Spectrum Asset Management, Inc. (NB/CA) holds a focused book of 113 reported positions worth $360.2M as of Q2 2026 (disclosed Aug 3, 2026, a ~34-day 13F lag). This quarter Honeywell Aerospace Inc first appears in 13F filings, a listing rather than a purchase; they opened Ishr Ibx Usd Invgd CB ETF-Ui and trimmed Wells Fargo & Co. Their largest long position is Wells Fargo & Co at 9% of the reported non-option book. They also disclosed $287K in put options (a bearish bet), shown separately below and excluded from the non-option book. Cloning the disclosed picks since 2024 would be +22% (+11.0%/yr). That is a simulation of the disclosed long book, not audited returns.
Growth of $10,000 cloning Spectrum Asset Management, Inc. (NB/CA)'s disclosed long 13F book, rebalanced on each filing date (so it reflects each quarter's actual reporting lag, ~34 days for the latest filing, with no look-ahead), total-return basis (dividends reinvested), derived from end-of-day prices. “Their reported book” values the same picks from quarter-end, before they were public. S&P 500 is SPY total return over the same window. Excludes shorts, cash, options and non-13F holdings. Not investment advice.
Top-heavy: focused book
Share of the disclosed book in its largest positions. A higher top-5 share means a more concentrated, higher-conviction portfolio.
44% mapped to company sectors
+4 sectors below the cut, 4% together
Direct operating-company sectors from our SIC-based security master. ETF/fund and unclassified holdings stay visible separately; this is not ETF look-through exposure.
Estimated $ traded · quarter-end prices (an exit at the prior quarter-end), no cost basis
Other tracked managers holding the same core names as Spectrum Asset Management, Inc. (NB/CA)
| Manager / fund | Shared names | Their $ in those |
|---|---|---|
| Hoffman, Alan N Investment Management | 8 / 80 | $160.9M |
| Mirae Asset Global Investments Co., Ltd. | 56 / 80 | $277.4B |
| Marest Capital, LLC | 12 / 80 | $169.3M |
| United American Securities Inc. (d/b/a UAS Asset Management) | 9 / 80 | $381.9M |
| Emerald Advisors, LLC | 29 / 80 | $642.9M |
| Draper Asset Management, LLC | 9 / 80 | $156.0M |
| AdviceOne Advisory Services, LLC | 20 / 80 | $138.5M |
| 9823 Capital, L.P. | 8 / 80 | $114.7M |
Ranked by the share of each fund's own book sitting in the names it shares with Spectrum Asset Management, Inc. (NB/CA): only funds sharing at least a tenth of the book qualify. Index giants, bank custody books and market makers are excluded. They hold everything, so their overlap says nothing.
Bars show each position's share of the portfolio. Click a row for its position history.
| # | Security | Value | Shares | % Port | Last move | History |
|---|---|---|---|---|---|---|
| 1 | Wells Fargo & Co COM | $33.7M | 407.2K | 9.3% | ▼−1.8% Reduced · −8K sh | |
| 2 | Invesco Exchange Traded FD T S&P500 EQL WGT | $26.8M | 125.9K | 7.4% | ▲+68% Added · +51K sh | |
| 3 | Vanguard BD Index FDS VANGUARD ULTRA | $24.3M | 487.9K | 6.7% | ▲+4.6% Added · +21K sh | |
| 4 | Schwab Strategic TR US LCAP VA ETF | $18.3M | 524.9K | 5.1% | ▲+10% Added · +50K sh | |
