Arkolith/Funds/Spectrum Asset Management, Inc.

Spectrum Asset Management, Inc.

CIK 1632078
Holdings as of Jun 30, 2026·disclosed Aug 3, 2026·~34-day 13F lag·13F-HR
Active Filer

Spectrum Asset Management, Inc. holds a focused book of 113 stocks worth $360.2M as of Q2 2026 (disclosed Aug 3, 2026, a ~45-day 13F lag). This quarter they opened Ishr Ibx Usd Invgd CB ETF-Ui and trimmed Wells Fargo & Co. Their largest long position is Wells Fargo & Co at 9% of the equity book. They also disclosed $287K in put options (a bearish bet), shown separately below and excluded from the equity book. Cloning the disclosed picks since 2024 would be +22% (+11.8%/yr). That is a simulation of the disclosed long book, not audited returns.

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Use Arkolith to show Spectrum Asset Management, Inc.'s latest
holdings, largest changes, and filing provenance.
Opened
72
new positions
Added to
40
existing
Trimmed
38
reduced
Sold out
8
exited

Growth of $10,000: cloning the disclosed book

If you'd copied them
+21.9%
+11.8%/yr · since Oct '24
Their reported book
+20.3%
held from quarter-end
S&P 500
+30.4%
same window
$9K$10K$11K$12K$13KOct '24Mar '25Jul '25Nov '25Mar '26Jul '26
Spectrum Asset Management, Inc. (copied at disclosure) S&P 500

Following at the filing date actually beat the quarter-end book by 1.6 points over this window.

Growth of $10,000 cloning Spectrum Asset Management, Inc.'s disclosed long 13F book, rebalanced on each filing date (so it reflects the ~45-day reporting lag, no look-ahead), total-return basis (dividends reinvested), derived from end-of-day prices. “Their reported book” values the same picks from quarter-end, before they were public. S&P 500 is SPY total return over the same window. Excludes shorts, cash, options and non-13F holdings. Not investment advice.

Concentration

Top-heavy: focused book

Top 5 holdings
32%
Top 10 holdings
47%
Top 20 holdings
63%

Share of the disclosed book in its largest positions. A higher top-5 share means a more concentrated, higher-conviction portfolio.

Direct sector allocation

43% mapped to company sectors

ETF / fund or unclassified
57%
Financials
16%
Information Technology
10%
Health Care
5%
Energy
3%
Materials
3%
Industrials
3%
Consumer Discretionary
2%

Direct operating-company sectors from our SIC-based security master. ETF/fund and unclassified holdings stay visible separately; this is not ETF look-through exposure.

Biggest moves: latest quarter

Estimated $ traded · quarter-end prices, no cost basis

Bought
Trimmed / exited

Funds with the most overlap

Other tracked managers holding the same core names as Spectrum Asset Management, Inc.

Manager / fundShared namesTheir $ in those
OSAIC HOLDINGS, INC.78 / 80$14.4B
Kestra Advisory Services, LLC78 / 80$6.4B
LPL Financial LLC77 / 80$60.3B
COMMONWEALTH EQUITY SERVICES, LLC77 / 80$15.7B
Farther Finance Advisors, LLC77 / 80$2.2B
IFP Advisors, Inc77 / 80$1.2B
HARBOUR INVESTMENTS, INC.77 / 80$913.5M
RAYMOND JAMES FINANCIAL INC76 / 80$68.6B

Ranked by how many of Spectrum Asset Management, Inc.'s top 80 disclosed names each fund also holds: a cross-fund conviction signal from the latest 13F of every tracked manager.

Holdings: largest first

Bars show each stock's share of the portfolio. Click a row for its position history.

