Sigma Planning Corp holds a diversified book of 1302 stocks worth $3.6B as of Q1 2026 (disclosed May 4, 2026, a ~45-day 13F lag). This quarter they opened Ishares Msci USA Quality Gar and trimmed Apple Inc. Their largest long position is Ishares Core S&P 500 ETF at 5% of the equity book. They also disclosed $574K in put options (a bearish bet) and $413K in call options (bullish), shown separately below and excluded from the equity book. Cloning the disclosed picks since 2015 would be +150% (+8.3%/yr). That is a simulation of the disclosed long book, not audited returns.
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Use Arkolith to show Sigma Planning Corp's latest holdings, largest changes, and filing provenance.
The reported book (valued from quarter-end) returned +176.3%, a 26.4-point gap that is the cost of the ~45-day 13F disclosure lag a real follower can't avoid.
Growth of $10,000 cloning Sigma Planning Corp's disclosed long 13F book, rebalanced on each filing date (so it reflects the ~45-day reporting lag, no look-ahead), total-return basis (dividends reinvested), derived from end-of-day prices. “Their reported book” values the same picks from quarter-end, before they were public. S&P 500 is SPY total return over the same window. Excludes shorts, cash, options and non-13F holdings. Not investment advice.
Top-heavy: diversified book
Share of the disclosed book in its largest positions. A higher top-5 share means a more concentrated, higher-conviction portfolio.
40% mapped to company sectors
Direct operating-company sectors from our SIC-based security master. ETF/fund and unclassified holdings stay visible separately; this is not ETF look-through exposure.
Estimated $ traded · quarter-end prices, no cost basis
Bars show each stock's share of the portfolio. Click a row for its position history.
| # | Security | Value | Shares | % Port | Last move | History |
|---|---|---|---|---|---|---|
| 1 | Ishares TR CORE S&P500 ETF | $195.1M | 298.7K | 5.4% | ▲+1.7% Added · +5K sh | |
| 2 | Apple Inc COM | $155.3M | 611.9K | 4.3% | ▼−1.6% Reduced · −10K sh | |
| 3 | Nvidia Corporation COM | $111.6M | 639.7K | 3.1% | ▼−2.5% Reduced · −16K sh | |
| 4 | Amazon Com Inc COM | $72.7M | 349.3K | 2.0% | ▼−0.7% Reduced · −2K sh | |
| 5 | Invesco QQQ TR UNIT SER 1 | $61.0M | 105.6K | 1.7% | ▼−14% Reduced · −17K sh | |
| 6 | State STR SPDR S&P 500 ETF T TR UNIT | $56.0M | 86.0K | 1.6% | ▼−2.1% Reduced · −2K sh | |
| 7 | Ishares TR CORE DIV GRWTH | $50.6M | 721.4K | 1.4% | ▼−1.3% Reduced · −10K sh | |
| 8 | Microsoft Corp COM | $50.0M | 135.1K | 1.4% | ▲~0% Added · +50 sh | |
| 9 | Ishares TR S&P 500 GRWT ETF | $48.9M | 432.3K | 1.4% | ▼−0.4% Reduced · −2K sh | |
| 10 | Vanguard Index FDS S&P 500 ETF SHS | $48.0M | 80.2K | 1.3% | ▼−0.5% Reduced · −370 sh | |
| 11 | Alphabet Inc CAP STK CL C | $39.4M | 137.4K | 1.1% | ▼−1.3% Reduced · −2K sh | |
| 12 | Ishares TR IBOXX INV CP ETF | $37.2M | 341.3K | 1.0% | ▲+2.5% Added · +8K sh | |
| 13 | Schwab Strategic TR US LCAP GR ETF | $27.5M | 943.4K | 0.8% | ▼−3.5% Reduced · −34K sh | |
| 14 | Schwab Strategic TR US DIVIDEND EQ | $26.7M | 869.9K | 0.7% | ▲+4.4% Added · +37K sh | |
| 15 | Ishares TR 1 3 YR TREAS BD | $25.0M | 303.3K | 0.7% | ▲+3.0% Added · +9K sh | |
| 16 | Broadcom Inc COM | $23.9M | 77.4K | 0.7% | ▲+1.9% Added · +1K sh | |
| 17 | Ishares TR CORE S&P MCP ETF | $23.9M | 353.4K | 0.7% | ▼−2.5% Reduced · −9K sh | |
| 18 | Ishares TR S&P 500 VAL ETF | $22.8M | 107.9K | 0.6% | ▲+1.8% Added · +2K sh | |
| 19 | Alphabet Inc CAP STK CL A | $22.7M | 78.9K | 0.6% | ▼−0.4% Reduced · −352 sh | |