| 5 | First TR Exchng Traded FD VI FT VEST US EQT | $12.9M | 273.3K | 3.6% | ▲+103% Added · +139K sh | |
| 6 | First TR Exchng Traded FD VI FT VEST US EQT | $12.1M | 254.8K | 3.4% | ▼−0.2% Reduced · −554 sh | |
| 7 | Ishares Gold TR ISHARES NEW | $12.1M | 159.6K | 3.3% | ▼−0.5% Reduced · −724 sh | |
| 8 | First TR Exchng Traded FD VI FT VEST US EQT | $11.0M | 247.0K | 3.1% | ▼−0.5% Reduced · −1K sh | |
| 9 | Ishares TR IBOXX INV CP ETF | $9.5M | 86.9K | 2.6% | ▲New New position | |
| 10 | First TR Exchng Traded FD VI FT VEST INTER EQ | $7.2M | 252.5K | 2.0% | ▲+0.7% Added · +2K sh | |
| 11 | First TR Exchng Traded FD VI FT VEST US | $7.1M | 139.9K | 2.0% | ▼−2.9% Reduced · −4K sh | |
| 12 | Schwab Strategic TR INTL EQTY ETF | $6.8M | 245.9K | 1.9% | ▲+45% Added · +76K sh | |
| 13 | Alphabet Inc CAP STK CL C | $6.7M | 18.8K | 1.8% | ▼−0.6% Reduced · −117 sh | |
| 14 | Cisco Sys Inc COM | $6.4M | 54.8K | 1.8% | ▼−0.7% Reduced · −375 sh | |
| 15 | Schwab Strategic TR US LCAP GR ETF | $6.1M | 181.1K | 1.7% | ▲+3.8% Added · +7K sh | |
| 16 | First TR Exchng Traded FD VI FT VEST U.S. | $5.6M | 118.3K | 1.6% | ▼−0.7% Reduced · −880 sh | |
| 17 | Exxon Mobil Corp COM | $5.5M | 40.3K | 1.5% | ▼−0.4% Reduced · −171 sh | |
| 18 | Chevron Corporation COM | $5.4M | 32.3K | 1.5% | ▲~0% Added · +3 sh | |
| 19 | Ishares TR MSCI USA MIN ETF | $5.1M | 52.6K | 1.4% | ▲+6.7% Added · +3K sh | |
| 20 | Emcor Group Inc COM | $4.6M | 5.5K | 1.3% | ▼−13% Reduced · −824 sh | |
| 21 | Walmart Inc COM | $4.6M | 40.4K | 1.3% | ▼−0.3% Reduced · −112 sh | |
| 22 | Abbvie Inc COM | $4.6M | 18.2K | 1.3% | ▲+0.1% Added · +29 sh | |
| 23 | First TR Exchng Traded FD VI FT VEST US EQT | $4.5M | 92.2K | 1.3% | ▲New New position | |
| 24 | Ishares TR 0-3 MTH TREASURY | $4.4M | 43.4K | 1.2% | ▲New New position | |
| 25 | Ishares Inc MSCI EMRG CHN | $4.2M | 41.1K | 1.2% | ▲New New position | |
| 26 | Illumina Inc COM | $4.1M | 23.6K | 1.2% | ▲+5.1% Added · +1K sh | |
| 27 | Duke Energy Corp New COM NEW | $3.7M | 29.5K | 1.0% | ▼~0% Reduced · −7 sh | |
| 28 | Ishares Inc MSCI JAPN SMCETF | $3.7M | 35.3K | 1.0% | ▲+4.2% Added · +1K sh | |
| 29 | Schwab Charles Corp COM | $3.7M | 40.2K | 1.0% | ▲+0.3% Added · +136 sh | |
| 30 | L3harris Technologies Inc COM | $3.7M | 12.7K | 1.0% | ▼~0% Reduced · −3 sh | |
| 31 | Microsoft Corp COM | $3.6M | 9.7K | 1.0% | ▼−4.7% Reduced · −484 sh | |
| 32 | Novartis AG SPONSORED ADR | $3.6M | 22.8K | 1.0% | ▼−13% Reduced · −3K sh | |
| 33 | Freeport McMoran Inc CL B | $3.5M | 55.9K | 1.0% | ▲+3.0% Added · +2K sh | |
| 34 | Emerson Elec Co COM | $3.4M | 23.7K | 0.9% | ▼−0.4% Reduced · −100 sh | |
| 35 | Edwards Lifesciences Corp COM | $3.3M | 36.0K | 0.9% | ▲~0% Added · +15 sh | |
| 36 | Schwab Strategic TR INT-TRM U.S TRES | $3.2M | 130.6K | 0.9% | ▼−6.1% Reduced · −9K sh | |
| 37 | Berkshire Hathaway Inc Del CL B NEW | $3.2M | 6.4K | 0.9% | ▼−0.3% Reduced · −22 sh | |
| 38 | Select Sector SPDR TR ST STR ENERG ETF | $3.2M | 60.0K | 0.9% | ▲+2.3% Added · +1K sh | |
| 39 | Series Portfolios TR ELDR AAA CLO ETF | $3.2M | 124.4K | 0.9% | ▲+7.8% Added · +9K sh | |