113 positions
#SecurityValueShares% PortLast moveHistory
1Wells Fargo & Co
COM
$33.7M407.2K
9.3%
−1.8%
Reduced · −8K sh
2Invesco Exchange Traded FD T
S&P500 EQL WGT
$26.8M125.9K
7.4%
+68%
Added · +51K sh
3Vanguard BD Index FDS
VANGUARD ULTRA
$24.3M487.9K
6.7%
+4.6%
Added · +21K sh
4Schwab Strategic TR
US LCAP VA ETF
$18.3M524.9K
5.1%
+10%
Added · +50K sh
5First TR Exchng Traded FD VI
FT VEST US EQT
$12.9M273.3K
3.6%
+103%
Added · +139K sh
6First TR Exchng Traded FD VI
FT VEST US EQT
$12.1M254.8K
3.4%
−0.2%
Reduced · −554 sh
7Ishares Gold TR
ISHARES NEW
$12.1M159.6K
3.3%
−0.5%
Reduced · −724 sh
8First TR Exchng Traded FD VI
FT VEST US EQT
$11.0M247.0K
3.1%
−0.5%
Reduced · −1K sh
9Ishares TR
IBOXX INV CP ETF
$9.5M86.9K
2.6%
New
New position
10First TR Exchng Traded FD VI
FT VEST INTER EQ
$7.2M252.5K
2.0%
+0.7%
Added · +2K sh
11First TR Exchng Traded FD VI
FT VEST US
$7.1M139.9K
2.0%
−2.9%
Reduced · −4K sh
12Schwab Strategic TR
INTL EQTY ETF
$6.8M245.9K
1.9%
+45%
Added · +76K sh
13Alphabet Inc
CAP STK CL C
$6.7M18.8K
1.8%
−0.6%
Reduced · −117 sh
14Cisco Sys Inc
COM
$6.4M54.8K
1.8%
−0.7%
Reduced · −375 sh
15Schwab Strategic TR
US LCAP GR ETF
$6.1M181.1K
1.7%
+3.8%
Added · +7K sh
16First TR Exchng Traded FD VI
FT VEST U.S.
$5.6M118.3K
1.6%
−0.7%
Reduced · −880 sh
17Exxon Mobil Corp
COM
$5.5M40.3K
1.5%
−0.4%
Reduced · −171 sh
18Chevron Corporation
COM
$5.4M32.3K
1.5%
~0%
Added · +3 sh
19Ishares TR
MSCI USA MIN ETF
$5.1M52.6K
1.4%
+6.7%
Added · +3K sh
20Emcor Group Inc
COM
$4.6M5.5K
1.3%
−13%
Reduced · −824 sh
21Walmart Inc
COM
$4.6M40.4K
1.3%
−0.3%
Reduced · −112 sh
22Abbvie Inc
COM
$4.6M18.2K
1.3%
+0.1%
Added · +29 sh
23First TR Exchng Traded FD VI
FT VEST US EQT
$4.5M92.2K
1.3%
New
New position
24Ishares TR
0-3 MTH TREASURY
$4.4M43.4K
1.2%
New
New position
25Ishares Inc
MSCI EMRG CHN
$4.2M41.1K
1.2%
New
New position
26Illumina Inc
COM
$4.1M23.6K
1.2%
+5.1%
Added · +1K sh
27Duke Energy Corp New
COM NEW
$3.7M29.5K
1.0%
~0%
Reduced · −7 sh
28Ishares Inc
MSCI JAPN SMCETF
$3.7M35.3K
1.0%
+4.2%
Added · +1K sh
29Schwab Charles Corp
COM
$3.7M40.2K
1.0%
+0.3%
Added · +136 sh
30L3harris Technologies Inc
COM
$3.7M12.7K
1.0%
~0%
Reduced · −3 sh
31Microsoft Corp
COM
$3.6M9.7K
1.0%
−4.7%
Reduced · −484 sh
32Novartis AG
SPONSORED ADR
$3.6M22.8K
1.0%
−13%
Reduced · −3K sh
33Freeport McMoran Inc
CL B
$3.5M55.9K
1.0%
+3.0%
Added · +2K sh
34Emerson Elec Co
COM
$3.4M23.7K
0.9%
−0.4%
Reduced · −100 sh
35Edwards Lifesciences Corp
COM
$3.3M36.0K
0.9%
~0%
Added · +15 sh
36Schwab Strategic TR
INT-TRM U.S TRES
$3.2M130.6K
0.9%
−6.1%
Reduced · −9K sh
37Berkshire Hathaway Inc Del
CL B NEW
$3.2M6.4K
0.9%
−0.3%
Reduced · −22 sh
38Select Sector SPDR TR
ST STR ENERG ETF
$3.2M60.0K
0.9%
+2.3%
Added · +1K sh
39Series Portfolios TR
ELDR AAA CLO ETF
$3.2M124.4K
0.9%
+7.8%
Added · +9K sh
40Ishares TR
ESG AWR MSCI USA
$2.8M17.1K
0.8%
+4.6%
Added · +758 sh
41Solstice Advanced Matls Inc
COM SHS
$2.7M30.3K
0.7%
+102%
Added · +15K sh
42Linde PLC
SHS
$2.4M4.7K
0.7%
−0.3%
Reduced · −15 sh
43State STR SPDR S&P 500 ETF T
TR UNIT
$2.4M3.2K
0.7%
−5.0%
Reduced · −169 sh
44Schwab Strategic TR
US BRD MKT ETF
$2.3M80.2K
0.6%
−11%
Reduced · −10K sh
45Oracle Corp
COM
$2.3M15.8K
0.6%
−0.5%
Reduced · −82 sh
46Berkshire Hathaway Inc Del
CL A
$2.2M3
0.6%
Held
47Honeywell Intl Inc
COM
$2.0M8.9K
0.6%
New
New position
48Honeywell Aerospace Inc
COM
$2.0M8.8K
0.5%
New
New position
49First TR Exchng Traded FD VI
FT VEST US
$1.8M40.0K
0.5%
−1.6%
Reduced · −660 sh
50Alphabet Inc
CAP STK CL A
$1.8M5.1K
0.5%
−4.9%
Reduced · −261 sh
Showing 50 of 113 positions