| 20 | Meta Platforms Inc CL A | $22.5M | 39.4K | 0.6% | ▼−2.4% Reduced · −964 sh | |
| 21 | Ishares TR CORE S&P SCP ETF | $21.7M | 174.3K | 0.6% | ▼−10% Reduced · −19K sh | |
| 22 | SPDR Gold TR GOLD SHS | $20.1M | 46.6K | 0.6% | ▼−21% Reduced · −12K sh | |
| 23 | Ishares Gold TR ISHARES NEW | $19.9M | 225.8K | 0.6% | ▲+2.1% Added · +5K sh | |
| 24 | Berkshire Hathaway Inc Del CL B NEW | $19.1M | 39.8K | 0.5% | ▼−11% Reduced · −5K sh | |
| 25 | Ishares TR CORE US AGGBD ET | $18.6M | 187.7K | 0.5% | ▲+10% Added · +18K sh | |
| 26 | Vanguard Index FDS TOTAL STK MKT | $18.3M | 57.1K | 0.5% | ▲+32% Added · +14K sh | |
| 27 | First TR Exchange Traded FD RISNG DIVD ACHIV | $17.7M | 259.1K | 0.5% | ▲+3.2% Added · +8K sh | |
| 28 | Capital Group Dividend Value SHS CREATION UNI | $17.5M | 411.8K | 0.5% | ▲+47% Added · +131K sh | |
| 29 | Eli Lilly & Co COM | $16.9M | 18.3K | 0.5% | ▲+7.4% Added · +1K sh | |
| 30 | JPMorgan Chase & Co COM | $16.0M | 54.5K | 0.4% | ▼−4.5% Reduced · −3K sh | |
| 31 | Caterpillar Inc COM | $15.9M | 22.5K | 0.4% | ▼−9.5% Reduced · −2K sh | |
| 32 | Ishares TR FLTG RATE NT ETF | $15.7M | 308.8K | 0.4% | ▲+2.9% Added · +9K sh | |
| 33 | Chevron Corporation COM | $15.7M | 76.0K | 0.4% | ▼−5.7% Reduced · −5K sh | |
| 34 | Tesla Inc COM | $15.6M | 42.0K | 0.4% | ▼−13% Reduced · −6K sh | |
| 35 | Ishares TR INTL SEL DIV ETF | $15.5M | 364.8K | 0.4% | ▼−5.7% Reduced · −22K sh | |
| 36 | Costco Wholesale Corporation COM | $14.8M | 14.8K | 0.4% | ▼−6.7% Reduced · −1K sh | |
| 37 | Pacer FDS TR US CASH COWS 100 | $14.8M | 236.3K | 0.4% | ▼−5.7% Reduced · −14K sh | |
| 38 | Ishares TR MSCI USA MIN VOL | $14.5M | 156.5K | 0.4% | ▲+4.0% Added · +6K sh | |
| 39 | Walmart Inc COM | $14.4M | 116.2K | 0.4% | ▲+3.6% Added · +4K sh | |
| 40 | Exxon Mobil Corp COM | $14.4M | 84.8K | 0.4% | ▼−1.6% Reduced · −1K sh | |
| 41 | Vanguard Index FDS VALUE ETF | $14.2M | 72.2K | 0.4% | ▲+3.0% Added · +2K sh | |
| 42 | Johnson & Johnson COM | $13.8M | 56.3K | 0.4% | ▼−1.2% Reduced · −665 sh | |
| 43 | Schwab Strategic TR US LRG CAP ETF | $13.4M | 522.9K | 0.4% | ▼−2.0% Reduced · −11K sh | |
| 44 | Palantir Technologies Inc CL A | $13.0M | 89.0K | 0.4% | ▼−16% Reduced · −17K sh | |
| 45 | Select Sector SPDR TR STATE STREET TEC | $12.9M | 97.0K | 0.4% | ▼−12% Reduced · −14K sh | |
| 46 | Ishares TR ISHS 1-5YR INVS | $12.6M | 239.1K | 0.3% | ▲+3.8% Added · +9K sh | |
| 47 | Ishares TR CORE MSCI EAFE | $12.6M | 138.8K | 0.3% | ▲+9.5% Added · +12K sh | |
| 48 | Abbvie Inc COM | $12.4M | 56.8K | 0.3% | ▼−4.2% Reduced · −2K sh | |
| 49 | First TR Exchange Traded FD SMID RISNG ETF | $11.9M | 300.7K | 0.3% | ▲+3.1% Added · +9K sh | |
| 50 | First TR Exchng Traded FD VI FT VEST LADDERED | $11.8M | 349.7K | 0.3% | ▼−6.0% Reduced · −22K sh |
Put / call positions from the 13F — totals include every disclosed option leg
| Type | Underlying | Notional value | Underlying shares |
|---|---|---|---|
| PUT · bearish | PALANTIR TECHNOLOGIES INC-APLTR | $333K | 11K |
| PUT · bearish | NVIDIA CORPNVDA | $229K | 10K |
| CALL · bullish | NVIDIA CORPNVDA | $214K | 11K |
| CALL · bullish | CENTENE CORPCNC | $108K | 20K |
| CALL · bullish | FORD MOTOR COF | $92K | 41K |
| PUT · bearish | XEROX HOLDINGS CORPXRX | $9K | 53K |
| PUT · bearish | NEWELL BRANDS INCNWL | $3K | 32K |
13F filers disclose option positions at the market value of the underlying the contracts reference, not the premium paid. A put is a bearish bet (it gains if the stock falls); a call is bullish. “Underlying shares” is the share count the contracts control, not a share holding. These legs are excluded from the equity book, weighting, concentration and sector figures above.