| 40 | Ishares TR ESG AWR MSCI USA | $2.8M | 17.1K | 0.8% | ▲+4.6% Added · +758 sh | |
| 41 | Solstice Advanced Matls Inc COM SHS | $2.7M | 30.3K | 0.7% | ▲+102% Added · +15K sh | |
| 42 | Linde PLC SHS | $2.4M | 4.7K | 0.7% | ▼−0.3% Reduced · −15 sh | |
| 43 | State STR SPDR S&P 500 ETF T TR UNIT | $2.4M | 3.2K | 0.7% | ▼−5.0% Reduced · −169 sh | |
| 44 | Schwab Strategic TR US BRD MKT ETF | $2.3M | 80.2K | 0.6% | ▼−11% Reduced · −10K sh | |
| 45 | Oracle Corp COM | $2.3M | 15.8K | 0.6% | ▼−0.5% Reduced · −82 sh | |
| 46 | Berkshire Hathaway Inc Del CL A | $2.2M | 3 | 0.6% | —Held | |
| 47 | Honeywell Intl Inc COM | $2.0M | 8.9K | 0.6% | ▲New New position | |
| 48 | Honeywell Aerospace Inc COM | $2.0M | 8.8K | 0.5% | →Listed Newly reportable | |
| 49 | First TR Exchng Traded FD VI FT VEST US | $1.8M | 40.0K | 0.5% | ▼−1.6% Reduced · −660 sh | |
| 50 | Alphabet Inc CAP STK CL A | $1.8M | 5.1K | 0.5% | ▼−4.9% Reduced · −261 sh |
This fund page is the Follow view. The Build view lets your agent pull holdings, quarter changes, overlap, and source filings through API or MCP.
curl -H "Authorization: Bearer YOUR_API_KEY" \ "https://arkolith.com/api/v1/funds/1632078/holdings"
Use Arkolith to show Spectrum Asset Management, Inc. (NB/CA)'s latest holdings, largest changes, and filing provenance.
Put / call positions from the 13F — totals include every disclosed option leg
| Type | Underlying | Notional value | Underlying shares |
|---|---|---|---|
| PUT · bearish | WELLS FARGO & COWFC | $285K | 100K |
| PUT · bearish | NVIDIA CORPNVDA | $2K | 5K |
| PUT · bearish | APPLE INCAAPL | $193 | 200 |
13F filers disclose option positions at the market value of the underlying the contracts reference, not the premium paid. A put is a bearish bet (it gains if the stock falls); a call is bullish. “Underlying shares” is the share count the contracts control, not a share holding. These legs are excluded from the non-option book, weighting, concentration and sector figures above.
As-of date vs the date the SEC received each filing
Reported 13F total per quarter. Raw filing totals can include option notional.
| Quarter | As of | Filed | Lag | Positions | Value | Form |
|---|---|---|---|---|---|---|
| Q2 2026 | Jun 30, 2026 | Aug 3, 2026 | 34d | 130 | $360.4M | 13F-HR |
| Q1 2026 | Mar 31, 2026 | Apr 22, 2026 | 22d | 121 | $314.8M | 13F-HR |
| Q4 2025 | Dec 31, 2025 | Jan 26, 2026 | 26d | 119 | $299.8M | 13F-HR |
| Q3 2025 | Sep 30, 2025 | Oct 23, 2025 | 23d | 120 | $284.4M | 13F-HR |
| Q2 2025 | Jun 30, 2025 | Jul 23, 2025 | 23d | 107 | $230.1M | 13F-HR |
| Q1 2025 | Mar 31, 2025 | Apr 16, 2025 | 16d | 93 | $225.1M | 13F-HR |
| Q4 2024 | Dec 31, 2024 | Jan 28, 2025 | 28d | 104 | $222.6M | 13F-HR |
| Q3 2024 | Sep 30, 2024 | Oct 22, 2024 | 22d | 106 | $236.4M | 13F-HR |
Holdings from SEC EDGAR 13F-HR filings, updated quarterly, filed up to 45 days after quarter-end. Public domain. Book totals and portfolio weights cover reported non-option positions, which can include notes and warrants. Disclosed put/call options are listed separately and excluded from those totals. The performance line is a simulation of the disclosed long book, not an audited return.