Sigma Planning Corp holds a diversified book of 1394 stocks worth $4.0B as of Q2 2026 (disclosed Aug 7, 2026, a ~38-day 13F lag). This quarter they opened Schwab FNDMNTL US BRD MR ETF and trimmed Ishares Core S&P 500 ETF. Their largest long position is Ishares Core S&P 500 ETF at 5% of the equity book. They also disclosed $496K in put options (a bearish bet) and $1.6M in call options (bullish), shown separately below and excluded from the equity book. Cloning the disclosed picks since 2015 would be +159% (+8.6%/yr). That is a simulation of the disclosed long book, not audited returns.
The reported book (valued from quarter-end) returned +190.0%, a 31.0-point gap that is the cost of the ~38-day 13F disclosure lag a real follower can't avoid.
Growth of $10,000 cloning Sigma Planning Corp's disclosed long 13F book, rebalanced on each filing date (so it reflects each quarter's actual reporting lag, ~38 days for the latest filing, with no look-ahead), total-return basis (dividends reinvested), derived from end-of-day prices. “Their reported book” values the same picks from quarter-end, before they were public. S&P 500 is SPY total return over the same window. Excludes shorts, cash, options and non-13F holdings. Not investment advice.
Top-heavy: diversified book
Share of the disclosed book in its largest positions. A higher top-5 share means a more concentrated, higher-conviction portfolio.
41% mapped to company sectors
Direct operating-company sectors from our SIC-based security master. ETF/fund and unclassified holdings stay visible separately; this is not ETF look-through exposure.
Estimated $ traded · quarter-end prices, no cost basis
Other tracked managers holding the same core names as Sigma Planning Corp
| Manager / fund | Shared names | Their $ in those |
|---|---|---|
| LPL Financial LLC | 80 / 80 | $130.6B |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 80 / 80 | $21.4B |
| Farther Finance Advisors, LLC | 80 / 80 | $4.0B |
| MORGAN STANLEY | 79 / 80 | $659.1B |
| JPMORGAN CHASE & CO | 79 / 80 | $566.2B |
| WELLS FARGO & COMPANY/MN | 79 / 80 | $209.4B |
| UBS Group AG | 79 / 80 | $185.7B |
| ROYAL BANK OF CANADA | 79 / 80 | $182.6B |
Ranked by how many of Sigma Planning Corp's top 80 disclosed names each fund also holds: a cross-fund conviction signal from the latest 13F of every tracked manager.
Bars show each stock's share of the portfolio. Click a row for its position history.
| # | Security | Value | Shares | % Port | Last move | History |
|---|---|---|---|---|---|---|
| 1 | Ishares TR CORE S&P500 ETF | $211.8M | 282.8K | 5.3% | ▼−5.3% Reduced · −16K sh | |
| 2 | Apple Inc COM | $167.8M | 579.8K | 4.2% | ▼−5.2% Reduced · −32K sh | |
| 3 | Nvidia Corporation COM | $110.6M | 552.9K | 2.8% | ▼−14% Reduced · −87K sh | |
| 4 | Invesco QQQ TR UNIT SER 1 | $85.2M | 115.7K | 2.1% | ▲+9.6% Added · +10K sh | |
| 5 | Amazon Com Inc COM | $71.1M | 298.3K | 1.8% | ▼−15% Reduced · −51K sh | |
| 6 | State STR SPDR S&P 500 ETF T TR UNIT | $60.2M | 80.6K | 1.5% | ▼−6.3% Reduced · −5K sh | |
| 7 | Ishares TR S&P 500 GRWT ETF | $58.8M | 427.7K | 1.5% | ▼−1.1% Reduced · −5K sh | |
| 8 | Ishares TR CORE DIV GRWTH | $54.7M | 721.4K | 1.4% | ▲~0% Added · +75 sh | |
| 9 | Microsoft Corp COM | $50.1M | 134.3K | 1.3% | ▼−0.6% Reduced · −775 sh | |
| 10 | Vanguard Index FDS S&P 500 ETF SHS | $49.2M | 71.6K | 1.2% | ▼−11% Reduced · −9K sh | |
| 11 | Alphabet Inc CAP STK CL C | $48.4M | 136.9K | 1.2% | ▼−0.4% Reduced · −549 sh | |
| 12 | Ishares TR IBOXX INV CP ETF | $36.6M | 335.9K | 0.9% | ▼−1.6% Reduced · −5K sh | |