As-of date vs the date the SEC received each filing
| Quarter | As of | Filed | Positions | Value | Form |
|---|---|---|---|---|---|
| Q1 2026 | Mar 31, 2026 | May 4, 2026 | 1,309 | $3.6B | 13F-HR |
| Q4 2025 | Dec 31, 2025 | Jan 30, 2026 | 1,295 | $3.6B | 13F-HR |
| Q3 2025 | Sep 30, 2025 | Nov 10, 2025 | 1,290 | $3.5B | 13F-HR |
| Q2 2025 | Jun 30, 2025 | Aug 5, 2025 | 1,244 | $3.3B | 13F-HR |
| Q1 2025 | Mar 31, 2025 | May 2, 2025 | 1,203 | $3.1B | 13F-HR |
| Q4 2024 | Dec 31, 2024 | Feb 3, 2025 | 1,162 | $3.2B | 13F-HR |
| Q3 2024 | Sep 30, 2024 | Nov 4, 2024 | 1,218 | $3.3B | 13F-HR |
| Q2 2024 | Jun 30, 2024 | Aug 6, 2024 | 1,196 | $3.2B | 13F-HR |
| Q1 2024 | Mar 31, 2024 | May 2, 2024 | 1,222 | $3.2B | 13F-HR |
| Q4 2023 | Dec 31, 2023 | Feb 1, 2024 | 846 | $1.3B | 13F-HR |
| Q3 2023 | Sep 30, 2023 | Nov 6, 2023 | 1,197 | $2.7B | 13F-HR |
| Q2 2023 | Jun 30, 2023 | Aug 2, 2023 | 1,202 | $2.8B | 13F-HR |
| Q1 2023 | Mar 31, 2023 | May 8, 2023 | 1,295 | $3.0B | 13F-HR |
| Q4 2022 | Dec 31, 2022 | Jan 24, 2023 | 1,261 | $2.8B | 13F-HR |
| Q3 2022 | Sep 30, 2022 | Nov 10, 2022 | 1,261 | $2.6B | 13F-HR |
| Q2 2022 | Jun 30, 2022 | Aug 11, 2022 | 1,288 | $2.9B | 13F-HR |
| Q1 2022 | Mar 31, 2022 | Apr 20, 2022 | 1,362 | $3.3B | 13F-HR |
| Q4 2021 | Dec 31, 2021 | Feb 2, 2022 | 1,383 | $3.6B | 13F-HR |
| Q3 2021 | Sep 30, 2021 | Oct 28, 2021 | 1,372 | $3.3B | 13F-HR |
| Q2 2021 | Jun 30, 2021 | Aug 13, 2021 | 1,413 | $3.4B | 13F-HR |
| Q1 2021 | Mar 31, 2021 | May 6, 2021 | 1,325 | $3.1B | 13F-HR |
| Q4 2020 | Dec 31, 2020 | Feb 9, 2021 | 1,194 | $2.9B | 13F-HR |
| Q3 2020 | Sep 30, 2020 | Nov 3, 2020 | 1,060 | $2.5B | 13F-HR |
| Q2 2020 | Jun 30, 2020 | Jul 31, 2020 | 1,054 | $2.3B | 13F-HR |
Holdings from SEC EDGAR 13F-HR filings, updated quarterly ~45 days after quarter-end. Public domain. The book and weighting are long equity only; disclosed put/call options are listed separately and excluded from those totals. The performance line is a simulation of the disclosed long book, not an audited return.