
20SPDR Gold TR
GOLD SHS
$23.0M62.4K
1.3%
+1.2%
Added · +741 sh
21International Business Machs
COM
$20.6M73.4K
1.2%
−0.7%
Reduced · −516 sh
22Avery Dennison Corp
COM
$19.6M120.9K
1.1%
−0.1%
Reduced · −86 sh
23Amazon Com Inc
COM
$19.6M82.1K
1.1%
−0.1%
Reduced · −43 sh
24Touchstone ETF Trust
SANDS CAP US ETF
$18.9M641.0K
1.1%
+11%
Added · +62K sh
25Ishares TR
MSCI USA QLT FCT
$18.5M84.3K
1.1%
+2.6%
Added · +2K sh
26Vaneck ETF Trust
GOLD MINERS ETF
$18.2M240.8K
1.0%
−39%
Reduced · −156K sh
27Invesco Exch TRD SLF Idx FD
INVSCO BLSH 28
$16.4M804.0K
0.9%
−2.1%
Reduced · −18K sh
28Invesco Exch TRD SLF Idx FD
BULETSHS 2029
$16.2M872.2K
0.9%
+2.5%
Added · +21K sh
29Johnson Controls Internation
SHS
$14.9M102.0K
0.9%
−1.4%
Reduced · −1K sh
30Kla Corp
COM NEW
$14.3M47.3K
0.8%
+885%
Added · +42K sh
31Vanguard Index FDS
TOTAL STK MKT
$14.2M38.4K
0.8%
+0.5%
Added · +196 sh
32Amgen Inc
COM
$13.4M37.0K
0.8%
+0.1%
Added · +36 sh
33Vanguard Scottsdale FDS
SHRT TRM CORP BD
$13.4M169.4K
0.8%
+1.8%
Added · +3K sh
34Vanguard Scottsdale FDS
INT-TERM CORP
$11.8M142.5K
0.7%
+2.1%
Added · +3K sh
35Ishares TR
MSCI USA MMENTM
$11.1M32.5K
0.6%
−1.6%
Reduced · −524 sh
36Vanguard Index FDS
SM CP VAL ETF
$10.6M43.5K
0.6%
−3.2%
Reduced · −1K sh
37Vanguard Scottsdale FDS
INTER TERM TREAS
$10.0M168.8K
0.6%
+11%
Added · +16K sh
38Vanguard Scottsdale FDS
SHORT TERM TREAS
$10.0M171.0K
0.6%
+18%
Added · +26K sh
39Invesco Exch TRD SLF Idx FD
BULSHS 2026 CB
$7.9M405.6K
0.5%
−60%
Reduced · −616K sh
40Palo Alto Networks Inc
COM
$7.7M22.5K
0.4%
−3.4%
Reduced · −790 sh
41Exxon Mobil Corp
COM
$6.4M46.8K
0.4%
−3.7%
Reduced · −2K sh
42Dimensional ETF Trust
INTL CORE EQUITY
$6.4M171.2K
0.4%
+4.7%
Added · +8K sh
43Ishares TR
ULTRA SHORT DUR
$6.2M121.7K
0.4%
+1.3%
Added · +2K sh
44Ishares TR
IBONDS DEC 2030
$6.0M274.6K
0.3%
+137%
Added · +159K sh
45Ecolab Inc
COM
$5.9M21.2K
0.3%
+0.5%
Added · +98 sh
46Unilever PLC
SPON ADR NEW
$5.5M91.9K
0.3%
+0.4%
Added · +402 sh
47Lennar Corp
CL A
$5.3M58.4K
0.3%
−0.9%
Reduced · −559 sh
48Everpure Inc
CL A
$5.2M65.8K
0.3%
−4.3%
Reduced · −3K sh
49Johnson & Johnson
COM
$5.0M19.7K
0.3%
−0.9%
Reduced · −186 sh
50Seneca Foods Corp New
CL A
$4.9M28.0K
0.3%
−3.8%
Reduced · −1K sh
Showing 50 of 311 positions
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Largest options & derivatives disclosed

Put / call positions from the 13F — totals include every disclosed option leg

Put notional (bearish)$3.1M
TypeUnderlyingNotional valueUnderlying shares
PUT · bearishREGENERON PHARMACEUTICALSREGN$1.6M3K
PUT · bearishSS SPDR S&P 500 ETF TRUST-USSPY$896K1K
PUT · bearishPALO ALTO NETWORKS INCPANW$341K1K
PUT · bearishQUALCOMM INCQCOM$277K2K

13F filers disclose option positions at the market value of the underlying the contracts reference, not the premium paid. A put is a bearish bet (it gains if the stock falls); a call is bullish. “Underlying shares” is the share count the contracts control, not a share holding. These legs are excluded from the equity book, weighting, concentration and sector figures above.

Filing history

As-of date vs the date the SEC received each filing

QuarterAs ofFiledPositionsValueForm
Q2 2026Jun 30, 2026Aug 12, 2026324$1.7B13F-HR
Q1 2026Mar 31, 2026May 15, 2026314$1.5B13F-HR
Q4 2025Dec 31, 2025Feb 9, 2026300$1.5B13F-HR
Q3 2025Sep 30, 2025Nov 12, 2025315$1.2B13F-HR
Q2 2025Jun 30, 2025Aug 11, 2025311$1.2B13F-HR

Data source

Holdings from SEC EDGAR 13F-HR filings, updated quarterly, filed up to 45 days after quarter-end. Public domain. The book and weighting are long equity only; disclosed put/call options are listed separately and excluded from those totals. Price-derived performance is withheld until the price-source policy and freshness gate are green.