| 13 | Schwab Strategic TR US LCAP GR ETF | $32.7M | 965.2K | 0.8% | ▲+2.3% Added · +22K sh | |
| 14 | Alphabet Inc CAP STK CL A | $30.7M | 85.9K | 0.8% | ▲+8.9% Added · +7K sh | |
| 15 | Schwab Strategic TR US DIVIDEND EQ | $29.3M | 924.1K | 0.7% | ▲+6.2% Added · +54K sh | |
| 16 | Micron Technology Inc COM | $29.0M | 25.2K | 0.7% | ▼−20% Reduced · −6K sh | |
| 17 | Caterpillar Inc COM | $26.8M | 25.2K | 0.7% | ▲+12% Added · +3K sh | |
| 18 | Ishares TR 1 3 YR TREAS BD | $26.3M | 320.3K | 0.7% | ▲+5.6% Added · +17K sh | |
| 19 | Vanguard Index FDS TOTAL STK MKT | $25.3M | 68.4K | 0.6% | ▲+20% Added · +11K sh | |
| 20 | Broadcom Inc COM | $24.2M | 64.1K | 0.6% | ▼−17% Reduced · −13K sh | |
| 21 | Capital Group Dividend Value SHS CREAT UNIT | $22.9M | 464.6K | 0.6% | ▲+13% Added · +53K sh | |
| 22 | Advanced Micro Devices Inc COM | $22.4M | 38.5K | 0.6% | ▼−2.9% Reduced · −1K sh | |
| 23 | Ishares TR S&P 500 VAL ETF | $21.8M | 96.0K | 0.5% | ▼−11% Reduced · −12K sh | |
| 24 | Ishares TR CORE S&P MCP ETF | $21.5M | 279.4K | 0.5% | ▼−21% Reduced · −74K sh | |
| 25 | Berkshire Hathaway Inc Del CL B NEW | $21.2M | 42.5K | 0.5% | ▲+6.6% Added · +3K sh | |
| 26 | First TR Exchange Traded FD RISNG DIVD ACHIV | $20.5M | 252.8K | 0.5% | ▼−2.4% Reduced · −6K sh | |
| 27 | Meta Platforms Inc CL A | $20.4M | 36.1K | 0.5% | ▼−8.2% Reduced · −3K sh | |
| 28 | Ishares TR CORE S&P SCP ETF | $20.0M | 135.0K | 0.5% | ▼−23% Reduced · −39K sh | |
| 29 | JPMorgan Chase & Co COM | $17.9M | 54.7K | 0.5% | ▲+0.3% Added · +181 sh | |
| 30 | Eli Lilly & Co COM | $17.6M | 14.7K | 0.4% | ▼−20% Reduced · −4K sh | |
| 31 | Crowdstrike Hldgs Inc CL A | $17.4M | 22.8K | 0.4% | ▲+20% Added · +4K sh | |
| 32 | Tesla Inc COM | $17.1M | 40.6K | 0.4% | ▼−3.3% Reduced · −1K sh | |
| 33 | Ishares Gold TR ISHARES NEW | $16.7M | 220.6K | 0.4% | ▼−2.3% Reduced · −5K sh | |
| 34 | Select Sector SPDR TR ST STR TECHN ETF | $16.5M | 86.5K | 0.4% | ▼−11% Reduced · −10K sh | |
| 35 | SPDR Gold TR GOLD SHS | $16.2M | 44.1K | 0.4% | ▼−5.5% Reduced · −3K sh | |
| 36 | Vaneck ETF Trust SEMICONDUCTR ETF | $16.2M | 24.7K | 0.4% | ▲+1.1% Added · +274 sh | |
| 37 | Johnson & Johnson COM | $15.8M | 62.0K | 0.4% | ▲+10% Added · +6K sh | |
| 38 | Vanguard Index FDS VALUE ETF | $15.4M | 70.8K | 0.4% | ▼−1.9% Reduced · −1K sh | |
| 39 | Ishares TR INTL SEL DIV ETF | $15.3M | 368.9K | 0.4% | ▲+1.1% Added · +4K sh | |
| 40 | Schwab Strategic TR US LRG CAP ETF | $14.9M | 507.7K | 0.4% | ▼−2.9% Reduced · −15K sh | |
| 41 | Costco Wholesale Corporation COM | $14.7M | 15.7K | 0.4% | ▲+6.0% Added · +892 sh | |
| 42 | Ishares TR FLTG RATE NT ETF | $14.6M | 286.8K | 0.4% | ▼−7.1% Reduced · −22K sh | |
| 43 | Pacer FDS TR US CASH COWS 100 | $14.3M | 229.9K | 0.4% | ▼−2.7% Reduced · −6K sh | |
| 44 | Abbvie Inc COM | $14.1M | 56.0K | 0.4% | ▼−1.5% Reduced · −840 sh | |
| 45 | Chevron Corporation COM | $13.8M | 83.0K | 0.3% | ▲+9.2% Added · +7K sh | |
| 46 | First TR Exchange Traded FD SMID RISNG ETF | $13.7M | 318.2K | 0.3% | ▲+5.8% Added · +18K sh | |
| 47 | Walmart Inc COM | $13.3M | 117.7K | 0.3% | ▲+1.3% Added · +2K sh | |
| 48 | Ishares TR MRGSTR MD CP GRW | $12.9M | 131.0K | 0.3% | ▲+0.8% Added · +1K sh | |
| 49 | Ishares TR ISHS 1-5YR INVS | $12.8M | 244.3K | 0.3% | ▲+2.2% Added · +5K sh | |
| 50 | First TR Exchng Traded FD VI FT LADD BUFF ETF | $12.6M | 345.1K | 0.3% | ▼−1.3% Reduced · −5K sh |
The public view is the crawlable proof. The same sourced dataset is available through REST and MCP for agents, research scripts, and back-office tools.