Largest options & derivatives disclosed

Put / call positions from the 13F — totals include every disclosed option leg

Put notional (bearish)$287K
TypeUnderlyingNotional valueUnderlying shares
PUT · bearishWELLS FARGO & COWFC$285K100K
PUT · bearishNVIDIA CORPNVDA$2K5K
PUT · bearishAPPLE INCAAPL$193200

13F filers disclose option positions at the market value of the underlying the contracts reference, not the premium paid. A put is a bearish bet (it gains if the stock falls); a call is bullish. “Underlying shares” is the share count the contracts control, not a share holding. These legs are excluded from the equity book, weighting, concentration and sector figures above.

Filing history

As-of date vs the date the SEC received each filing

QuarterAs ofFiledPositionsValueForm
Q2 2026Jun 30, 2026Aug 3, 2026130$360.4M13F-HR
Q1 2026Mar 31, 2026Apr 22, 2026121$314.8M13F-HR
Q4 2025Dec 31, 2025Jan 26, 2026119$299.8M13F-HR
Q3 2025Sep 30, 2025Oct 23, 2025120$284.4M13F-HR
Q2 2025Jun 30, 2025Jul 23, 2025107$230.1M13F-HR
Q1 2025Mar 31, 2025Apr 16, 202593$225.1M13F-HR
Q4 2024Dec 31, 2024Jan 28, 2025104$222.6M13F-HR
Q3 2024Sep 30, 2024Oct 22, 2024106$236.4M13F-HR

Data source

Holdings from SEC EDGAR 13F-HR filings, updated quarterly ~45 days after quarter-end. Public domain. The book and weighting are long equity only; disclosed put/call options are listed separately and excluded from those totals. The performance line is a simulation of the disclosed long book, not an audited return.