Shufro Rose & Co LLC holds a focused book of 304 stocks worth $1.5B as of Q1 2026 (disclosed May 15, 2026, a ~45-day 13F lag). This quarter they opened ISHARES TR and trimmed CORNING INC. Their largest long position is ALPS ETF TR at 9% of the equity book. They also disclosed $3.1M in put options (a bearish bet), shown separately below and excluded from the equity book.
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curl -H "Authorization: Bearer YOUR_API_KEY" \ "https://arkolith.com/api/v1/funds/908195/holdings"
Use Arkolith to show SHUFRO ROSE & CO LLC's latest holdings, largest changes, and filing provenance.
Top-heavy: focused book
Share of the disclosed book in its largest positions. A higher top-5 share means a more concentrated, higher-conviction portfolio.
10% mapped to company sectors
Direct operating-company sectors from our SIC-based security master. ETF/fund and unclassified holdings stay visible separately; this is not ETF look-through exposure.
Estimated $ traded · quarter-end prices, no cost basis
Bars show each stock's share of the portfolio. Click a row for its position history.
| # | Security | Value | Shares | % Port | Last move | History |
|---|---|---|---|---|---|---|
| 1 | ALPS ETF TR SMITH CORE PLUS | $131.5M | 5.11M | 9.0% | ▲+5.1% Added · +248K sh | |
| 2 | Ishares TR IBONDS DEC 29 | $92.5M | 3.98M | 6.3% | ▲+4.5% Added · +173K sh | |
| 3 | Corning Inc COM | $82.6M | 607.5K | 5.6% | ▼−17% Reduced · −124K sh | |
| 4 | Doubleline ETF Trust COMMERCIAL REAL | $79.6M | 1.53M | 5.4% | ▲+4.8% Added · +70K sh | |
| 5 | Ishares TR CORE S&P500 ETF | $55.7M | 85.2K | 3.8% | ▲+12% Added · +9K sh | |
| 6 | Apple Inc COM | $49.8M | 196.1K | 3.4% | ▲+1.7% Added · +3K sh | |
| 7 | Eli Lilly & Co COM | $41.3M | 44.9K | 2.8% | ▼−0.3% Reduced · −161 sh | |
| 8 | Microsoft Corp COM | $41.2M | 111.2K | 2.8% | ▲+1.9% Added · +2K sh | |
| 9 | Vaneck ETF Trust GOLD MINERS ETF | $36.5M | 397.2K | 2.5% | ▼−0.6% Reduced · −2K sh | |
| 10 | Vanguard Index FDS MID CAP ETF | $35.6M | 123.9K | 2.4% | ▲+6.2% Added · +7K sh | |
| 11 | JPMorgan Chase & Co COM | $33.5M | 114.0K | 2.3% | ▲+0.3% Added · +340 sh | |
| 12 | Berkshire Hathaway Inc Del CL B NEW | $33.3M | 69.4K | 2.3% | ▼−0.1% Reduced · −81 sh | |
| 13 | Ishares TR IBONDS DEC2026 | $30.1M | 1.24M | 2.1% | ▲+4.4% Added · +53K sh | |
| 14 | Invesco Exchange Traded FD T S&P500 EQL WGT | $30.0M | 156.4K | 2.0% | ▼−2.1% Reduced · −3K sh | |
| 15 | Thermo Fisher Scientific Inc COM | $28.4M | 57.7K | 1.9% | ▲+0.9% Added · +502 sh | |
| 16 | SPDR Gold TR GOLD SHS | $26.5M | 61.7K | 1.8% | ▲+0.2% Added · +139 sh | |
| 17 | Vanguard Index FDS S&P 500 ETF SHS | $25.2M | 42.2K | 1.7% | ▼−0.2% Reduced · −72 sh | |
| 18 | Texas Instrs Inc COM | $24.0M | 123.4K | 1.6% | ▲+1.4% Added · +2K sh | |
| 19 | Coherent Corp COM | $23.8M | 100.0K | 1.6% | ▼−5.3% Reduced · −6K sh | |
| 20 | Avery Dennison Corp COM | $20.9M | 121.0K | 1.4% | ▲+3.1% Added · +4K sh | |
| 21 | Invesco Exch TRD SLF Idx FD BULSHS 2026 CB | $20.0M | 1.02M | 1.4% | ▼−14% Reduced · −168K sh | |
| 22 | Qualcomm Inc COM | $19.6M | 152.5K | 1.3% | ▲+2.5% Added · +4K sh | |
| 23 | International Business Machs COM | $17.9M | 73.9K | 1.2% | ▲+2.6% Added · +2K sh | |
| 24 | Amazon Com Inc COM | $17.1M | 82.1K | 1.2% | ▼−0.2% Reduced · −193 sh | |