This fund page is the Follow view. The Build view lets your agent pull holdings, quarter changes, overlap, and source filings through API or MCP.
curl -H "Authorization: Bearer YOUR_API_KEY" \ "https://arkolith.com/api/v1/funds/1449126/holdings"
Use Arkolith to show Sigma Planning Corp's latest holdings, largest changes, and filing provenance.
Put / call positions from the 13F — totals include every disclosed option leg
| Type | Underlying | Notional value | Underlying shares |
|---|---|---|---|
| CALL · bullish | CENTENE CORPCNC | $604K | 20K |
| CALL · bullish | NVIDIA CORPNVDA | $305K | 9K |
| CALL · bullish | MICRON TECHNOLOGY INCMU | $262K | 400 |
| PUT · bearish | PALANTIR TECHNOLOGIES INC-APLTR | $236K | 7K |
| PUT · bearish | SS SPDR S&P 500 ETF TRUST-USSPY | $183K | 59K |
| CALL · bullish | FORD MOTOR COF | $181K | 41K |
| CALL · bullish | WELLS FARGO & COWFC | $173K | 20K |
| PUT · bearish | NVIDIA CORPNVDA | $76K | 18K |
| CALL · bullish | ERSHARES PRIVATE-PUBLIC CROSXOVR | $53K | 20K |
| PUT · bearish | XEROX HOLDINGS CORPXRX | $1K | 16K |
13F filers disclose option positions at the market value of the underlying the contracts reference, not the premium paid. A put is a bearish bet (it gains if the stock falls); a call is bullish. “Underlying shares” is the share count the contracts control, not a share holding. These legs are excluded from the equity book, weighting, concentration and sector figures above.
As-of date vs the date the SEC received each filing
| Quarter | As of | Filed | Positions | Value | Form |
|---|---|---|---|---|---|
| Q2 2026 | Jun 30, 2026 | Aug 7, 2026 | 1,404 | $4.0B | 13F-HR |
| Q1 2026 | Mar 31, 2026 | May 4, 2026 | 1,309 | $3.6B | 13F-HR |
| Q4 2025 | Dec 31, 2025 | Jan 30, 2026 | 1,295 | $3.6B | 13F-HR |
| Q3 2025 | Sep 30, 2025 | Nov 10, 2025 | 1,290 | $3.5B | 13F-HR |
| Q2 2025 | Jun 30, 2025 | Aug 5, 2025 | 1,244 | $3.3B | 13F-HR |
| Q1 2025 | Mar 31, 2025 | May 2, 2025 | 1,203 | $3.1B | 13F-HR |
| Q4 2024 | Dec 31, 2024 | Feb 3, 2025 | 1,162 | $3.2B | 13F-HR |
| Q3 2024 | Sep 30, 2024 | Nov 4, 2024 | 1,218 | $3.3B | 13F-HR |
| Q2 2024 | Jun 30, 2024 | Aug 6, 2024 | 1,196 | $3.2B | 13F-HR |
| Q1 2024 | Mar 31, 2024 | May 2, 2024 | 1,222 | $3.2B | 13F-HR |
| Q4 2023 | Dec 31, 2023 | Feb 1, 2024 | 846 | $1.3B | 13F-HR |
| Q3 2023 | Sep 30, 2023 | Nov 6, 2023 | 1,197 | $2.7B | 13F-HR |
| Q2 2023 | Jun 30, 2023 | Aug 2, 2023 | 1,202 | $2.8B | 13F-HR |
| Q1 2023 | Mar 31, 2023 | May 8, 2023 | 1,295 | $3.0B | 13F-HR |
| Q4 2022 | Dec 31, 2022 | Jan 24, 2023 | 1,261 | $2.8B | 13F-HR |
| Q3 2022 | Sep 30, 2022 | Nov 10, 2022 | 1,261 | $2.6B | 13F-HR |
| Q2 2022 | Jun 30, 2022 | Aug 11, 2022 | 1,288 | $2.9B | 13F-HR |
| Q1 2022 | Mar 31, 2022 | Apr 20, 2022 | 1,362 | $3.3B | 13F-HR |
| Q4 2021 | Dec 31, 2021 | Feb 2, 2022 | 1,383 | $3.6B | 13F-HR |
| Q3 2021 | Sep 30, 2021 | Oct 28, 2021 | 1,372 | $3.3B | 13F-HR |
| Q2 2021 | Jun 30, 2021 | Aug 13, 2021 | 1,413 | $3.4B | 13F-HR |
| Q1 2021 | Mar 31, 2021 | May 6, 2021 | 1,325 | $3.1B | 13F-HR |
| Q4 2020 | Dec 31, 2020 | Feb 9, 2021 | 1,194 | $2.9B | 13F-HR |
| Q3 2020 | Sep 30, 2020 | Nov 3, 2020 | 1,060 | $2.5B | 13F-HR |
Holdings from SEC EDGAR 13F-HR filings, updated quarterly, filed up to 45 days after quarter-end. Public domain. The book and weighting are long equity only; disclosed put/call options are listed separately and excluded from those totals. The performance line is a simulation of the disclosed long book, not an audited return.