| 25 | Invesco Exch TRD SLF Idx FD INVSCO BLSH 28 | $16.8M | 821.6K | 1.1% | ▲+2.2% Added · +18K sh | |
| 26 | Vaneck Merk Gold ETF GOLD SHS | $15.9M | 353.1K | 1.1% | ▲23× Added · +338K sh | |
| 27 | Invesco Exch TRD SLF Idx FD BULETSHS 2029 | $15.9M | 850.8K | 1.1% | ▲+2.2% Added · +18K sh | |
| 28 | Ishares TR MSCI USA QLT FCT | $15.8M | 82.2K | 1.1% | ▲+7.1% Added · +5K sh | |
| 29 | Touchstone ETF Trust TOUCHSTONE SANDS | $14.3M | 579.2K | 1.0% | ▲+26% Added · +120K sh | |
| 30 | Johnson Controls Internation SHS | $13.5M | 103.4K | 0.9% | ▼−1.9% Reduced · −2K sh | |
| 31 | Vanguard Scottsdale FDS SHRT TRM CORP BD | $13.2M | 166.3K | 0.9% | ▲+1.5% Added · +3K sh | |
| 32 | Amgen Inc COM | $13.0M | 37.0K | 0.9% | ▼−1.9% Reduced · −701 sh | |
| 33 | Vanguard Index FDS TOTAL STK MKT | $12.3M | 38.2K | 0.8% | ▲+4.2% Added · +2K sh | |
| 34 | Vanguard Scottsdale FDS INT-TERM CORP | $11.5M | 139.6K | 0.8% | ▲+1.2% Added · +2K sh | |
| 35 | Vanguard Index FDS SM CP VAL ETF | $9.8M | 45.0K | 0.7% | ▼−72% Reduced · −116K sh | |
| 36 | Vanguard Scottsdale FDS INTER TERM TREAS | $9.1M | 152.7K | 0.6% | ▲+2.0% Added · +3K sh | |
| 37 | Salesforce Inc COM | $8.7M | 46.6K | 0.6% | ▼−4.7% Reduced · −2K sh | |
| 38 | Vanguard Scottsdale FDS SHORT TERM TREAS | $8.5M | 145.2K | 0.6% | ▲+5.5% Added · +8K sh | |
| 39 | Exxon Mobil Corp COM | $8.3M | 48.6K | 0.6% | ▼−1.4% Reduced · −703 sh | |
| 40 | Ishares TR MSCI USA MMENTM | $7.9M | 33.0K | 0.5% | ▲+1.4% Added · +445 sh | |
| 41 | Kla Corp COM NEW | $7.1M | 4.8K | 0.5% | ▼−1.0% Reduced · −49 sh | |
| 42 | Chevron Corporation COM | $6.2M | 30.2K | 0.4% | ▼−4.3% Reduced · −1K sh | |
| 43 | Ishares TR ULTRA SHORT DUR | $6.1M | 120.1K | 0.4% | ▼−4.9% Reduced · −6K sh | |
| 44 | Dimensional ETF Trust INTL CORE EQUITY | $5.8M | 163.5K | 0.4% | ▲+15% Added · +21K sh | |
| 45 | Ecolab Inc COM | $5.6M | 21.1K | 0.4% | ▲+0.5% Added · +112 sh | |
| 46 | Unilever PLC SPON ADR NEW | $5.2M | 91.5K | 0.4% | ▲+0.2% Added · +163 sh | |
| 47 | Lennar Corp CL A | $5.1M | 59.0K | 0.3% | ▼−1.0% Reduced · −597 sh | |
| 48 | Autozone Inc COM | $4.9M | 1.5K | 0.3% | ▼−4.0% Reduced · −61 sh | |
| 49 | Johnson & Johnson COM | $4.9M | 19.9K | 0.3% | ▼−18% Reduced · −4K sh | |
| 50 | Seneca Foods Corp New CL A | $4.4M | 29.1K | 0.3% | ▼−6.4% Reduced · −2K sh |
Put / call positions from the 13F — totals include every disclosed option leg
| Type | Underlying | Notional value | Underlying shares |
|---|---|---|---|
| PUT · bearish | REGENERON PHARMACEUTICALS | $1.9M | 3K |
| PUT · bearish | STATE STR SPDR S&P 500 ETF T | $715K | 1K |
| PUT · bearish | APPLE INCAAPL | $431K | 2K |
13F filers disclose option positions at the market value of the underlying the contracts reference, not the premium paid. A put is a bearish bet (it gains if the stock falls); a call is bullish. “Underlying shares” is the share count the contracts control, not a share holding. These legs are excluded from the equity book, weighting, concentration and sector figures above.
As-of date vs the date the SEC received each filing
Holdings from SEC EDGAR 13F-HR filings, updated quarterly ~45 days after quarter-end. Public domain. The book and weighting are long equity only; disclosed put/call options are listed separately and excluded from those totals. Price-derived performance is withheld until the price-source policy and freshness gate are green.